際際滷shows by User: Cordiumgroup / http://www.slideshare.net/images/logo.gif 際際滷shows by User: Cordiumgroup / Fri, 01 Apr 2016 09:51:33 GMT 際際滷Share feed for 際際滷shows by User: Cordiumgroup Inbound webinar presentation /slideshow/inbound-webinar-presentation/60333688 inboundwebinarpresentation-160401095133
Cordium held a webinar on 31st March 2016 Operating in the UK made easy for US Firms For managers based in the US, the UKs local regulatory, taxation and reporting regimes, can seem unfamiliar and feel like a serious barrier to entry to building a presence in the UK. Combine that with regulator-imposed capital requirements and labor-friendly employment legislation, the whole exercise can feel daunting and frustrating. Cordium has a 20 year history of helping firms to find their way through the maze of local and cross-border issues. Over the years we have deployed our specialist compliance, reporting, tax and prudential resources to complement your internal teams, legal counsel and other advisers. Our clients have been able to start operating in London quickly, whilst being secure in the knowledge that they are compliant with all local requirements, and have a structure that ensures satisfaction of all initial and ongoing regulatory obligations. If speed-to-market is important, or FCA substance requirements are a challenge, Mirabellas hosting solutions can solve the problem, whether as an indefinite solution or just as a stop gap until either FCA authorisation is granted or the business achieves commercial sustainability. The webinar discussed the challenges of setting up and operating in London and how Cordium can make it easy. Cordium was delighted to be joined by guest speaker Karthik Iyer who is the Asset Management and Capital Markets Lead at UK Trade & Investment, a UK government body focussed on inward investment into the UK. The presentation was followed by a live question and answer session.]]>
Cordium held a webinar on 31st March 2016 Operating in the UK made easy for US Firms For managers based in the US, the UKs local regulatory, taxation and reporting regimes, can seem unfamiliar and feel like a serious barrier to entry to building a presence in the UK. Combine that with regulator-imposed capital requirements and labor-friendly employment legislation, the whole exercise can feel daunting and frustrating. Cordium has a 20 year history of helping firms to find their way through the maze of local and cross-border issues. Over the years we have deployed our specialist compliance, reporting, tax and prudential resources to complement your internal teams, legal counsel and other advisers. Our clients have been able to start operating in London quickly, whilst being secure in the knowledge that they are compliant with all local requirements, and have a structure that ensures satisfaction of all initial and ongoing regulatory obligations. If speed-to-market is important, or FCA substance requirements are a challenge, Mirabellas hosting solutions can solve the problem, whether as an indefinite solution or just as a stop gap until either FCA authorisation is granted or the business achieves commercial sustainability. The webinar discussed the challenges of setting up and operating in London and how Cordium can make it easy. Cordium was delighted to be joined by guest speaker Karthik Iyer who is the Asset Management and Capital Markets Lead at UK Trade & Investment, a UK government body focussed on inward investment into the UK. The presentation was followed by a live question and answer session.]]> Fri, 01 Apr 2016 09:51:33 GMT /slideshow/inbound-webinar-presentation/60333688 Cordiumgroup@slideshare.net(Cordiumgroup) Inbound webinar presentation Cordiumgroup Cordium held a webinar on 31st March 2016 Operating in the UK made easy for US Firms For managers based in the US, the UKs local regulatory, taxation and reporting regimes, can seem unfamiliar and feel like a serious barrier to entry to building a presence in the UK. Combine that with regulator-imposed capital requirements and labor-friendly employment legislation, the whole exercise can feel daunting and frustrating. Cordium has a 20 year history of helping firms to find their way through the maze of local and cross-border issues. Over the years we have deployed our specialist compliance, reporting, tax and prudential resources to complement your internal teams, legal counsel and other advisers. Our clients have been able to start operating in London quickly, whilst being secure in the knowledge that they are compliant with all local requirements, and have a structure that ensures satisfaction of all initial and ongoing regulatory obligations. If speed-to-market is important, or FCA substance requirements are a challenge, Mirabellas hosting solutions can solve the problem, whether as an indefinite solution or just as a stop gap until either FCA authorisation is granted or the business achieves commercial sustainability. The webinar discussed the challenges of setting up and operating in London and how Cordium can make it easy. Cordium was delighted to be joined by guest speaker Karthik Iyer who is the Asset Management and Capital Markets Lead at UK Trade & Investment, a UK government body focussed on inward investment into the UK. The presentation was followed by a live question and answer session. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/inboundwebinarpresentation-160401095133-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Cordium held a webinar on 31st March 2016 Operating in the UK made easy for US Firms For managers based in the US, the UKs local regulatory, taxation and reporting regimes, can seem unfamiliar and feel like a serious barrier to entry to building a presence in the UK. Combine that with regulator-imposed capital requirements and labor-friendly employment legislation, the whole exercise can feel daunting and frustrating. Cordium has a 20 year history of helping firms to find their way through the maze of local and cross-border issues. Over the years we have deployed our specialist compliance, reporting, tax and prudential resources to complement your internal teams, legal counsel and other advisers. Our clients have been able to start operating in London quickly, whilst being secure in the knowledge that they are compliant with all local requirements, and have a structure that ensures satisfaction of all initial and ongoing regulatory obligations. If speed-to-market is important, or FCA substance requirements are a challenge, Mirabellas hosting solutions can solve the problem, whether as an indefinite solution or just as a stop gap until either FCA authorisation is granted or the business achieves commercial sustainability. The webinar discussed the challenges of setting up and operating in London and how Cordium can make it easy. Cordium was delighted to be joined by guest speaker Karthik Iyer who is the Asset Management and Capital Markets Lead at UK Trade &amp; Investment, a UK government body focussed on inward investment into the UK. The presentation was followed by a live question and answer session.
