ºÝºÝߣshows by User: BovillRegulatory / http://www.slideshare.net/images/logo.gif ºÝºÝߣshows by User: BovillRegulatory / Fri, 03 Jun 2016 12:06:22 GMT ºÝºÝߣShare feed for ºÝºÝߣshows by User: BovillRegulatory Bovill briefing - Market Abuse Regulation /slideshow/bovill-briefing-market-abuse-regulation-62691833/62691833 bovillbriefing-mar-26thmay2016-160603120622
It’s bigger. It’s tougher. It’s coming into effect on 3 July 2016. It’s the new Market Abuse Regulation (MAR). MAR widens greatly the scope of instruments and actions subject to anti-market abuse regulations. It also creates a new regime to govern market soundings, and imposes tough new obligations on regulated firms. We talked through the MAR journey and discussed how it might affect firms. ]]>
It’s bigger. It’s tougher. It’s coming into effect on 3 July 2016. It’s the new Market Abuse Regulation (MAR). MAR widens greatly the scope of instruments and actions subject to anti-market abuse regulations. It also creates a new regime to govern market soundings, and imposes tough new obligations on regulated firms. We talked through the MAR journey and discussed how it might affect firms. ]]> Fri, 03 Jun 2016 12:06:22 GMT /slideshow/bovill-briefing-market-abuse-regulation-62691833/62691833 BovillRegulatory@slideshare.net(BovillRegulatory) Bovill briefing - Market Abuse Regulation BovillRegulatory It’s bigger. It’s tougher. It’s coming into effect on 3 July 2016. It’s the new Market Abuse Regulation (MAR). MAR widens greatly the scope of instruments and actions subject to anti-market abuse regulations. It also creates a new regime to govern market soundings, and imposes tough new obligations on regulated firms. We talked through the MAR journey and discussed how it might affect firms. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/bovillbriefing-mar-26thmay2016-160603120622-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> It’s bigger. It’s tougher. It’s coming into effect on 3 July 2016. It’s the new Market Abuse Regulation (MAR). MAR widens greatly the scope of instruments and actions subject to anti-market abuse regulations. It also creates a new regime to govern market soundings, and imposes tough new obligations on regulated firms. We talked through the MAR journey and discussed how it might affect firms.
Bovill briefing - Market Abuse Regulation from Bovill
]]> 1064 7 https://cdn.slidesharecdn.com/ss_thumbnails/bovillbriefing-mar-26thmay2016-160603120622-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 2016 fca look ahead bovill briefing /slideshow/2016-fca-look-ahead-bovill-briefing/61509774 2016fcalookahead-bovillbriefing-160429160836
Another year has gone by and the FCA’s combined Business Plan and Risk Outlook has been released… So what’s new and what does it mean for your firm? Our briefing walked through the key messages of the document and took a look back at 2015’s release. We also explored what you might need to be doing differently in the year ahead.]]>
Another year has gone by and the FCA’s combined Business Plan and Risk Outlook has been released… So what’s new and what does it mean for your firm? Our briefing walked through the key messages of the document and took a look back at 2015’s release. We also explored what you might need to be doing differently in the year ahead.]]> Fri, 29 Apr 2016 16:08:36 GMT /slideshow/2016-fca-look-ahead-bovill-briefing/61509774 BovillRegulatory@slideshare.net(BovillRegulatory) 2016 fca look ahead bovill briefing BovillRegulatory Another year has gone by and the FCA’s combined Business Plan and Risk Outlook has been released… So what’s new and what does it mean for your firm? Our briefing walked through the key messages of the document and took a look back at 2015’s release. We also explored what you might need to be doing differently in the year ahead. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/2016fcalookahead-bovillbriefing-160429160836-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Another year has gone by and the FCA’s combined Business Plan and Risk Outlook has been released… So what’s new and what does it mean for your firm? Our briefing walked through the key messages of the document and took a look back at 2015’s release. We also explored what you might need to be doing differently in the year ahead.
2016 fca look ahead bovill briefing from Bovill
]]> 506 6 https://cdn.slidesharecdn.com/ss_thumbnails/2016fcalookahead-bovillbriefing-160429160836-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Crd for investment presentation march 2016 /slideshow/crd-for-investment-presentation-march-2016/59819467 crdforinvestmentpresentation-march2016-160321122725
The European Banking Authority are proposing to change fundamentally the prudential landscape for investment firms. In this briefing we looked at these proposals for strategic context around the update to your 2016 ICAAP.]]>
The European Banking Authority are proposing to change fundamentally the prudential landscape for investment firms. In this briefing we looked at these proposals for strategic context around the update to your 2016 ICAAP.]]> Mon, 21 Mar 2016 12:27:25 GMT /slideshow/crd-for-investment-presentation-march-2016/59819467 BovillRegulatory@slideshare.net(BovillRegulatory) Crd for investment presentation march 2016 BovillRegulatory The European Banking Authority are proposing to change fundamentally the prudential landscape for investment firms. In this briefing we looked at these proposals for strategic context around the update to your 2016 ICAAP. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/crdforinvestmentpresentation-march2016-160321122725-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> The European Banking Authority are proposing to change fundamentally the prudential landscape for investment firms. In this briefing we looked at these proposals for strategic context around the update to your 2016 ICAAP.
