�ݺ�ߣshows by User: BroadridgeFinancialSolutions

�ݺ�ߣshows by User: BroadridgeFinancialSolutions / http://www.slideshare.net/images/logo.gif �ݺ�ߣshows by User: BroadridgeFinancialSolutions / Mon, 14 Jul 2014 12:52:19 GMT �ݺ�ߣShare feed for �ݺ�ߣshows by User: BroadridgeFinancialSolutions Using Market Insights and Sales Data to Optimize Your Distribution Strategy /BroadridgeFinancialSolutions/access-dataoptimizeyourdistributionstrategy102912 access-data-optimize-your-distribution-strategy-102912-140714125219-phpapp01
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]]> Mon, 14 Jul 2014 12:52:19 GMT /BroadridgeFinancialSolutions/access-dataoptimizeyourdistributionstrategy102912 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) Using Market Insights and Sales Data to Optimize Your Distribution Strategy BroadridgeFinancialSolutions <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/access-data-optimize-your-distribution-strategy-102912-140714125219-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" />

Using Market Insights and Sales Data to Optimize Your Distribution Strategy from Broadridge

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1 Advisor-Driven Retirement Market: Profiling The Top Retirement Advisors /slideshow/access-datasparkconferencef-polefrone11513/36963588 access-data-spark-conference-fpolefrone-11513-140714125219-phpapp02
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]]> Mon, 14 Jul 2014 12:52:19 GMT /slideshow/access-datasparkconferencef-polefrone11513/36963588 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) Advisor-Driven Retirement Market: Profiling The Top Retirement Advisors BroadridgeFinancialSolutions <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/access-data-spark-conference-fpolefrone-11513-140714125219-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds" />

Advisor-Driven Retirement Market: Profiling The Top Retirement Advisors from Broadridge

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1 FATCA Withholding from a Security Master and Payment Perspective /slideshow/broadridge-fatca-withholdingfromasecuritymasterandpaymentperspective-36963587/36963587 broadridgefatcawithholdingfromasecuritymasterandpaymentperspective-140714125218-phpapp01
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]]> Mon, 14 Jul 2014 12:52:18 GMT /slideshow/broadridge-fatca-withholdingfromasecuritymasterandpaymentperspective-36963587/36963587 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) FATCA Withholding from a Security Master and Payment Perspective BroadridgeFinancialSolutions <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridgefatcawithholdingfromasecuritymasterandpaymentperspective-140714125218-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" />

FATCA Withholding from a Security Master and Payment Perspective from Broadridge

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1 Broadridge Analysis of Traditional and Notice & Access Issuers: N&A Adoption, Distribution and Voting /slideshow/broadridge-6yrnastatsreport2013/36963586 broadridge-6-yr-na-stats-report-2013-140714125218-phpapp01
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]]> Mon, 14 Jul 2014 12:52:18 GMT /slideshow/broadridge-6yrnastatsreport2013/36963586 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) Broadridge Analysis of Traditional and Notice & Access Issuers: N&A Adoption, Distribution and Voting BroadridgeFinancialSolutions <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridge-6-yr-na-stats-report-2013-140714125218-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" />

Broadridge Analysis of Traditional and Notice & Access Issuers: N&A Adoption, Distribution and Voting from Broadridge

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1 Leveraging Data and Analytics to Drive Your DCIO Business /slideshow/access-data-nicsastrategicleadershipforum021014/36963584 accessdata-nicsa-strategic-leadership-forum-02-10-14-140714125217-phpapp02
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]]> Mon, 14 Jul 2014 12:52:17 GMT /slideshow/access-data-nicsastrategicleadershipforum021014/36963584 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) Leveraging Data and Analytics to Drive Your DCIO Business BroadridgeFinancialSolutions <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/accessdata-nicsa-strategic-leadership-forum-02-10-14-140714125217-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds" />