Inbound webinar presentation from Cordium
]]> 320 4 https://cdn.slidesharecdn.com/ss_thumbnails/inboundwebinarpresentation-160401095133-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Cordium Webinar: The Dos and Donts of the FINRA Audit Questionnaire - June 9, 2015 /slideshow/the-dos-and-donts-of-the-finra-audit-questionnaire-presentation/49232417 final-finraauditquestionnairepresentation-150610172254-lva1-app6892
During the routine audit process, FINRA Registered Broker Dealers usually receive an extensive questionnaire. Cordium held a webinar with our Broker Dealer expert, who possesses 30 years of industry experience, that ran through some of the typical questions in the questionnaire and provided guidance aimed at helping Broker Dealers navigate the FINRA Questionnaire and feel more prepared for a future audit.]]>
During the routine audit process, FINRA Registered Broker Dealers usually receive an extensive questionnaire. Cordium held a webinar with our Broker Dealer expert, who possesses 30 years of industry experience, that ran through some of the typical questions in the questionnaire and provided guidance aimed at helping Broker Dealers navigate the FINRA Questionnaire and feel more prepared for a future audit.]]> Wed, 10 Jun 2015 17:22:54 GMT /slideshow/the-dos-and-donts-of-the-finra-audit-questionnaire-presentation/49232417 Cordiumgroup@slideshare.net(Cordiumgroup) Cordium Webinar: The Dos and Donts of the FINRA Audit Questionnaire - June 9, 2015 Cordiumgroup During the routine audit process, FINRA Registered Broker Dealers usually receive an extensive questionnaire. Cordium held a webinar with our Broker Dealer expert, who possesses 30 years of industry experience, that ran through some of the typical questions in the questionnaire and provided guidance aimed at helping Broker Dealers navigate the FINRA Questionnaire and feel more prepared for a future audit. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/final-finraauditquestionnairepresentation-150610172254-lva1-app6892-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> During the routine audit process, FINRA Registered Broker Dealers usually receive an extensive questionnaire. Cordium held a webinar with our Broker Dealer expert, who possesses 30 years of industry experience, that ran through some of the typical questions in the questionnaire and provided guidance aimed at helping Broker Dealers navigate the FINRA Questionnaire and feel more prepared for a future audit.
Cordium Webinar: The Dos and Donts of the FINRA Audit Questionnaire - June 9, 2015 from Cordium
]]> 1208 6 https://cdn.slidesharecdn.com/ss_thumbnails/final-finraauditquestionnairepresentation-150610172254-lva1-app6892-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 'More Rough Winds that shake the darling Buds of May' Breakfast Seminar, 20th May 2015 /slideshow/breakfast-seminar-may-2015/49028965 breakfastseminarmay2015-150605101955-lva1-app6891
With apologies to the Bard himself, we hoped for at least a few months of consolidation after the implementation of AIFMD! However, since our regulatory forum in February, the FCA has released a number of key Consultation Papers ('CPs'), Discussion Papers ('DPs') in addition to the results of their thematic review on Market Abuse. We also currently have a backdrop of political uncertainty which may or may not affect our membership of the EU as well as corporate and personal taxation. There is a good deal to keep us busy in the months ahead. At this breakfast seminar we brought together some of the most pertinent regulatory issues that could affect asset management and securities firms, as well as examined post-election tax implications. Seminar topics Post-election Tax implications Laurence Parry, Private Client Partner, Cordium Remuneration and Valuation Implications of the FCAs consultation on valuation and the European consultation on the proposal to extend remuneration requirements to IFPRU firms Bobby Johal, Management Consultant, Technical, Cordium Identifying the key messages from the FCAs Thematic Review on Market Abuse for managers to take on board Jonathan Wilson, Project Director, EMEA, Cordium]]>
With apologies to the Bard himself, we hoped for at least a few months of consolidation after the implementation of AIFMD! However, since our regulatory forum in February, the FCA has released a number of key Consultation Papers ('CPs'), Discussion Papers ('DPs') in addition to the results of their thematic review on Market Abuse. We also currently have a backdrop of political uncertainty which may or may not affect our membership of the EU as well as corporate and personal taxation. There is a good deal to keep us busy in the months ahead. At this breakfast seminar we brought together some of the most pertinent regulatory issues that could affect asset management and securities firms, as well as examined post-election tax implications. Seminar topics Post-election Tax implications Laurence Parry, Private Client Partner, Cordium Remuneration and Valuation Implications of the FCAs consultation on valuation and the European consultation on the proposal to extend remuneration requirements to IFPRU firms Bobby Johal, Management Consultant, Technical, Cordium Identifying the key messages from the FCAs Thematic Review on Market Abuse for managers to take on board Jonathan Wilson, Project Director, EMEA, Cordium]]> Fri, 05 Jun 2015 10:19:55 GMT /slideshow/breakfast-seminar-may-2015/49028965 Cordiumgroup@slideshare.net(Cordiumgroup) 'More Rough Winds that shake the darling Buds of May' Breakfast Seminar, 20th May 2015 Cordiumgroup With apologies to the Bard himself, we hoped for at least a few months of consolidation after the implementation of AIFMD! However, since our regulatory forum in February, the FCA has released a number of key Consultation Papers ('CPs'), Discussion Papers ('DPs') in addition to the results of their thematic review on Market Abuse. We also currently have a backdrop of political uncertainty which may or may not affect our membership of the EU as well as corporate and personal taxation. There is a good deal to keep us busy in the months ahead. At this breakfast seminar we brought together some of the most pertinent regulatory issues that could affect asset management and securities firms, as well as examined post-election tax implications. Seminar topics Post-election Tax implications Laurence Parry, Private Client Partner, Cordium Remuneration and Valuation Implications of the FCAs consultation on valuation and the