Crd for investment presentation march 2016 from Bovill
]]> 533 8 https://cdn.slidesharecdn.com/ss_thumbnails/crdforinvestmentpresentation-march2016-160321122725-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Hot topics in financial crime - Singapore /slideshow/hot-topics-in-financial-crime-singapore/59079255 financialcrime-dpascorrespondentbankingfinal-webversioncd20160304-160304160324
During this briefing we looked at two distinct hot topics, Deferred Prosecution Agreements and Correspondent Banking. The discussion focused on the evolving challenges and practical compliance tips]]>
During this briefing we looked at two distinct hot topics, Deferred Prosecution Agreements and Correspondent Banking. The discussion focused on the evolving challenges and practical compliance tips]]> Fri, 04 Mar 2016 16:03:24 GMT /slideshow/hot-topics-in-financial-crime-singapore/59079255 BovillRegulatory@slideshare.net(BovillRegulatory) Hot topics in financial crime - Singapore BovillRegulatory During this briefing we looked at two distinct hot topics, Deferred Prosecution Agreements and Correspondent Banking. The discussion focused on the evolving challenges and practical compliance tips <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/financialcrime-dpascorrespondentbankingfinal-webversioncd20160304-160304160324-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> During this briefing we looked at two distinct hot topics, Deferred Prosecution Agreements and Correspondent Banking. The discussion focused on the evolving challenges and practical compliance tips
Hot topics in financial crime - Singapore from Bovill
]]> 829 8 https://cdn.slidesharecdn.com/ss_thumbnails/financialcrime-dpascorrespondentbankingfinal-webversioncd20160304-160304160324-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Financial crime hot topics: DPA's and Correspondent Banking /slideshow/financial-crime-hot-topics-dpas-and-correspondent-banking/58755454 financialcrime-dpascorrespondentbanking-160226124653
At our February briefing in London, we looked at the evolution of and practical approaches to two current hot topics, Deferred Prosecution Agreements (DPAs) and Correspondent Banking.]]>
At our February briefing in London, we looked at the evolution of and practical approaches to two current hot topics, Deferred Prosecution Agreements (DPAs) and Correspondent Banking.]]> Fri, 26 Feb 2016 12:46:53 GMT /slideshow/financial-crime-hot-topics-dpas-and-correspondent-banking/58755454 BovillRegulatory@slideshare.net(BovillRegulatory) Financial crime hot topics: DPA's and Correspondent Banking BovillRegulatory At our February briefing in London, we looked at the evolution of and practical approaches to two current hot topics, Deferred Prosecution Agreements (DPAs) and Correspondent Banking. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/financialcrime-dpascorrespondentbanking-160226124653-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> At our February briefing in London, we looked at the evolution of and practical approaches to two current hot topics, Deferred Prosecution Agreements (DPAs) and Correspondent Banking.
Financial crime hot topics: DPA's and Correspondent Banking from Bovill
]]> 1128 9 https://cdn.slidesharecdn.com/ss_thumbnails/financialcrime-dpascorrespondentbanking-160226124653-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 The rise of fin tech presentation /slideshow/the-rise-of-fin-tech-presentation/57656714 theriseoffintechpresentation-160129174035
At our January briefing, we looked at some of the regulatory lessons to date, as well as what’s in store for the FinTech industry in 2016]]>
At our January briefing, we looked at some of the regulatory lessons to date, as well as what’s in store for the FinTech industry in 2016]]> Fri, 29 Jan 2016 17:40:35 GMT /slideshow/the-rise-of-fin-tech-presentation/57656714 BovillRegulatory@slideshare.net(BovillRegulatory) The rise of fin tech presentation BovillRegulatory At our January briefing, we looked at some of the regulatory lessons to date, as well as what’s in store for the FinTech industry in 2016 <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/theriseoffintechpresentation-160129174035-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> At our January briefing, we looked at some of the regulatory lessons to date, as well as what’s in store for the FinTech industry in 2016
The rise of fin tech presentation from Bovill
]]> 577 9 https://cdn.slidesharecdn.com/ss_thumbnails/theriseoffintechpresentation-160129174035-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 MiFID II: the next step presentation /slideshow/mifid-ii-the-next-step-presentation/55927653 mifidiithenextsteppresentation-151208103100-lva1-app6891
Another 1500 pages of regulatory standards and commentary on MiFID II has been released. Our briefing will help you get up to speed. ]]>
Another 1500 pages of regulatory standards and commentary on MiFID II has been released. Our briefing will help you get up to speed. ]]> Tue, 08 Dec 2015 10:31:00 GMT /slideshow/mifid-ii-the-next-step-presentation/55927653 BovillRegulatory@slideshare.net(BovillRegulatory) MiFID II: the next step presentation BovillRegulatory Another 1500 pages of regulatory standards and commentary on MiFID II has been released. Our briefing will help you get up to speed. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/mifidiithenextsteppresentation-151208103100-lva1-app6891-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Another 1500 pages of regulatory standards and commentary on MiFID II has been released. Our briefing will help you get up to speed.