Leveraging Data and Analytics to Drive Your DCIO Business from Broadridge

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1 Big Data in the Fund Industry: From Descriptive to Prescriptive Data Analytics /slideshow/nicsa-bigdatainthefundindustry/36960420 nicsa-big-data-in-the-fund-industry-140714112732-phpapp01
NICSA’s Technology Committee, including Dan Cwenar, President, Access Data, Broadridge, offer perspectives on the “state of play” of Big Data in the fund industry: The history of “ Big Data” The definition of Big Data in the context of industry applications. The movement from descriptive towards prescriptive analytics in driving decisions Common misconceptions about the use of predictive analytics.]]>
NICSA’s Technology Committee, including Dan Cwenar, President, Access Data, Broadridge, offer perspectives on the “state of play” of Big Data in the fund industry: The history of “ Big Data” The definition of Big Data in the context of industry applications. The movement from descriptive towards prescriptive analytics in driving decisions Common misconceptions about the use of predictive analytics.]]> Mon, 14 Jul 2014 11:27:31 GMT /slideshow/nicsa-bigdatainthefundindustry/36960420 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) Big Data in the Fund Industry: From Descriptive to Prescriptive Data Analytics BroadridgeFinancialSolutions NICSA’s Technology Committee, including Dan Cwenar, President, Access Data, Broadridge, offer perspectives on the “state of play” of Big Data in the fund industry: The history of “ Big Data” The definition of Big Data in the context of industry applications. The movement from descriptive towards prescriptive analytics in driving decisions Common misconceptions about the use of predictive analytics. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/nicsa-big-data-in-the-fund-industry-140714112732-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" /> NICSA’s Technology Committee, including Dan Cwenar, President, Access Data, Broadridge, offer perspectives on the “state of play” of Big Data in the fund industry: The history of “ Big Data” The definition of Big Data in the context of industry applications. The movement from descriptive towards prescriptive analytics in driving decisions Common misconceptions about the use of predictive analytics.

Big Data in the Fund Industry: From Descriptive to Prescriptive Data Analytics from Broadridge

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1 Transforming Compliance Communications from Challenge to Differentiator /BroadridgeFinancialSolutions/broadridge-transformingcompliancecommunications broadridge-transforming-compliance-communications-140714112729-phpapp01
Industry insights into re-engineering your traditional VA compliance fulfillment approach for cost reduction and greater customer benefits.]]>
Industry insights into re-engineering your traditional VA compliance fulfillment approach for cost reduction and greater customer benefits.]]> Mon, 14 Jul 2014 11:27:29 GMT /BroadridgeFinancialSolutions/broadridge-transformingcompliancecommunications BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) Transforming Compliance Communications from Challenge to Differentiator BroadridgeFinancialSolutions Industry insights into re-engineering your traditional VA compliance fulfillment approach for cost reduction and greater customer benefits. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridge-transforming-compliance-communications-140714112729-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" /> Industry insights into re-engineering your traditional VA compliance fulfillment approach for cost reduction and greater customer benefits.

Transforming Compliance Communications from Challenge to Differentiator from Broadridge