European consultation on the proposal to extend remuneration requirements to IFPRU firms Bobby Johal, Management Consultant, Technical, Cordium Identifying the key messages from the FCAs Thematic Review on Market Abuse for managers to take on board Jonathan Wilson, Project Director, EMEA, Cordium <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/breakfastseminarmay2015-150605101955-lva1-app6891-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> With apologies to the Bard himself, we hoped for at least a few months of consolidation after the implementation of AIFMD! However, since our regulatory forum in February, the FCA has released a number of key Consultation Papers (&#39;CPs&#39;), Discussion Papers (&#39;DPs&#39;) in addition to the results of their thematic review on Market Abuse. We also currently have a backdrop of political uncertainty which may or may not affect our membership of the EU as well as corporate and personal taxation. There is a good deal to keep us busy in the months ahead. At this breakfast seminar we brought together some of the most pertinent regulatory issues that could affect asset management and securities firms, as well as examined post-election tax implications. Seminar topics Post-election Tax implications Laurence Parry, Private Client Partner, Cordium Remuneration and Valuation Implications of the FCAs consultation on valuation and the European consultation on the proposal to extend remuneration requirements to IFPRU firms Bobby Johal, Management Consultant, Technical, Cordium Identifying the key messages from the FCAs Thematic Review on Market Abuse for managers to take on board Jonathan Wilson, Project Director, EMEA, Cordium
'More Rough Winds that shake the darling Buds of May' Breakfast Seminar, 20th May 2015 from Cordium
]]> 517 5 https://cdn.slidesharecdn.com/ss_thumbnails/breakfastseminarmay2015-150605101955-lva1-app6891-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Cordium Webinar: Broker Dealer Year-End to Do List 2014 /slideshow/cordium-webinar-broker-dealer-yearend-to-do-list-2014/41868871 cordiumwebinar-brokerdealeryear-endtodolist2014-141121133658-conversion-gate01
As we near the close of 2014, FINRA Registered Broker-Dealers are completing their year-end compliance obligations. This compliance task list provides guidance to help ensure that the final months of 2014 are effective and stress-free.]]>
As we near the close of 2014, FINRA Registered Broker-Dealers are completing their year-end compliance obligations. This compliance task list provides guidance to help ensure that the final months of 2014 are effective and stress-free.]]> Fri, 21 Nov 2014 13:36:58 GMT /slideshow/cordium-webinar-broker-dealer-yearend-to-do-list-2014/41868871 Cordiumgroup@slideshare.net(Cordiumgroup) Cordium Webinar: Broker Dealer Year-End to Do List 2014 Cordiumgroup As we near the close of 2014, FINRA Registered Broker-Dealers are completing their year-end compliance obligations. This compliance task list provides guidance to help ensure that the final months of 2014 are effective and stress-free. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/cordiumwebinar-brokerdealeryear-endtodolist2014-141121133658-conversion-gate01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> As we near the close of 2014, FINRA Registered Broker-Dealers are completing their year-end compliance obligations. This compliance task list provides guidance to help ensure that the final months of 2014 are effective and stress-free.
Cordium Webinar: Broker Dealer Year-End to Do List 2014 from Cordium
]]> 1010 5 https://cdn.slidesharecdn.com/ss_thumbnails/cordiumwebinar-brokerdealeryear-endtodolist2014-141121133658-conversion-gate01-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Final cordium dealing commission /slideshow/final-cordium-dealing-commission/40341727 finalcordiumdealingcommissionwebinar15-141016043741-conversion-gate02
In July 2014 the FCA published its discussion paper on the use of dealing commission regime which included the findings of its thematic review. This paper and the accompanying speech by Martin Wheatley publicly backed ESMAs proposals for the full unbundling of research from execution as part of MiFID II. Should the MiFID II text be implemented as currently proposed, it would result in a major change of the way execution and research services are paid for in Europe. Irrespective of where MiFID II comes out, the FCAs recent banning of payments out of dealing commission for corporate access and the findings of the thematic review, will no doubt mean that some firms are unsure of what they should be doing to meet the FCAs expectations. In response to this uncertainty, Cordium are hosting a webinar with Will Morrell who has recently joined Cordium from the FCA where he led the use of dealing commission thematic review and Michael Hufton, a former fund manager and CEO of a new type of investor relations company. During this webinar we will help firms understand what the FCA expects and share some of our experiences of what firms are doing to meet these expectations. Topics for discussion include: - What is the FCA concerned about? - What does the FCA expect? - How do you evidence to the FCA that you are meeting their expectations? - The challenges and potential solutions of meeting these expectations Presented by: Will Morrell, Consultant, Cordium Michael Hufton, Director, ingage Date: Wednesday, 15th October 2014 Time: 2:00 - 3.00pm BST Duration: 1 hour]]>
In July 2014 the FCA published its discussion paper on the use of dealing commission regime which included the findings of its thematic review. This paper and the accompanying speech by Martin Wheatley publicly backed ESMAs proposals for the full unbundling of research from execution as part of MiFID II. Should the MiFID II text be implemented as currently proposed, it would result in a major change of the way execution and research services are paid for in Europe. Irrespective of where MiFID II comes out, the FCAs recent banning of payments out of dealing commission for corporate access and the findings of the thematic review, will no doubt mean that some firms are unsure of what they should be doing to meet the FCAs expectations. In response to this uncertainty, Cordium are hosting a webinar with Will Morrell who has recently joined Cordium from the FCA where he led the use of dealing commission thematic review and Michael Hufton, a former fund manager and CEO of a new type of investor relations company. During this webinar we