MiFID II: the next step presentation from Bovill
]]> 2826 7 https://cdn.slidesharecdn.com/ss_thumbnails/mifidiithenextsteppresentation-151208103100-lva1-app6891-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Are European regulations heading East? /slideshow/are-european-regulations-heading-east/55426807 finalslidesareeuropeanregulationsheadingeast20151119-151123171752-lva1-app6892
Compliance in Europe is getting more complex: there’s just a whole lot more of it. But what can this tell us about what’s coming next for Asian firms?]]>
Compliance in Europe is getting more complex: there’s just a whole lot more of it. But what can this tell us about what’s coming next for Asian firms?]]> Mon, 23 Nov 2015 17:17:52 GMT /slideshow/are-european-regulations-heading-east/55426807 BovillRegulatory@slideshare.net(BovillRegulatory) Are European regulations heading East? BovillRegulatory Compliance in Europe is getting more complex: there’s just a whole lot more of it. But what can this tell us about what’s coming next for Asian firms? <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/finalslidesareeuropeanregulationsheadingeast20151119-151123171752-lva1-app6892-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Compliance in Europe is getting more complex: there’s just a whole lot more of it. But what can this tell us about what’s coming next for Asian firms?
Are European regulations heading East? from Bovill
]]> 463 7 https://cdn.slidesharecdn.com/ss_thumbnails/finalslidesareeuropeanregulationsheadingeast20151119-151123171752-lva1-app6892-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Bovill briefing will minor complaints become a major issue /slideshow/bovill-briefing-will-minor-complaints-become-a-major-issue/54392382 bovillbriefing-willminorcomplaintsbecomeamajorissue-151026162958-lva1-app6891
Bovill's October London briefing covered the new rules on complaint handling - which may have a greater impact on your firm than you think. It’s no longer credible to report few or no complaints and your team will need training and support.]]>
Bovill's October London briefing covered the new rules on complaint handling - which may have a greater impact on your firm than you think. It’s no longer credible to report few or no complaints and your team will need training and support.]]> Mon, 26 Oct 2015 16:29:58 GMT /slideshow/bovill-briefing-will-minor-complaints-become-a-major-issue/54392382 BovillRegulatory@slideshare.net(BovillRegulatory) Bovill briefing will minor complaints become a major issue BovillRegulatory Bovill's October London briefing covered the new rules on complaint handling - which may have a greater impact on your firm than you think. It’s no longer credible to report few or no complaints and your team will need training and support. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/bovillbriefing-willminorcomplaintsbecomeamajorissue-151026162958-lva1-app6891-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Bovill&#39;s October London briefing covered the new rules on complaint handling - which may have a greater impact on your firm than you think. It’s no longer credible to report few or no complaints and your team will need training and support.
Bovill briefing will minor complaints become a major issue from Bovill
]]> 817 8 https://cdn.slidesharecdn.com/ss_thumbnails/bovillbriefing-willminorcomplaintsbecomeamajorissue-151026162958-lva1-app6891-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 AIFMD and MiFID II /slideshow/aifmd-and-mifid-ii/53013118 finalcisieventsingapore20150917-150921120924-lva1-app6892
ºÝºÝߣs from Bovill's joint-speaking event with CISI in Singapore.]]>
ºÝºÝߣs from Bovill's joint-speaking event with CISI in Singapore.]]> Mon, 21 Sep 2015 12:09:24 GMT /slideshow/aifmd-and-mifid-ii/53013118 BovillRegulatory@slideshare.net(BovillRegulatory) AIFMD and MiFID II BovillRegulatory ºÝºÝߣs from Bovill's joint-speaking event with CISI in Singapore. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/finalcisieventsingapore20150917-150921120924-lva1-app6892-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> ºÝºÝߣs from Bovill&#39;s joint-speaking event with CISI in Singapore.