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1 FATCA Compliance: Riding a Roller Coaster of Regulatory Change /slideshow/broadridge-fatcacompliancewhitepaper/36960417 broadridge-fatca-compliance-whitepaper-140714112727-phpapp02
FATCA will impose new due diligence, withholding, and reporting requirements on financial institutions. This paper outlines the significant regulatory change FATCA brings to provide the IRS with an increased ability to detect U.S. tax evaders—specifically, those among U.S. “persons” (individuals or entities) who maintain foreign accounts and investments either directly or indirectly, through their ownership in foreign entities.]]>
FATCA will impose new due diligence, withholding, and reporting requirements on financial institutions. This paper outlines the significant regulatory change FATCA brings to provide the IRS with an increased ability to detect U.S. tax evaders—specifically, those among U.S. “persons” (individuals or entities) who maintain foreign accounts and investments either directly or indirectly, through their ownership in foreign entities.]]> Mon, 14 Jul 2014 11:27:27 GMT /slideshow/broadridge-fatcacompliancewhitepaper/36960417 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) FATCA Compliance: Riding a Roller Coaster of Regulatory Change BroadridgeFinancialSolutions FATCA will impose new due diligence, withholding, and reporting requirements on financial institutions. This paper outlines the significant regulatory change FATCA brings to provide the IRS with an increased ability to detect U.S. tax evaders—specifically, those among U.S. “persons” (individuals or entities) who maintain foreign accounts and investments either directly or indirectly, through their ownership in foreign entities. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridge-fatca-compliance-whitepaper-140714112727-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds" /> FATCA will impose new due diligence, withholding, and reporting requirements on financial institutions. This paper outlines the significant regulatory change FATCA brings to provide the IRS with an increased ability to detect U.S. tax evaders—specifically, those among U.S. “persons” (individuals or entities) who maintain foreign accounts and investments either directly or indirectly, through their ownership in foreign entities.

FATCA Compliance: Riding a Roller Coaster of Regulatory Change from Broadridge

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1 IRAs & the ERISA Fiduciary Rules /slideshow/broadridge-ir-astheerisafiduciaryrules/36960414 broadridge-iras-the-erisa-fiduciary-rules-140714112725-phpapp01
A guide to help advisors understand the proposed Department of Labor changes to the fiduciary definition regulations. The DOL’s proposed changes to the fiduciary definition regulations are causing financial advisors to re-examine their business models and to determine whether they may be a fiduciary to the plan and participants under the proposed regulations. These proposed changes will not only impact qualified retirement plans, but non-qualified plans too, such as IRAs. There could be major implications for how advisors will work with IRAs if these changes are implemented. This Practice Guide provides a framework to help advisors understand this issue by addressing the following questions: What are the rules today? What is being proposed? How would some of the proposed changes impact an advisor’s practice? Are there any action steps an advisor can take today in anticipation of the new rules?]]>
A guide to help advisors understand the proposed Department of Labor changes to the fiduciary definition regulations. The DOL’s proposed changes to the fiduciary definition regulations are causing financial advisors to re-examine their business models and to determine whether they may be a fiduciary to the plan and participants under the proposed regulations. These proposed changes will not only impact qualified retirement plans, but non-qualified plans too, such as IRAs. There could be major implications for how advisors will work with IRAs if these changes are implemented. This Practice Guide provides a framework to help advisors understand this issue by addressing the following questions: What are the rules today? What is being proposed? How would some of the proposed changes impact an advisor’s practice? Are there any action steps an advisor can take today in anticipation of the new rules?]]> Mon, 14 Jul 2014 11:27:25 GMT /slideshow/broadridge-ir-astheerisafiduciaryrules/36960414 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) IRAs & the ERISA Fiduciary Rules BroadridgeFinancialSolutions A guide to help advisors understand the proposed Department of Labor changes to the fiduciary definition regulations. The DOL’s proposed changes to the fiduciary definition regulations are causing financial advisors to re-examine their business models and to determine whether they may be a fiduciary to the plan and participants under the proposed regulations. These proposed changes will not only impact qualified retirement plans, but non-qualified plans too, such as IRAs. There could be major implications for how advisors will work with IRAs if these changes are implemented. This Practice Guide provides a framework to help advisors understand this issue by addressing the following questions: What are the rules today? What is being proposed? How would some of the proposed changes impact an advisor’s practice? Are there any action steps an advisor can take today in anticipation of the new rules? <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridge-iras-the-erisa-fiduciary-rules-140714112725-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" /> A guide to help advisors understand the proposed Department of Labor changes to the fiduciary definition regulations. The DOL’s proposed changes to the fiduciary definition regulations are causing financial advisors to re-examine their business models and to determine whether they may be a fiduciary to the plan and participants under the proposed regulations. These proposed changes will not only impact qualified retirement plans, but non-qualified plans too, such as IRAs. There could be major implications for how advisors will work with IRAs if these changes are implemented. This Practice Guide provides a framework to help advisors understand this issue by addressing the following questions: What are the rules today? What is being proposed? How would some of the proposed changes impact an advisor’s practice? Are there any action steps an advisor can take today in anticipation of the new rules?