will help firms understand what the FCA expects and share some of our experiences of what firms are doing to meet these expectations. Topics for discussion include: - What is the FCA concerned about? - What does the FCA expect? - How do you evidence to the FCA that you are meeting their expectations? - The challenges and potential solutions of meeting these expectations Presented by: Will Morrell, Consultant, Cordium Michael Hufton, Director, ingage Date: Wednesday, 15th October 2014 Time: 2:00 - 3.00pm BST Duration: 1 hour]]> Thu, 16 Oct 2014 04:37:41 GMT /slideshow/final-cordium-dealing-commission/40341727 Cordiumgroup@slideshare.net(Cordiumgroup) Final cordium dealing commission Cordiumgroup In July 2014 the FCA published its discussion paper on the use of dealing commission regime which included the findings of its thematic review. This paper and the accompanying speech by Martin Wheatley publicly backed ESMAs proposals for the full unbundling of research from execution as part of MiFID II. Should the MiFID II text be implemented as currently proposed, it would result in a major change of the way execution and research services are paid for in Europe. Irrespective of where MiFID II comes out, the FCAs recent banning of payments out of dealing commission for corporate access and the findings of the thematic review, will no doubt mean that some firms are unsure of what they should be doing to meet the FCAs expectations. In response to this uncertainty, Cordium are hosting a webinar with Will Morrell who has recently joined Cordium from the FCA where he led the use of dealing commission thematic review and Michael Hufton, a former fund manager and CEO of a new type of investor relations company. During this webinar we will help firms understand what the FCA expects and share some of our experiences of what firms are doing to meet these expectations. Topics for discussion include: - What is the FCA concerned about? - What does the FCA expect? - How do you evidence to the FCA that you are meeting their expectations? - The challenges and potential solutions of meeting these expectations Presented by: Will Morrell, Consultant, Cordium Michael Hufton, Director, ingage Date: Wednesday, 15th October 2014 Time: 2:00 - 3.00pm BST Duration: 1 hour <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/finalcordiumdealingcommissionwebinar15-141016043741-conversion-gate02-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> In July 2014 the FCA published its discussion paper on the use of dealing commission regime which included the findings of its thematic review. This paper and the accompanying speech by Martin Wheatley publicly backed ESMAs proposals for the full unbundling of research from execution as part of MiFID II. Should the MiFID II text be implemented as currently proposed, it would result in a major change of the way execution and research services are paid for in Europe. Irrespective of where MiFID II comes out, the FCAs recent banning of payments out of dealing commission for corporate access and the findings of the thematic review, will no doubt mean that some firms are unsure of what they should be doing to meet the FCAs expectations. In response to this uncertainty, Cordium are hosting a webinar with Will Morrell who has recently joined Cordium from the FCA where he led the use of dealing commission thematic review and Michael Hufton, a former fund manager and CEO of a new type of investor relations company. During this webinar we will help firms understand what the FCA expects and share some of our experiences of what firms are doing to meet these expectations. Topics for discussion include: - What is the FCA concerned about? - What does the FCA expect? - How do you evidence to the FCA that you are meeting their expectations? - The challenges and potential solutions of meeting these expectations Presented by: Will Morrell, Consultant, Cordium Michael Hufton, Director, ingage Date: Wednesday, 15th October 2014 Time: 2:00 - 3.00pm BST Duration: 1 hour
Final cordium dealing commission from Cordium
]]> 810 5 https://cdn.slidesharecdn.com/ss_thumbnails/finalcordiumdealingcommissionwebinar15-141016043741-conversion-gate02-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Annex IV - The next chapter in AIFMD /slideshow/annex-iv-the-next-chapter-in-aifmd/38967582 cordiumslides-140911064849-phpapp01
All AIFMs managing or marketing an AIF into the European Union will have to file an Annex IV report to the Financial Conduct Authority (FCA) or other National Competent Authority (NCA). A non EEA AIFM will have to make a report to the NCA of each member state in which an AIF is marketed. The Annex IV reporting obligation is live and for some firms this will mean fulfilling that obligation in October 2014, with all firms having to report by 31 January 2015.]]>
All AIFMs managing or marketing an AIF into the European Union will have to file an Annex IV report to the Financial Conduct Authority (FCA) or other National Competent Authority (NCA). A non EEA AIFM will have to make a report to the NCA of each member state in which an AIF is marketed. The Annex IV reporting obligation is live and for some firms this will mean fulfilling that obligation in October 2014, with all firms having to report by 31 January 2015.]]> Thu, 11 Sep 2014 06:48:49 GMT /slideshow/annex-iv-the-next-chapter-in-aifmd/38967582 Cordiumgroup@slideshare.net(Cordiumgroup) Annex IV - The next chapter in AIFMD Cordiumgroup All AIFMs managing or marketing an AIF into the European Union will have to file an Annex IV report to the Financial Conduct Authority (FCA) or other National Competent Authority (NCA). A non EEA AIFM will have to make a report to the NCA of each member state in which an AIF is marketed. The Annex IV reporting obligation is live and for some firms this will mean fulfilling that obligation in October 2014, with all firms having to report by 31 January 2015. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/cordiumslides-140911064849-phpapp01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> All AIFMs managing or marketing an AIF into the European Union will have to file an Annex IV report to the Financial Conduct Authority (FCA) or other National Competent Authority (NCA). A non EEA AIFM will have to make a report to the NCA of each member state in which an AIF is marketed. The Annex IV reporting obligation is live and for some firms this will mean fulfilling that obligation in October 2014, with all firms having to report by 31 January 2015.
