Personal Information
Organization / Workplace
Fort Lauderdale United States
Occupation
Founder and Principal
Industry
Finance / Banking / Insurance
Website
About
Mitchell Atkins is Founder and Principal of FirstMark Regulatory Solutions, Inc.which is based in Fort Lauderdale, Florida. He is a consultant to FINRA-registered broker dealers and registered investment advisers. His recent compliance focuses include cybersecurity, FINRA membership applications, risk-based branch inspections, non-traded REITs, business development corporations, exchanged traded funds, anti-money laundering, and Regulations SP and S-ID. He handles complex FINRA membership applications. Atkins is a frequent speaker at securities industry conferences.
Contact Details
Tags
non-traded reit suitability
finra suitability rule
variable annuity l-shares
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