IRAs & the ERISA Fiduciary Rules from Broadridge

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1 Opportunities for e-Delivery in Canada /slideshow/broadridge-opportunitiesfore-deliverywhitepaper/36960413 broadridge-opportunities-for-edelivery-white-paper-140714112725-phpapp02
The availability of electronic solutions, the regulatory framework within which to offer them and an increasing investor appetite for digital information has created new opportunities in investor communications. Today, companies can provide information to investors when, where, and how they want it – and that makes for more engaged investors. That’s never been more important. as governance, transparency and accountability in capital markets become more closely scrutinized and more rigorously measured, engaging investors, encouraging voter participation and demonstrating leading communication practices is vital.]]>
The availability of electronic solutions, the regulatory framework within which to offer them and an increasing investor appetite for digital information has created new opportunities in investor communications. Today, companies can provide information to investors when, where, and how they want it – and that makes for more engaged investors. That’s never been more important. as governance, transparency and accountability in capital markets become more closely scrutinized and more rigorously measured, engaging investors, encouraging voter participation and demonstrating leading communication practices is vital.]]> Mon, 14 Jul 2014 11:27:25 GMT /slideshow/broadridge-opportunitiesfore-deliverywhitepaper/36960413 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) Opportunities for e-Delivery in Canada BroadridgeFinancialSolutions The availability of electronic solutions, the regulatory framework within which to offer them and an increasing investor appetite for digital information has created new opportunities in investor communications. Today, companies can provide information to investors when, where, and how they want it – and that makes for more engaged investors. That’s never been more important. as governance, transparency and accountability in capital markets become more closely scrutinized and more rigorously measured, engaging investors, encouraging voter participation and demonstrating leading communication practices is vital. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridge-opportunities-for-edelivery-white-paper-140714112725-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds" /> The availability of electronic solutions, the regulatory framework within which to offer them and an increasing investor appetite for digital information has created new opportunities in investor communications. Today, companies can provide information to investors when, where, and how they want it – and that makes for more engaged investors. That’s never been more important. as governance, transparency and accountability in capital markets become more closely scrutinized and more rigorously measured, engaging investors, encouraging voter participation and demonstrating leading communication practices is vital.

Opportunities for e-Delivery in Canada from Broadridge

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1 ERISA Fiduciary Issues: A Guide for Advisors /slideshow/broadridge-erisafiduciary-practiceguide/36960410 broadridgeerisafiduciarypracticeguide-140714112723-phpapp01
The role, expectations and legal requirements for ERISA fiduciary advisors is changing. Plan sponsors are increasingly looking to retirement plan advisors for guidance. This brings potential business opportunities but also more regulatory scrutiny. This paper provides advisors with guidelines to understand the plan sponsor role as fiduciaries and the steps to take to avoid breaching their duties.]]>
The role, expectations and legal requirements for ERISA fiduciary advisors is changing. Plan sponsors are increasingly looking to retirement plan advisors for guidance. This brings potential business opportunities but also more regulatory scrutiny. This paper provides advisors with guidelines to understand the plan sponsor role as fiduciaries and the steps to take to avoid breaching their duties.]]> Mon, 14 Jul 2014 11:27:23 GMT /slideshow/broadridge-erisafiduciary-practiceguide/36960410 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) ERISA Fiduciary Issues: A Guide for Advisors BroadridgeFinancialSolutions The role, expectations and legal requirements for ERISA fiduciary advisors is changing. Plan sponsors are increasingly looking to retirement plan advisors for guidance. This brings potential business opportunities but also more regulatory scrutiny. This paper provides advisors with guidelines to understand the plan sponsor role as fiduciaries and the steps to take to avoid breaching their duties. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridgeerisafiduciarypracticeguide-140714112723-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" /> The role, expectations and legal requirements for ERISA fiduciary advisors is changing. Plan sponsors are increasingly looking to retirement plan advisors for guidance. This brings potential business opportunities but also more regulatory scrutiny. This paper provides advisors with guidelines to understand the plan sponsor role as fiduciaries and the steps to take to avoid breaching their duties.