Annex IV - The next chapter in AIFMD from Cordium
]]> 1806 4 https://cdn.slidesharecdn.com/ss_thumbnails/cordiumslides-140911064849-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Cybersecurity and the regulator, what you need to know /slideshow/cybersecurity-and-the-regulator-what-you-need-to-know/37358020 cybersecurityandtheregulatorwhatyouneedtoknow-140725093605-phpapp02
The U.S. Securities and Exchange Commission (SEC) has begun to focus in earnest on cybersecurity-related issues at the SECs regulated investment adviser and broker-dealer firms. In April 2014, the SEC Office of Compliance Inspections and Examinations (OCIE) announced its Cybersecurity Initiative in a National Exam Program (NEP) Risk Alert. In response, this presentation will cover compliance and technological aspects of a cybersecurity risk assessment and steps firms are taking to enhance cybersecurity protections.]]>
The U.S. Securities and Exchange Commission (SEC) has begun to focus in earnest on cybersecurity-related issues at the SECs regulated investment adviser and broker-dealer firms. In April 2014, the SEC Office of Compliance Inspections and Examinations (OCIE) announced its Cybersecurity Initiative in a National Exam Program (NEP) Risk Alert. In response, this presentation will cover compliance and technological aspects of a cybersecurity risk assessment and steps firms are taking to enhance cybersecurity protections.]]> Fri, 25 Jul 2014 09:36:05 GMT /slideshow/cybersecurity-and-the-regulator-what-you-need-to-know/37358020 Cordiumgroup@slideshare.net(Cordiumgroup) Cybersecurity and the regulator, what you need to know Cordiumgroup The U.S. Securities and Exchange Commission (SEC) has begun to focus in earnest on cybersecurity-related issues at the SECs regulated investment adviser and broker-dealer firms. In April 2014, the SEC Office of Compliance Inspections and Examinations (OCIE) announced its Cybersecurity Initiative in a National Exam Program (NEP) Risk Alert. In response, this presentation will cover compliance and technological aspects of a cybersecurity risk assessment and steps firms are taking to enhance cybersecurity protections. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/cybersecurityandtheregulatorwhatyouneedtoknow-140725093605-phpapp02-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> The U.S. Securities and Exchange Commission (SEC) has begun to focus in earnest on cybersecurity-related issues at the SECs regulated investment adviser and broker-dealer firms. In April 2014, the SEC Office of Compliance Inspections and Examinations (OCIE) announced its Cybersecurity Initiative in a National Exam Program (NEP) Risk Alert. In response, this presentation will cover compliance and technological aspects of a cybersecurity risk assessment and steps firms are taking to enhance cybersecurity protections.
Cybersecurity and the regulator, what you need to know from Cordium
]]> 1202 2 https://cdn.slidesharecdn.com/ss_thumbnails/cybersecurityandtheregulatorwhatyouneedtoknow-140725093605-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Compliance Monitoring as an AIFM /slideshow/compliance-monitoring-as-an-aifm/36546692 compliancemonitoringasanaifmslidesmaster-140702054815-phpapp02
July 22, 2014 marks the end of the Alternative Investment Fund Manager Directive (the Directive) one year transition period. With their applications submitted, managers now must turn their attention to how becoming an AIFM will affect the day-today running of their compliance obligations. This seminar will consider the various oversight functions required under the Directive and what this means for the scope of compliance monitoring that firms will need to undertake once the Directive is implemented. In addition we will consider the increased FCA notification requirements introduced under the Directive. A key player in the oversight model is the Depositary and our guest speaker from GlobeOp Markets Ltd. will also consider the extent to which the Depositarys risk assessment takes account of the quality and effectiveness of an AIFMs compliance arrangements. ]]>
July 22, 2014 marks the end of the Alternative Investment Fund Manager Directive (the Directive) one year transition period. With their applications submitted, managers now must turn their attention to how becoming an AIFM will affect the day-today running of their compliance obligations. This seminar will consider the various oversight functions required under the Directive and what this means for the scope of compliance monitoring that firms will need to undertake once the Directive is implemented. In addition we will consider the increased FCA notification requirements introduced under the Directive. A key player in the oversight model is the Depositary and our guest speaker from GlobeOp Markets Ltd. will also consider the extent to which the Depositarys risk assessment takes account of the quality and effectiveness of an AIFMs compliance arrangements. ]]> Wed, 02 Jul 2014 05:48:14 GMT /slideshow/compliance-monitoring-as-an-aifm/36546692 Cordiumgroup@slideshare.net(Cordiumgroup) Compliance Monitoring as an AIFM Cordiumgroup July 22, 2014 marks the end of the Alternative Investment Fund Manager Directive (the Directive) one year transition period. With their applications submitted, managers now must turn their attention to how becoming an AIFM will affect the day-today running of their compliance obligations. This seminar will consider the various oversight functions required under the Directive and what this means for the scope of compliance monitoring that firms will need to undertake once the Directive is implemented. In addition we will consider the increased FCA notification requirements introduced under the Directive. A key player in the oversight model is the Depositary and our guest speaker from GlobeOp Markets Ltd. will also consider the extent to which the Depositarys risk assessment takes account of the quality and effectiveness of an AIFMs compliance arrangements. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/compliancemonitoringasanaifmslidesmaster-140702054815-phpapp02-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> July 22, 2014 marks the end of the Alternative Investment Fund Manager Directive (the Directive) one year transition period. With their applications submitted, managers now must turn their attention to how becoming an AIFM will affect the day-today running of their compliance obligations. This seminar will consider the various oversight functions required under the Directive and what this means for the scope of compliance monitoring that firms will need to undertake once the Directive is implemented. In addition we will consider the increased FCA notification requirements introduced under the Directive. A key player in the oversight model is the Depositary and our guest speaker from GlobeOp Markets Ltd. will also consider the extent to which the Depositarys risk assessment takes account of the quality and effectiveness of an AIFMs compliance arrangements.
