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Thiruvananthapuram Area, India India

Regulatory Compliance Manager at Capstocks and Securities India Pvt Ltd

Finance / Banking / Insurance

• An accomplished analytical thinker and passionate problem solver who has the ability to read and interpret complex regulations and then make accurate operational decisions regarding them. . • Long track record of evaluating compliance issues within an organization and then taking appropriate action to improve operational performance • Connoisseur at planning, organizing, and controlling the day-to-day administrative and operational compliance activities • An expert at managing a high level of customer expectations, dealing with complex managerial problems and ensuring that sales targets are met • Proficient at soliciting new business opportunities by marketing products or services to p...