ERISA Fiduciary Issues: A Guide for Advisors from Broadridge

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1 Managing Big Data: A Big Problem for Brokerages /slideshow/broadridge-big-databigproblembrokerageswhitepaper-36960407/36960407 broadridgebigdatabigproblembrokerageswhitepaper-140714112723-phpapp01
Reliable mutual fund invoicing and analysis has been challenging the industry for years due to the regulatory environment and other factors, and in this report we explore key concerns, current approaches, and the way forward. Based on in-depth interviews with financial services executives, this paper uncovered the significance of a data management and analytical challenge facing brokerages, which has led to lost revenue, increased compliance and reputational risk, and lost sales opportunities.]]>
Reliable mutual fund invoicing and analysis has been challenging the industry for years due to the regulatory environment and other factors, and in this report we explore key concerns, current approaches, and the way forward. Based on in-depth interviews with financial services executives, this paper uncovered the significance of a data management and analytical challenge facing brokerages, which has led to lost revenue, increased compliance and reputational risk, and lost sales opportunities.]]> Mon, 14 Jul 2014 11:27:23 GMT /slideshow/broadridge-big-databigproblembrokerageswhitepaper-36960407/36960407 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) Managing Big Data: A Big Problem for Brokerages BroadridgeFinancialSolutions Reliable mutual fund invoicing and analysis has been challenging the industry for years due to the regulatory environment and other factors, and in this report we explore key concerns, current approaches, and the way forward. Based on in-depth interviews with financial services executives, this paper uncovered the significance of a data management and analytical challenge facing brokerages, which has led to lost revenue, increased compliance and reputational risk, and lost sales opportunities. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridgebigdatabigproblembrokerageswhitepaper-140714112723-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" /> Reliable mutual fund invoicing and analysis has been challenging the industry for years due to the regulatory environment and other factors, and in this report we explore key concerns, current approaches, and the way forward. Based on in-depth interviews with financial services executives, this paper uncovered the significance of a data management and analytical challenge facing brokerages, which has led to lost revenue, increased compliance and reputational risk, and lost sales opportunities.

Managing Big Data: A Big Problem for Brokerages from Broadridge

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1 The Multi-Asset Class Conundrum: Solving Post-Trade Complexities Across Business Lines /slideshow/broadridge-multiassetclassconundrumwhitepaper-36960405/36960405 broadridge-multi-asset-class-conundrum-whitepaper-140714112721-phpapp02
As trading across multiple asset classes increases, operating in silos is no longer an effective strategy for optimizing post-trade efficiency, mitigating risk and capitalizing on market opportunities. This paper uncovers how leading firms are consolidating their operations, data and technology infrastructures to create a center of excellence for multi-asset post-trade processing.]]>
As trading across multiple asset classes increases, operating in silos is no longer an effective strategy for optimizing post-trade efficiency, mitigating risk and capitalizing on market opportunities. This paper uncovers how leading firms are consolidating their operations, data and technology infrastructures to create a center of excellence for multi-asset post-trade processing.]]> Mon, 14 Jul 2014 11:27:21 GMT /slideshow/broadridge-multiassetclassconundrumwhitepaper-36960405/36960405 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) The Multi-Asset Class Conundrum: Solving Post-Trade Complexities Across Business Lines BroadridgeFinancialSolutions As trading across multiple asset classes increases, operating in silos is no longer an effective strategy for optimizing post-trade efficiency, mitigating risk and capitalizing on market opportunities. This paper uncovers how leading firms are consolidating their operations, data and technology infrastructures to create a center of excellence for multi-asset post-trade processing. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridge-multi-asset-class-conundrum-whitepaper-140714112721-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds" /> As trading across multiple asset classes increases, operating in silos is no longer an effective strategy for optimizing post-trade efficiency, mitigating risk and capitalizing on market opportunities. This paper uncovers how leading firms are consolidating their operations, data and technology infrastructures to create a center of excellence for multi-asset post-trade processing.