Compliance Monitoring as an AIFM from Cordium
]]> 2330 5 https://cdn.slidesharecdn.com/ss_thumbnails/compliancemonitoringasanaifmslidesmaster-140702054815-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 AIFMD Surgery Webinars: Remuneration Code; Regulatory and Tax Implications /slideshow/aifmd-surgery-webinars-remuneration-code-regulatory-and-tax-implications/34956170 remcodewebinarpresentationfinal-140521095357-phpapp01
Cordium continues its series of AIFMD Surgery Webinars, which allows fund managers to put their questions forward on key AIFMD areas in a real time question and answer session, with a session on the Remuneration Code. Once a firm is authorised under the AIFMD, it will be subject to the Remuneration Code as set in SYSC 19B of the FCA handbook. However, the full AIFMD remuneration regime (and specifically the pay-out process rules) only applies to full performance periods. Thus, it will first apply to awards of variable remuneration to relevant staff following the first full year after authorisation. For most, this is likely to affect awards paid in 2016. Although 2016 seems a long way off for most, firms should be considering now, how they structure remuneration payments. Please join the team at Cordium, as they discuss the various options open to AIFMs as well as the tax implications.The webinar will cover; The AIFMD Remuneration code an overview - Bobby Johal, Cordium - Who, what, where - FCA guidance - a measured approach - The remuneration challenge Remuneration and tax - Laurence Parry, Cordium - When its simple employee - When its more complicated LLP members - When it gets interesting when its not remuneration at all Malta and Remuneration - Adam de Domenico, Cordium Malta - Remuneration in accordance with MFSA - Malta as a possible solution for the Remuneration Code Panel discussion - What doesn't the Remuneration Code say? - moderated by Jonathan Wilson, Cordium Questions and Answer session]]>
Cordium continues its series of AIFMD Surgery Webinars, which allows fund managers to put their questions forward on key AIFMD areas in a real time question and answer session, with a session on the Remuneration Code. Once a firm is authorised under the AIFMD, it will be subject to the Remuneration Code as set in SYSC 19B of the FCA handbook. However, the full AIFMD remuneration regime (and specifically the pay-out process rules) only applies to full performance periods. Thus, it will first apply to awards of variable remuneration to relevant staff following the first full year after authorisation. For most, this is likely to affect awards paid in 2016. Although 2016 seems a long way off for most, firms should be considering now, how they structure remuneration payments. Please join the team at Cordium, as they discuss the various options open to AIFMs as well as the tax implications.The webinar will cover; The AIFMD Remuneration code an overview - Bobby Johal, Cordium - Who, what, where - FCA guidance - a measured approach - The remuneration challenge Remuneration and tax - Laurence Parry, Cordium - When its simple employee - When its more complicated LLP members - When it gets interesting when its not remuneration at all Malta and Remuneration - Adam de Domenico, Cordium Malta - Remuneration in accordance with MFSA - Malta as a possible solution for the Remuneration Code Panel discussion - What doesn't the Remuneration Code say? - moderated by Jonathan Wilson, Cordium Questions and Answer session]]> Wed, 21 May 2014 09:53:57 GMT /slideshow/aifmd-surgery-webinars-remuneration-code-regulatory-and-tax-implications/34956170 Cordiumgroup@slideshare.net(Cordiumgroup) AIFMD Surgery Webinars: Remuneration Code; Regulatory and Tax Implications Cordiumgroup Cordium continues its series of AIFMD Surgery Webinars, which allows fund managers to put their questions forward on key AIFMD areas in a real time question and answer session, with a session on the Remuneration Code. Once a firm is authorised under the AIFMD, it will be subject to the Remuneration Code as set in SYSC 19B of the FCA handbook. However, the full AIFMD remuneration regime (and specifically the pay-out process rules) only applies to full performance periods. Thus, it will first apply to awards of variable remuneration to relevant staff following the first full year after authorisation. For most, this is likely to affect awards paid in 2016. Although 2016 seems a long way off for most, firms should be considering now, how they structure remuneration payments. Please join the team at Cordium, as they discuss the various options open to AIFMs as well as the tax implications.The webinar will cover; The AIFMD Remuneration code an overview - Bobby Johal, Cordium - Who, what, where - FCA guidance - a measured approach - The remuneration challenge Remuneration and tax - Laurence Parry, Cordium - When its simple employee - When its more complicated LLP members - When it gets interesting when its not remuneration at all Malta and Remuneration - Adam de Domenico, Cordium Malta - Remuneration in accordance with MFSA - Malta as a possible solution for the Remuneration Code Panel discussion - What doesn't the Remuneration Code say? - moderated by Jonathan Wilson, Cordium Questions and Answer session <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/remcodewebinarpresentationfinal-140521095357-phpapp01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Cordium continues its series of AIFMD Surgery Webinars, which allows fund managers to put their questions forward on key AIFMD areas in a real time question and answer session, with a session on the Remuneration Code. Once a firm is authorised under the AIFMD, it will be subject to the Remuneration Code as set in SYSC 19B of the FCA handbook. However, the full AIFMD remuneration regime (and specifically the pay-out process rules) only applies to full performance periods. Thus, it will first apply to awards of variable remuneration to relevant staff following the first full year after authorisation. For most, this is likely to affect awards paid in 2016. Although 2016 seems a long way off for most, firms should be considering now, how they structure remuneration payments. Please join the team at Cordium, as they discuss the various options open to AIFMs as well as the tax implications.The webinar will cover; The AIFMD Remuneration code an overview - Bobby Johal, Cordium - Who, what, where - FCA guidance - a measured approach - The remuneration challenge Remuneration and tax - Laurence Parry, Cordium - When its simple employee - When its more complicated LLP members - When it gets interesting when its not remuneration at all Malta and Remuneration - Adam de Domenico, Cordium Malta - Remuneration in accordance with MFSA - Malta as a possible solution for the Remuneration Code Panel discussion - What doesn&#39;t the Remuneration Code say? - moderated by Jonathan Wilson, Cordium Questions and Answer session
AIFMD Surgery Webinars: Remuneration Code; Regulatory and Tax Implications from Cordium
]]> 1260 7 https://cdn.slidesharecdn.com/ss_thumbnails/remcodewebinarpresentationfinal-140521095357-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 The 'Never before examined initiative': Navigating the SEC Examination Process /slideshow/presentation-never-before-examined-initiative-final/34486767 presentation-neverbeforeexaminedinitiativefinal-140509104756-phpapp02