AIFMD and MiFID II from Bovill
]]> 1626 6 https://cdn.slidesharecdn.com/ss_thumbnails/finalcisieventsingapore20150917-150921120924-lva1-app6892-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Holding management to account: where is it all heading? /slideshow/holding-management-to-account-where-is-it-all-heading-52668500/52668500 holdingmanagementtoaccountslides-150911113931-lva1-app6891
From March next year, the way in which regulators hold managers to account will be split squarely between bankers and non-bankers. In our September London briefing, we distinguished between the ‘senior managers regime’ and the ‘approved persons’ regime, between those that can do ‘significant harm’ and those with ‘significant influence’.]]>
From March next year, the way in which regulators hold managers to account will be split squarely between bankers and non-bankers. In our September London briefing, we distinguished between the ‘senior managers regime’ and the ‘approved persons’ regime, between those that can do ‘significant harm’ and those with ‘significant influence’.]]> Fri, 11 Sep 2015 11:39:31 GMT /slideshow/holding-management-to-account-where-is-it-all-heading-52668500/52668500 BovillRegulatory@slideshare.net(BovillRegulatory) Holding management to account: where is it all heading? BovillRegulatory From March next year, the way in which regulators hold managers to account will be split squarely between bankers and non-bankers. In our September London briefing, we distinguished between the ‘senior managers regime’ and the ‘approved persons’ regime, between those that can do ‘significant harm’ and those with ‘significant influence’. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/holdingmanagementtoaccountslides-150911113931-lva1-app6891-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> From March next year, the way in which regulators hold managers to account will be split squarely between bankers and non-bankers. In our September London briefing, we distinguished between the ‘senior managers regime’ and the ‘approved persons’ regime, between those that can do ‘significant harm’ and those with ‘significant influence’.
Holding management to account: where is it all heading? from Bovill
]]> 758 10 https://cdn.slidesharecdn.com/ss_thumbnails/holdingmanagementtoaccountslides-150911113931-lva1-app6891-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 MiFID II- Client issues presentation Leeds /slideshow/mifid-ii-client-issues-presentation-leeds-final/50707748 mifidii-clientissuespresentationleeds-final-150720095926-lva1-app6892
Our Leeds briefing focused on the protecting investors elements within the longer, broader and more granular MiFID II]]>
Our Leeds briefing focused on the protecting investors elements within the longer, broader and more granular MiFID II]]> Mon, 20 Jul 2015 09:59:26 GMT /slideshow/mifid-ii-client-issues-presentation-leeds-final/50707748 BovillRegulatory@slideshare.net(BovillRegulatory) MiFID II- Client issues presentation Leeds BovillRegulatory Our Leeds briefing focused on the protecting investors elements within the longer, broader and more granular MiFID II <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/mifidii-clientissuespresentationleeds-final-150720095926-lva1-app6892-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Our Leeds briefing focused on the protecting investors elements within the longer, broader and more granular MiFID II
MiFID II- Client issues presentation Leeds from Bovill
]]> 1554 4 https://cdn.slidesharecdn.com/ss_thumbnails/mifidii-clientissuespresentationleeds-final-150720095926-lva1-app6892-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Managing Market Abuse briefing 16/07/15 /slideshow/managing-market-abuse-briefing-160715/50706898 aimamarpresentation-onscreen-mibbabcupdate14072015-kseditpbedit2-150720093304-lva1-app6891
Our July briefing provided an overview of the UK market abuse framework and a look at what to do on a day-to-day basis to control your risks.]]>
Our July briefing provided an overview of the UK market abuse framework and a look at what to do on a day-to-day basis to control your risks.]]> Mon, 20 Jul 2015 09:33:04 GMT /slideshow/managing-market-abuse-briefing-160715/50706898 BovillRegulatory@slideshare.net(BovillRegulatory) Managing Market Abuse briefing 16/07/15 BovillRegulatory Our July briefing provided an overview of the UK market abuse framework and a look at what to do on a day-to-day basis to control your risks. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/aimamarpresentation-onscreen-mibbabcupdate14072015-kseditpbedit2-150720093304-lva1-app6891-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Our July briefing provided an overview of the UK market abuse framework and a look at what to do on a day-to-day basis to control your risks.