The Multi-Asset Class Conundrum: Solving Post-Trade Complexities Across Business Lines from Broadridge

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1 Rethinking Reconciliation: How a Global Center of Excellence Can Enhance Risk Management & Reduce Costs /slideshow/broadridge-rethinking-reconciliationwhitepaper/36960403 broadridgerethinkingreconciliationwhitepaper-140714112721-phpapp01
In two years, outsourced reconciliation solutions have grown exponentially as increased focus on risk, regulations, and cost reduction has heightened the need for greater transparency and efficiency across all areas of financial services operations. Discover how leading financial institutions are enhancing risk management and reducing costs through a global center of excellence for reconciliations.]]>
In two years, outsourced reconciliation solutions have grown exponentially as increased focus on risk, regulations, and cost reduction has heightened the need for greater transparency and efficiency across all areas of financial services operations. Discover how leading financial institutions are enhancing risk management and reducing costs through a global center of excellence for reconciliations.]]> Mon, 14 Jul 2014 11:27:20 GMT /slideshow/broadridge-rethinking-reconciliationwhitepaper/36960403 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) Rethinking Reconciliation: How a Global Center of Excellence Can Enhance Risk Management & Reduce Costs BroadridgeFinancialSolutions In two years, outsourced reconciliation solutions have grown exponentially as increased focus on risk, regulations, and cost reduction has heightened the need for greater transparency and efficiency across all areas of financial services operations. Discover how leading financial institutions are enhancing risk management and reducing costs through a global center of excellence for reconciliations. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridgerethinkingreconciliationwhitepaper-140714112721-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" /> In two years, outsourced reconciliation solutions have grown exponentially as increased focus on risk, regulations, and cost reduction has heightened the need for greater transparency and efficiency across all areas of financial services operations. Discover how leading financial institutions are enhancing risk management and reducing costs through a global center of excellence for reconciliations.

Rethinking Reconciliation: How a Global Center of Excellence Can Enhance Risk Management & Reduce Costs from Broadridge

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1 Tax Management: Navigating a Perfect Storm of Tax Complexity /slideshow/broadridge-2012-taxoutsourcingserviceswhitepaper-36960402/36960402 broadridge2012taxoutsourcingserviceswhitepaper-140714112721-phpapp01
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]]> Mon, 14 Jul 2014 11:27:20 GMT /slideshow/broadridge-2012-taxoutsourcingserviceswhitepaper-36960402/36960402 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) Tax Management: Navigating a Perfect Storm of Tax Complexity BroadridgeFinancialSolutions <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridge2012taxoutsourcingserviceswhitepaper-140714112721-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" />

Tax Management: Navigating a Perfect Storm of Tax Complexity from Broadridge

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1 What Plan Fiduciaries can Expect with 404(a)(5) Disclosures /slideshow/broadridge-dol-404a5whitepaper/36960398 broadridgedol404a5whitepaper-140714112719-phpapp01
The Department of Labor is focusing more on reporting, disclosure and transparency for 401(k) plans.]]>
The Department of Labor is focusing more on reporting, disclosure and transparency for 401(k) plans.]]> Mon, 14 Jul 2014 11:27:19 GMT /slideshow/broadridge-dol-404a5whitepaper/36960398 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) What Plan Fiduciaries can Expect with 404(a)(5) Disclosures BroadridgeFinancialSolutions The Department of Labor is focusing more on reporting, disclosure and transparency for 401(k) plans. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridgedol404a5whitepaper-140714112719-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" /> The Department of Labor is focusing more on reporting, disclosure and transparency for 401(k) plans.