On February 20, 2014, the U.S. Securities and Exchange Commission (SEC) announced that they will be commencing their Never-Before-Examined Initiative. As part of this Initiative, they anticipate examining a significant percentage of registered investment advisers (RIAs) that have never been examined, focusing on those that have been registered three or more years. In response, This presentation will covers key aspects of this new initiative as well as practical advice for navigating the SEC examination process as applicable to all RIAs]]>
On February 20, 2014, the U.S. Securities and Exchange Commission (SEC) announced that they will be commencing their Never-Before-Examined Initiative. As part of this Initiative, they anticipate examining a significant percentage of registered investment advisers (RIAs) that have never been examined, focusing on those that have been registered three or more years. In response, This presentation will covers key aspects of this new initiative as well as practical advice for navigating the SEC examination process as applicable to all RIAs]]> Fri, 09 May 2014 10:47:55 GMT /slideshow/presentation-never-before-examined-initiative-final/34486767 Cordiumgroup@slideshare.net(Cordiumgroup) The 'Never before examined initiative': Navigating the SEC Examination Process Cordiumgroup On February 20, 2014, the U.S. Securities and Exchange Commission (SEC) announced that they will be commencing their Never-Before-Examined Initiative. As part of this Initiative, they anticipate examining a significant percentage of registered investment advisers (RIAs) that have never been examined, focusing on those that have been registered three or more years. In response, This presentation will covers key aspects of this new initiative as well as practical advice for navigating the SEC examination process as applicable to all RIAs <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/presentation-neverbeforeexaminedinitiativefinal-140509104756-phpapp02-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> On February 20, 2014, the U.S. Securities and Exchange Commission (SEC) announced that they will be commencing their Never-Before-Examined Initiative. As part of this Initiative, they anticipate examining a significant percentage of registered investment advisers (RIAs) that have never been examined, focusing on those that have been registered three or more years. In response, This presentation will covers key aspects of this new initiative as well as practical advice for navigating the SEC examination process as applicable to all RIAs
The 'Never before examined initiative': Navigating the SEC Examination Process from Cordium
]]> 1224 12 https://cdn.slidesharecdn.com/ss_thumbnails/presentation-neverbeforeexaminedinitiativefinal-140509104756-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 The SEC's Risk Alert and a Guide to Third Party Due Diligence Best Practice /slideshow/the-secs-risk-alert-and-a-guide-to-third-party-due-diligence-best-practice/33076154 secriskalert-ddrwebinar-140403051310-phpapp01
The Securities and Exchange Commissions Office of Compliance Inspections and Examinations (OCIE) recently issued a Risk Alert describing current industry trends and practices in investment advisers due diligence on alternative investment vehicles, as well as certain deficiencies observed in several of the advisory firms examined. In response, Cordium is hosting a Webinar which will cover the SEC observations as related to third party due diligence background checks and best practice for advisers that are fiduciaries acting in the best interest of their clients with an open Question and Answer session to follow. Please join the team at Cordium as they discuss some suggested best practice guidelines regarding third party due diligence background checks and the observations highlighted by the SEC in their recently issued Risk Alert. Topics for discussion will include: - Conducting comprehensive background checks of managers, key personnel and entities - Verifying critical service provider relationships - Performing regulatory history checks - Review of offering document materials, information and data directly from the managers of alternative investments - Validating information provided by managers of alternative investments - Formalizing due diligence policies and procedures - Annual reviews]]>
The Securities and Exchange Commissions Office of Compliance Inspections and Examinations (OCIE) recently issued a Risk Alert describing current industry trends and practices in investment advisers due diligence on alternative investment vehicles, as well as certain deficiencies observed in several of the advisory firms examined. In response, Cordium is hosting a Webinar which will cover the SEC observations as related to third party due diligence background checks and best practice for advisers that are fiduciaries acting in the best interest of their clients with an open Question and Answer session to follow. Please join the team at Cordium as they discuss some suggested best practice guidelines regarding third party due diligence background checks and the observations highlighted by the SEC in their recently issued Risk Alert. Topics for discussion will include: - Conducting comprehensive background checks of managers, key personnel and entities - Verifying critical service provider relationships - Performing regulatory history checks - Review of offering document materials, information and data directly from the managers of alternative investments - Validating information provided by managers of alternative investments - Formalizing due diligence policies and procedures - Annual reviews]]> Thu, 03 Apr 2014 05:13:10 GMT /slideshow/the-secs-risk-alert-and-a-guide-to-third-party-due-diligence-best-practice/33076154 Cordiumgroup@slideshare.net(Cordiumgroup) The SEC's Risk Alert and a Guide to Third Party Due Diligence Best Practice Cordiumgroup The Securities and Exchange Commissions Office of Compliance Inspections and Examinations (OCIE) recently issued a Risk Alert describing current industry trends and practices in investment advisers due diligence on alternative investment vehicles, as well as certain deficiencies observed in several of the advisory firms examined. In response, Cordium is hosting a Webinar which will cover the SEC observations as related to third party due diligence background checks and best practice for advisers that are fiduciaries acting in the best interest of their clients with an open Question and Answer session to follow. Please join the team at Cordium as they discuss some suggested best practice guidelines regarding third party due diligence background checks and the observations highlighted by the SEC in their recently issued Risk Alert. Topics for discussion will include: - Conducting comprehensive background checks of managers, key personnel and entities - Verifying critical service provider relationships - Performing regulatory history checks - Review of offering document materials, information and data directly from the managers of alternative investments - Validating information provided by managers of alternative investments - Formalizing due diligence policies and procedures - Annual reviews <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/secriskalert-ddrwebinar-140403051310-phpapp01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> The Securities and Exchange Commissions Office of Compliance Inspections and Examinations (OCIE) recently issued a Risk Alert describing current industry trends and practices in investment advisers due diligence on alternative investment vehicles, as well as certain deficiencies observed in several of the advisory firms examined. In response, Cordium is hosting a Webinar which will cover the SEC observations as related to third party due diligence background checks and best practice for advisers that are fiduciaries acting in the best interest of their clients with an open Question and Answer session to follow. Please join the team at Cordium as they discuss some suggested best practice guidelines regarding third party due diligence background checks and the observations highlighted by the SEC in their recently issued Risk Alert. Topics for discussion will include: - Conducting comprehensive background checks of managers, key personnel and entities - Verifying critical service provider relationships - Performing regulatory history checks - Review of offering document materials, information and data directly from the managers of alternative investments - Validating information provided by managers of alternative investments - Formalizing due diligence policies and procedures - Annual reviews