Managing Market Abuse briefing 16/07/15 from Bovill
]]> 1300 5 https://cdn.slidesharecdn.com/ss_thumbnails/aimamarpresentation-onscreen-mibbabcupdate14072015-kseditpbedit2-150720093304-lva1-app6891-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Eisa bvca sheffield 2015 /slideshow/eisa-bvca-sheffield-2015/50098702 eisabvcasheffield2015-150702150411-lva1-app6891
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]]> Thu, 02 Jul 2015 15:04:11 GMT /slideshow/eisa-bvca-sheffield-2015/50098702 BovillRegulatory@slideshare.net(BovillRegulatory) Eisa bvca sheffield 2015 BovillRegulatory <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/eisabvcasheffield2015-150702150411-lva1-app6891-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br>
Eisa bvca sheffield 2015 from Bovill
]]> 429 5 https://cdn.slidesharecdn.com/ss_thumbnails/eisabvcasheffield2015-150702150411-lva1-app6891-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Looking east: regulation in Asia /slideshow/looking-east-new-slides3/50002375 lookingeastnewslides3-150630121000-lva1-app6891
As regulatory trends echo across the globe, we looked to the east for June’s regulatory update. When it comes to financial regulation, Asia is traditionally thought to lag behind Europe and, in turn the US. But with FATF currently focusing on Singapore, and the region seen as a hub for Fintech innovation, are there trends which may hit the UK coming from the other direction?]]>
As regulatory trends echo across the globe, we looked to the east for June’s regulatory update. When it comes to financial regulation, Asia is traditionally thought to lag behind Europe and, in turn the US. But with FATF currently focusing on Singapore, and the region seen as a hub for Fintech innovation, are there trends which may hit the UK coming from the other direction?]]> Tue, 30 Jun 2015 12:10:00 GMT /slideshow/looking-east-new-slides3/50002375 BovillRegulatory@slideshare.net(BovillRegulatory) Looking east: regulation in Asia BovillRegulatory As regulatory trends echo across the globe, we looked to the east for June’s regulatory update. When it comes to financial regulation, Asia is traditionally thought to lag behind Europe and, in turn the US. But with FATF currently focusing on Singapore, and the region seen as a hub for Fintech innovation, are there trends which may hit the UK coming from the other direction? <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/lookingeastnewslides3-150630121000-lva1-app6891-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> As regulatory trends echo across the globe, we looked to the east for June’s regulatory update. When it comes to financial regulation, Asia is traditionally thought to lag behind Europe and, in turn the US. But with FATF currently focusing on Singapore, and the region seen as a hub for Fintech innovation, are there trends which may hit the UK coming from the other direction?
Looking east: regulation in Asia from Bovill
]]> 603 6 https://cdn.slidesharecdn.com/ss_thumbnails/lookingeastnewslides3-150630121000-lva1-app6891-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Pensions: nirvana or nightmare? - Bovill briefing /slideshow/bovill-briefing-pensions-nirvana-or-nightmare/48188442 bovillbriefing-pensionsnirvanaornightmare-150515120026-lva1-app6892
Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the May 2015 briefing on the FCA's Business Plan and Outlook for 2015/16. For more information visit www.bovill.com. Further information on the event is below: Our May briefing looks at the impact of the latest pension reforms. New freedom and choice has made pensions a more attractive investment, and the greater complexity means there’s greater need for advice. But is the opportunity for advisers worth the risk? As it becomes harder to divorce pension planning from investment advice, will wealth managers who choose not to offer pensions advice lose business? And what is the knock on effect for the industry as a whole? Our London briefing look at the new pensions regime. We consider: •what’s changed •how it affects advisers and the suitability considerations they face •how to address the compliance challenges that it brings]]>
Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the May 2015 briefing on the FCA's Business Plan and Outlook for 2015/16. For more information visit www.bovill.com. Further information on the event is below: Our May briefing looks at the impact of the latest pension reforms. New freedom and choice has made pensions a more attractive investment, and the greater complexity means there’s greater need for advice. But is the opportunity for advisers worth the risk? As it becomes harder to divorce pension planning from investment advice, will wealth managers who choose not to offer pensions advice lose business? And what is the knock on effect for the industry as a whole? Our London briefing look at the new pensions regime. We consider: •what’s changed •how it affects advisers and the suitability considerations they face •how to address the compliance challenges that it brings]]> Fri, 15 May 2015 12:00:26 GMT /slideshow/bovill-briefing-pensions-nirvana-or-nightmare/48188442 BovillRegulatory@slideshare.net(BovillRegulatory) Pensions: nirvana or nightmare? - Bovill briefing BovillRegulatory Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the May 2015 briefing on the FCA's Business Plan and Outlook for 2015/16. For more information visit www.bovill.com. Further information on the event is below: Our May briefing looks at the impact of the latest pension reforms. New freedom and choice has made pensions a more attractive investment, and the greater complexity means there’s greater need for advice. But is the opportunity for advisers worth the risk? As it becomes harder to divorce pension planning from investment advice, will wealth managers who choose not to offer pensions advice lose business? And what is the knock on effect for the industry as a whole? Our London briefing look at the new pensions regime. We consider: •what’s changed •how it affects advisers and the suitability considerations