What Plan Fiduciaries can Expect with 404(a)(5) Disclosures from Broadridge

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1 408b2 A Look at the New DoL Disclosure and Reporting Rules /slideshow/broadridge-dol-408b2whitepaper/36960397 broadridgedol408b2whitepaper-140714112718-phpapp01
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]]> Mon, 14 Jul 2014 11:27:17 GMT /slideshow/broadridge-dol-408b2whitepaper/36960397 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) 408b2 A Look at the New DoL Disclosure and Reporting Rules BroadridgeFinancialSolutions <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridgedol408b2whitepaper-140714112718-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" />

408b2 A Look at the New DoL Disclosure and Reporting Rules from Broadridge

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1 Fee and Commission Management in Global Markets /slideshow/broadridge-pov-asianfixedincomewhitepaper/36960395 broadridgepovasianfixedincomewhitepaper-140714112717-phpapp01
Look at key trends, challenges and solutions in fee and commission management. The challenge for any global financial institution is the sheer complexity and number of relationships and fees. The ongoing financial crisis has intensified the need for transparency and risk reduction. Explore the potential benefits of automation of commission and fees management and consider ways to quantify costs savings and other gains.]]>
Look at key trends, challenges and solutions in fee and commission management. The challenge for any global financial institution is the sheer complexity and number of relationships and fees. The ongoing financial crisis has intensified the need for transparency and risk reduction. Explore the potential benefits of automation of commission and fees management and consider ways to quantify costs savings and other gains.]]> Mon, 14 Jul 2014 11:27:17 GMT /slideshow/broadridge-pov-asianfixedincomewhitepaper/36960395 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) Fee and Commission Management in Global Markets BroadridgeFinancialSolutions Look at key trends, challenges and solutions in fee and commission management. The challenge for any global financial institution is the sheer complexity and number of relationships and fees. The ongoing financial crisis has intensified the need for transparency and risk reduction. Explore the potential benefits of automation of commission and fees management and consider ways to quantify costs savings and other gains. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridgepovasianfixedincomewhitepaper-140714112717-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" /> Look at key trends, challenges and solutions in fee and commission management. The challenge for any global financial institution is the sheer complexity and number of relationships and fees. The ongoing financial crisis has intensified the need for transparency and risk reduction. Explore the potential benefits of automation of commission and fees management and consider ways to quantify costs savings and other gains.

Fee and Commission Management in Global Markets from Broadridge

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1 Global Investing: Considerations for Building an End-to-End Solution /slideshow/broadridge-bpo-usglobalinvestingwhitepaper/36960393 broadridgebpousglobalinvestingwhitepaper-140714112716-phpapp02
US clients are missing out on 90% of the world’s investment opportunities. Traditionally, firms have faced cost, complexity, and time-to-market hurdles when considering how to offer foreign securities to their clients. The paper defines the critical capabilities brokerage firms need to support international investing and provides best practices and a questionnaire to help design a roadmap for global expansion.]]>
US clients are missing out on 90% of the world’s investment opportunities. Traditionally, firms have faced cost, complexity, and time-to-market hurdles when considering how to offer foreign securities to their clients. The paper defines the critical capabilities brokerage firms need to support international investing and provides best practices and a questionnaire to help design a roadmap for global expansion.]]> Mon, 14 Jul 2014 11:27:16 GMT /slideshow/broadridge-bpo-usglobalinvestingwhitepaper/36960393 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) Global Investing: Considerations for Building an End-to-End Solution BroadridgeFinancialSolutions US clients are missing out on 90% of the world’s investment opportunities. Traditionally, firms have faced cost, complexity, and time-to-market hurdles when considering how to offer foreign securities to their clients. The paper defines the critical capabilities brokerage firms need to support international investing and provides best practices and a questionnaire to help design a roadmap for global expansion. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridgebpousglobalinvestingwhitepaper-140714112716-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds" /> US clients are missing out on 90% of the world’s investment opportunities. Traditionally, firms have faced cost, complexity, and time-to-market hurdles when considering how to offer foreign securities to their clients. The paper defines the critical capabilities brokerage firms need to support international investing and provides best practices and a questionnaire to help design a roadmap for global expansion.