The SEC's Risk Alert and a Guide to Third Party Due Diligence Best Practice from Cordium
]]> 1410 8 https://cdn.slidesharecdn.com/ss_thumbnails/secriskalert-ddrwebinar-140403051310-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 AIFMD Surgery Webinar Depositaries /slideshow/aifmd-surgery-webinar-depositaries/31899526 aifmdwebinardepositariesdecember2013masterfinal-140304105424-phpapp02
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]]> Tue, 04 Mar 2014 10:54:24 GMT /slideshow/aifmd-surgery-webinar-depositaries/31899526 Cordiumgroup@slideshare.net(Cordiumgroup) AIFMD Surgery Webinar Depositaries Cordiumgroup <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/aifmdwebinardepositariesdecember2013masterfinal-140304105424-phpapp02-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br>
AIFMD Surgery Webinar Depositaries from Cordium
]]> 1134 5 https://cdn.slidesharecdn.com/ss_thumbnails/aifmdwebinardepositariesdecember2013masterfinal-140304105424-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 AIFMD Surgery Webinar VoP and Business Plan /slideshow/aifmd-surgery-webinar/31899452 aifmdwebinarnovember2013master-140304105233-phpapp01
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]]> Tue, 04 Mar 2014 10:52:33 GMT /slideshow/aifmd-surgery-webinar/31899452 Cordiumgroup@slideshare.net(Cordiumgroup) AIFMD Surgery Webinar VoP and Business Plan Cordiumgroup <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/aifmdwebinarnovember2013master-140304105233-phpapp01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br>
AIFMD Surgery Webinar VoP and Business Plan from Cordium
]]> 1111 7 https://cdn.slidesharecdn.com/ss_thumbnails/aifmdwebinarnovember2013master-140304105233-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Cordium's Annual Regulatory Forum full presentation 2014 /Cordiumgroup/the-final-reg-forum-2014 thefinalregforum2014masterwithoutpollingquestions-140304100719-phpapp01
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]]> Tue, 04 Mar 2014 10:07:19 GMT /Cordiumgroup/the-final-reg-forum-2014 Cordiumgroup@slideshare.net(Cordiumgroup) Cordium's Annual Regulatory Forum full presentation 2014 Cordiumgroup <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/thefinalregforum2014masterwithoutpollingquestions-140304100719-phpapp01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br>
Cordium's Annual Regulatory Forum full presentation 2014 from Cordium
]]> 5590 5 https://cdn.slidesharecdn.com/ss_thumbnails/thefinalregforum2014masterwithoutpollingquestions-140304100719-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 What to expect when expecting the SEC /slideshow/what-to-expect-when-expecting-the-sec/31897256 whattoexpectwhenexpectingthesec-140304100339-phpapp01
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]]> Tue, 04 Mar 2014 10:03:39 GMT /slideshow/what-to-expect-when-expecting-the-sec/31897256 Cordiumgroup@slideshare.net(Cordiumgroup) What to expect when expecting the SEC Cordiumgroup <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/whattoexpectwhenexpectingthesec-140304100339-phpapp01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br>
What to expect when expecting the SEC from Cordium
]]> 583 3 https://cdn.slidesharecdn.com/ss_thumbnails/whattoexpectwhenexpectingthesec-140304100339-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 UK Regulatory Agenda for Investment Managers 2014 /slideshow/2014-uk-regulatory-agenda-for-investment-managers-jw/31896492 2014ukregulatoryagendaforinvestmentmanagers-jw-140304094652-phpapp01
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]]> Tue, 04 Mar 2014 09:46:52 GMT /slideshow/2014-uk-regulatory-agenda-for-investment-managers-jw/31896492 Cordiumgroup@slideshare.net(Cordiumgroup) UK Regulatory Agenda for Investment Managers 2014 Cordiumgroup <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/2014ukregulatoryagendaforinvestmentmanagers-jw-140304094652-phpapp01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br>
UK Regulatory Agenda for Investment Managers 2014 from Cordium
]]> 417 4 https://cdn.slidesharecdn.com/ss_thumbnails/2014ukregulatoryagendaforinvestmentmanagers-jw-140304094652-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Cordium Software /slideshow/cordium-software/31896455 softwarepresentationforfeb25-140304094548-phpapp01
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]]> Tue, 04 Mar 2014 09:45:48 GMT /slideshow/cordium-software/31896455 Cordiumgroup@slideshare.net(Cordiumgroup) Cordium Software Cordiumgroup <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/softwarepresentationforfeb25-140304094548-phpapp01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br>
Cordium Software from Cordium
]]> 696 4 https://cdn.slidesharecdn.com/ss_thumbnails/softwarepresentationforfeb25-140304094548-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Top tax tips 2014 /slideshow/top-tax-tips-2014/31896324 toptaxtips2014-140304094254-phpapp02
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]]> Tue, 04 Mar 2014 09:42:53 GMT /slideshow/top-tax-tips-2014/31896324 Cordiumgroup@slideshare.net(Cordiumgroup) Top tax tips 2014 Cordiumgroup <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/toptaxtips2014-140304094254-phpapp02-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br>
Top tax tips 2014 from Cordium
]]> 475 4 https://cdn.slidesharecdn.com/ss_thumbnails/toptaxtips2014-140304094254-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 https://cdn.slidesharecdn.com/profile-photo-Cordiumgroup-48x48.jpg?cb=1523738370 Cordium is a market-leading global provider of regulatory compliance consulting services and software to the asset management and securities industries. With Cordium, the process of meeting regulatory demands can make a positive contribution in the drive towards business excellence, this turns compliance from a 'have-to-have' into a 'must-have business advantage'. www.cordium.com https://cdn.slidesharecdn.com/ss_thumbnails/inboundwebinarpresentation-160401095133-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/inbound-webinar-presentation/60333688 Inbound webinar presen... https://cdn.slidesharecdn.com/ss_thumbnails/final-finraauditquestionnairepresentation-150610172254-lva1-app6892-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/the-dos-and-donts-of-the-finra-audit-questionnaire-presentation/49232417 Cordium Webinar: The D... https://cdn.slidesharecdn.com/ss_thumbnails/breakfastseminarmay2015-150605101955-lva1-app6891-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/breakfast-seminar-may-2015/49028965 &#39;More Rough Winds that...