they face •how to address the compliance challenges that it brings <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/bovillbriefing-pensionsnirvanaornightmare-150515120026-lva1-app6892-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the May 2015 briefing on the FCA&#39;s Business Plan and Outlook for 2015/16. For more information visit www.bovill.com. Further information on the event is below: Our May briefing looks at the impact of the latest pension reforms. New freedom and choice has made pensions a more attractive investment, and the greater complexity means there’s greater need for advice. But is the opportunity for advisers worth the risk? As it becomes harder to divorce pension planning from investment advice, will wealth managers who choose not to offer pensions advice lose business? And what is the knock on effect for the industry as a whole? Our London briefing look at the new pensions regime. We consider: •what’s changed •how it affects advisers and the suitability considerations they face •how to address the compliance challenges that it brings
Pensions: nirvana or nightmare? - Bovill briefing from Bovill
]]> 773 8 https://cdn.slidesharecdn.com/ss_thumbnails/bovillbriefing-pensionsnirvanaornightmare-150515120026-lva1-app6892-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Fca Business Plan and Outlook 2015/16 - Bovill Briefing /slideshow/fca-business-plan-and-outlook-bovill-briefing/47109988 fcaoutlook-bovillbriefing-150417063236-conversion-gate02
Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the April 2015 briefing on the FCA's Business Plan and Outlook for 2015/16. For more information visit www.bovill.com. Further information on the event is below: The FCA’s year ahead This year’s combined Business Plan and Risk Outlook has reiterated many of the FCA’s current concerns, including technology and data issues, and added financial crime to its list of key risks. As well as the usual thematic work there’ll be an emphasis on market studies – including looking into the post MMR world and the ways in which asset managers charge for their products. Not surprisingly there’ll be a lot on pensions, and various thematic projects on things like non-advised sales, inducements and other conflicts of interest. Also under the microscope will be incentive structures and debt collection practices among consumer credit firms. And the regulator is restructuring again … Our briefing will walked through the highlights of the document, and looking at what you might need to be doing differently in the year ahead.]]>
Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the April 2015 briefing on the FCA's Business Plan and Outlook for 2015/16. For more information visit www.bovill.com. Further information on the event is below: The FCA’s year ahead This year’s combined Business Plan and Risk Outlook has reiterated many of the FCA’s current concerns, including technology and data issues, and added financial crime to its list of key risks. As well as the usual thematic work there’ll be an emphasis on market studies – including looking into the post MMR world and the ways in which asset managers charge for their products. Not surprisingly there’ll be a lot on pensions, and various thematic projects on things like non-advised sales, inducements and other conflicts of interest. Also under the microscope will be incentive structures and debt collection practices among consumer credit firms. And the regulator is restructuring again … Our briefing will walked through the highlights of the document, and looking at what you might need to be doing differently in the year ahead.]]> Fri, 17 Apr 2015 06:32:35 GMT /slideshow/fca-business-plan-and-outlook-bovill-briefing/47109988 BovillRegulatory@slideshare.net(BovillRegulatory) Fca Business Plan and Outlook 2015/16 - Bovill Briefing BovillRegulatory Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the April 2015 briefing on the FCA's Business Plan and Outlook for 2015/16. For more information visit www.bovill.com. Further information on the event is below: The FCA’s year ahead This year’s combined Business Plan and Risk Outlook has reiterated many of the FCA’s current concerns, including technology and data issues, and added financial crime to its list of key risks. As well as the usual thematic work there’ll be an emphasis on market studies – including looking into the post MMR world and the ways in which asset managers charge for their products. Not surprisingly there’ll be a lot on pensions, and various thematic projects on things like non-advised sales, inducements and other conflicts of interest. Also under the microscope will be incentive structures and debt collection practices among consumer credit firms. And the regulator is restructuring again … Our briefing will walked through the highlights of the document, and looking at what you might need to be doing differently in the year ahead. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/fcaoutlook-bovillbriefing-150417063236-conversion-gate02-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the April 2015 briefing on the FCA&#39;s Business Plan and Outlook for 2015/16. For more information visit www.bovill.com. Further information on the event is below: The FCA’s year ahead This year’s combined Business Plan and Risk Outlook has reiterated many of the FCA’s current concerns, including technology and data issues, and added financial crime to its list of key risks. As well as the usual thematic work there’ll be an emphasis on market studies – including looking into the post MMR world and the ways in which asset managers charge for their products. Not surprisingly there’ll be a lot on pensions, and various thematic projects on things like non-advised sales, inducements and other conflicts of interest. Also under the microscope will be incentive structures and debt collection practices among consumer credit firms. And the regulator is restructuring again … Our briefing will walked through the highlights of the document, and looking at what you might need to be doing differently in the year ahead.