Global Investing: Considerations for Building an End-to-End Solution from Broadridge

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1 The New Hedge Fund-Prime Broker Relationship /slideshow/broadridge-celent-primebrokerrelationshipwhitepaper/36960392 broadridgecelentprimebrokerrelationshipwhitepaper-140714112716-phpapp01
The financial crisis has changed the relationship between hedge funds and prime brokers. With the default of some leading providers, funds have realized that they should diversify their prime broker relationships and require more transparency on operational processes of prime providers. However, as the funds industry regains momentum, they are looking to their prime brokers to provide services that will support business expansion. Hence, prime brokers need to adapt their offering and IT infrastructure to respond to the changing market.]]>
The financial crisis has changed the relationship between hedge funds and prime brokers. With the default of some leading providers, funds have realized that they should diversify their prime broker relationships and require more transparency on operational processes of prime providers. However, as the funds industry regains momentum, they are looking to their prime brokers to provide services that will support business expansion. Hence, prime brokers need to adapt their offering and IT infrastructure to respond to the changing market.]]> Mon, 14 Jul 2014 11:27:16 GMT /slideshow/broadridge-celent-primebrokerrelationshipwhitepaper/36960392 BroadridgeFinancialSolutions@slideshare.net(BroadridgeFinancialSolutions) The New Hedge Fund-Prime Broker Relationship BroadridgeFinancialSolutions The financial crisis has changed the relationship between hedge funds and prime brokers. With the default of some leading providers, funds have realized that they should diversify their prime broker relationships and require more transparency on operational processes of prime providers. However, as the funds industry regains momentum, they are looking to their prime brokers to provide services that will support business expansion. Hence, prime brokers need to adapt their offering and IT infrastructure to respond to the changing market. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/broadridgecelentprimebrokerrelationshipwhitepaper-140714112716-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds" /> The financial crisis has changed the relationship between hedge funds and prime brokers. With the default of some leading providers, funds have realized that they should diversify their prime broker relationships and require more transparency on operational processes of prime providers. However, as the funds industry regains momentum, they are looking to their prime brokers to provide services that will support business expansion. Hence, prime brokers need to adapt their offering and IT infrastructure to respond to the changing market.

The New Hedge Fund-Prime Broker Relationship from Broadridge

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1 https://cdn.slidesharecdn.com/profile-photo-BroadridgeFinancialSolutions-48x48.jpg?cb=1523527623 Broadridge is a global technology and operations provider dedicated solely to the financial services industry. We deliver technology-driven solutions in capital markets, wealth and investment management. www.broadridge.com https://cdn.slidesharecdn.com/ss_thumbnails/access-data-optimize-your-distribution-strategy-102912-140714125219-phpapp01-thumbnail.jpg?width=320&height=320&fit=bounds BroadridgeFinancialSolutions/access-dataoptimizeyourdistributionstrategy102912 Using Market Insights ... https://cdn.slidesharecdn.com/ss_thumbnails/access-data-spark-conference-fpolefrone-11513-140714125219-phpapp02-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/access-datasparkconferencef-polefrone11513/36963588 Advisor-Driven Retirem... https://cdn.slidesharecdn.com/ss_thumbnails/broadridgefatcawithholdingfromasecuritymasterandpaymentperspective-140714125218-phpapp01-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/broadridge-fatca-withholdingfromasecuritymasterandpaymentperspective-36963587/36963587 FATCA Withholding from...