Fca Business Plan and Outlook 2015/16 - Bovill Briefing from Bovill
]]> 861 4 https://cdn.slidesharecdn.com/ss_thumbnails/fcaoutlook-bovillbriefing-150417063236-conversion-gate02-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 MiFID II - investor protection - Bovill briefing feb 15 /slideshow/mi-fid-ii-investor-protection-bovill-briefing-feb-15/44933392 mifidii-investorprotection-bovillbriefingfeb15-150220105039-conversion-gate02
Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the February 2015 briefing on MiFID II. For more information visit www.bovill.com. Further information on the event is below: With the ‘Level Two’ advice published just before Christmas, this is the first of our 2015 series of MiFID II briefings. This session focuses on the investor protection elements of ESMA's advice including topics such as: • product governance to product intervention • client assets • remuneration • conflicts and inducements (dealing commission) • best execution and client order handling • information to clients. The briefing gives more details of our MiFID II toolkit and how this could help your project.]]>
Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the February 2015 briefing on MiFID II. For more information visit www.bovill.com. Further information on the event is below: With the ‘Level Two’ advice published just before Christmas, this is the first of our 2015 series of MiFID II briefings. This session focuses on the investor protection elements of ESMA's advice including topics such as: • product governance to product intervention • client assets • remuneration • conflicts and inducements (dealing commission) • best execution and client order handling • information to clients. The briefing gives more details of our MiFID II toolkit and how this could help your project.]]> Fri, 20 Feb 2015 10:50:39 GMT /slideshow/mi-fid-ii-investor-protection-bovill-briefing-feb-15/44933392 BovillRegulatory@slideshare.net(BovillRegulatory) MiFID II - investor protection - Bovill briefing feb 15 BovillRegulatory Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the February 2015 briefing on MiFID II. For more information visit www.bovill.com. Further information on the event is below: With the ‘Level Two’ advice published just before Christmas, this is the first of our 2015 series of MiFID II briefings. This session focuses on the investor protection elements of ESMA's advice including topics such as: • product governance to product intervention • client assets • remuneration • conflicts and inducements (dealing commission) • best execution and client order handling • information to clients. The briefing gives more details of our MiFID II toolkit and how this could help your project. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/mifidii-investorprotection-bovillbriefingfeb15-150220105039-conversion-gate02-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the February 2015 briefing on MiFID II. For more information visit www.bovill.com. Further information on the event is below: With the ‘Level Two’ advice published just before Christmas, this is the first of our 2015 series of MiFID II briefings. This session focuses on the investor protection elements of ESMA&#39;s advice including topics such as: • product governance to product intervention • client assets • remuneration • conflicts and inducements (dealing commission) • best execution and client order handling • information to clients. The briefing gives more details of our MiFID II toolkit and how this could help your project.
MiFID II - investor protection - Bovill briefing feb 15 from Bovill
]]> 2244 3 https://cdn.slidesharecdn.com/ss_thumbnails/mifidii-investorprotection-bovillbriefingfeb15-150220105039-conversion-gate02-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Bovill social media regulation workshop UKCFA Dec 14 /slideshow/bovill-social-media-regulation-workshop-ukcfa-dec-14/44302037 bovillsocialmediaregulationworkshopukcfadec14-150205052328-conversion-gate01
The UK Crowdfunding Association invited Bovill - the specialised regulatory consultants - to present at their workshop on FCA Social Media Regulation. We looked at the draft guidance from FCA as well as some recent examples of where it’s gone wrong . Here are a few of the slides used. The final guidance on social media should be released by the FCA in early 2015. We’ll be keeping a close eye on it.]]>
The UK Crowdfunding Association invited Bovill - the specialised regulatory consultants - to present at their workshop on FCA Social Media Regulation. We looked at the draft guidance from FCA as well as some recent examples of where it’s gone wrong . Here are a few of the slides used. The final guidance on social media should be released by the FCA in early 2015. We’ll be keeping a close eye on it.]]> Thu, 05 Feb 2015 05:23:27 GMT /slideshow/bovill-social-media-regulation-workshop-ukcfa-dec-14/44302037 BovillRegulatory@slideshare.net(BovillRegulatory) Bovill social media regulation workshop UKCFA Dec 14 BovillRegulatory The UK Crowdfunding Association invited Bovill - the specialised regulatory consultants - to present at their workshop on FCA Social Media Regulation. We looked at the draft guidance from FCA as well as some recent examples of where it’s gone wrong . Here are a few of the slides used. The final guidance on social media should be released by the FCA in early 2015. We’ll be keeping a close eye on it. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/bovillsocialmediaregulationworkshopukcfadec14-150205052328-conversion-gate01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> The UK Crowdfunding Association invited Bovill - the specialised regulatory consultants - to present at their workshop on FCA Social Media Regulation. We looked at the draft guidance from FCA as well as some recent examples of where it’s gone wrong . Here are a few of the slides used. The final guidance on social media should be released by the FCA in early 2015. We’ll be keeping a close eye on it.
Bovill social media regulation workshop UKCFA Dec 14 from Bovill
]]> 547 2 https://cdn.slidesharecdn.com/ss_thumbnails/bovillsocialmediaregulationworkshopukcfadec14-150205052328-conversion-gate01-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Bovill briefing: FCA Senior Persons Regime - December 2014 & March 2015 /slideshow/on-the-hook-and-nowhere-to-hide-bovill-briefing-senior-managers-regime/42637894 onthehookandnowheretohide-bovillbriefing-seniormanagersregime-141212053540-conversion-gate01
Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the December 2014 London and March 2015 Leeds briefing on the new Senior Persons Regime. For more information visit www.bovill.com. Further information on the event is below: On the hook and nowhere to hide The regulators’ focus on senior individuals is greater than ever before and the personal cost of failing in your duties can be massive. The new Senior Managers Regime will soon replace the Significant Influence Function (SIF) component of the Approved Persons regime for UK deposit takers and systemically important investment firms. The regime aims to increase accountability – and personal liability – for individuals who are Senior Managers in these organisations, and also sets the tone for those in other types of firms. In this briefing, we: • Give a brief refresher on upcoming changes to the SIF and Approved Persons world • Look at the proposed Senior Managers Regime • Reflect on the regulators’ increased scrutiny of individuals • Offer some practical tips on how to keep out of the regulators’ ‘firing line’]]>
Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the December 2014 London and March 2015 Leeds briefing on the new Senior Persons Regime. For more information visit www.bovill.com. Further information on the event is below: On the hook and nowhere to hide The regulators’ focus on senior individuals is greater than ever before and the personal cost of failing in your duties can be massive. The new Senior Managers Regime will soon replace the Significant Influence Function (SIF) component of the Approved Persons regime for UK deposit takers and systemically important investment firms. The regime aims to increase accountability – and personal liability – for individuals who are Senior Managers in these organisations, and also sets the tone for those in other types of firms. In this briefing, we: • Give a brief refresher on upcoming changes to the SIF and Approved Persons world • Look at the proposed Senior Managers Regime • Reflect on the regulators’ increased scrutiny of individuals • Offer some practical tips on how to keep out of the regulators’ ‘firing line’]]> Fri, 12 Dec 2014 05:35:40 GMT /slideshow/on-the-hook-and-nowhere-to-hide-bovill-briefing-senior-managers-regime/42637894 BovillRegulatory@slideshare.net(BovillRegulatory) Bovill briefing: FCA Senior Persons Regime - December 2014 & March 2015 BovillRegulatory Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the December 2014 London and March 2015 Leeds briefing on the new Senior Persons Regime. For more information visit www.bovill.com. Further information on the event is below: On the hook and nowhere to hide The regulators’ focus on senior individuals is greater than ever before and the personal cost of failing in your duties can be massive. The new Senior Managers Regime will soon replace the Significant Influence Function (SIF) component of the Approved Persons regime for UK deposit takers and systemically important investment firms. The regime aims to increase accountability – and personal liability – for individuals who are Senior Managers in these organisations, and also sets the tone for those in other types of firms. In this briefing, we: • Give a brief refresher on upcoming changes to the SIF and Approved Persons world • Look at the proposed Senior Managers Regime • Reflect on the regulators’ increased scrutiny of individuals • Offer some practical tips on how to keep out of the regulators’ ‘firing line’ <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/onthehookandnowheretohide-bovillbriefing-seniormanagersregime-141212053540-conversion-gate01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Bovill - the UK financial services regulatory consultancy - runs regular briefings. These are the slides from the December 2014 London and March 2015 Leeds briefing on the new Senior Persons Regime. For more information visit www.bovill.com. Further information on the event is below: On the hook and nowhere to hide The regulators’ focus on senior individuals is greater than ever before and the personal cost of failing in your duties can be massive. The new Senior Managers Regime will soon replace the Significant Influence Function (SIF) component of the Approved Persons regime for UK deposit takers and systemically important investment firms. The regime aims to increase accountability – and personal liability – for individuals who are Senior Managers in these organisations, and also sets the tone for those in other types of firms. In this briefing, we: • Give a brief refresher on upcoming changes to the SIF and Approved Persons world • Look at the proposed Senior Managers Regime • Reflect on the regulators’ increased scrutiny of individuals • Offer some practical tips on how to keep out of the regulators’ ‘firing line’
Bovill briefing: FCA Senior Persons Regime - December 2014 & March 2015 from Bovill
]]> 2519 6 https://cdn.slidesharecdn.com/ss_thumbnails/onthehookandnowheretohide-bovillbriefing-seniormanagersregime-141212053540-conversion-gate01-thumbnail.jpg?width=120&height=120&fit=bounds presentation White http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 https://cdn.slidesharecdn.com/profile-photo-BovillRegulatory-48x48.jpg?cb=1523713529 We are a specialist financial services regulatory consultancy, founded in 1999, with offices in London, Singapore and Manchester. www.bovill.com https://cdn.slidesharecdn.com/ss_thumbnails/bovillbriefing-mar-26thmay2016-160603120622-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/bovill-briefing-market-abuse-regulation-62691833/62691833 Bovill briefing - Mark... https://cdn.slidesharecdn.com/ss_thumbnails/2016fcalookahead-bovillbriefing-160429160836-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/2016-fca-look-ahead-bovill-briefing/61509774 2016 fca look ahead ... https://cdn.slidesharecdn.com/ss_thumbnails/crdforinvestmentpresentation-march2016-160321122725-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/crd-for-investment-presentation-march-2016/59819467 Crd for investment pre...