際際滷shows by User: Zalewski99 / http://www.slideshare.net/images/logo.gif 際際滷shows by User: Zalewski99 / Fri, 13 Aug 2010 15:00:04 GMT 際際滷Share feed for 際際滷shows by User: Zalewski99 BSA Summary And Ofac Risk Assessment Considerations Of Nov 2009 Pub Aug 2010 /slideshow/bsa-summary-and-ofac-risk-assessment-considerations-of-nov-2009-pub-aug-2010-4965258/4965258 bsasummaryandofacriskassessmentconsiderationsofnov2009pubaug2010-12817292622222-phpapp01
The Bank Secrecy Act/ Anti-Money Laundering Examination Manual was updated earlier this year so BSA officers need to review the manual to ensure the Bank Secrecy Act/ Anti-Money Laundering & OFAC program meet the regulatory expectations. OFAC has also issued Enforcement Guidelines published on November 9, 2009 which allow for civil money penalties for as much as $250,000 per violation or twice the amount of a transaction, whichever is greater. In addition new OFAC Risk Assessment considerations were provided with the Enforcement Guidelines which include: managements assessment of OFAC risks; the adequacy of the OFAC Compliance Program approved by the Board of Directors; the adequacy of Staffing Levels to implement the OFAC Compliance Program; and the adequacy of the OFAC Training Program.]]>
The Bank Secrecy Act/ Anti-Money Laundering Examination Manual was updated earlier this year so BSA officers need to review the manual to ensure the Bank Secrecy Act/ Anti-Money Laundering &amp; OFAC program meet the regulatory expectations. OFAC has also issued Enforcement Guidelines published on November 9, 2009 which allow for civil money penalties for as much as $250,000 per violation or twice the amount of a transaction, whichever is greater. In addition new OFAC Risk Assessment considerations were provided with the Enforcement Guidelines which include: managements assessment of OFAC risks; the adequacy of the OFAC Compliance Program approved by the Board of Directors; the adequacy of Staffing Levels to implement the OFAC Compliance Program; and the adequacy of the OFAC Training Program.]]> Fri, 13 Aug 2010 15:00:04 GMT /slideshow/bsa-summary-and-ofac-risk-assessment-considerations-of-nov-2009-pub-aug-2010-4965258/4965258 Zalewski99@slideshare.net(Zalewski99) BSA Summary And Ofac Risk Assessment Considerations Of Nov 2009 Pub Aug 2010 Zalewski99 The Bank Secrecy Act/ Anti-Money Laundering Examination Manual was updated earlier this year so BSA officers need to review the manual to ensure the Bank Secrecy Act/ Anti-Money Laundering &amp; OFAC program meet the regulatory expectations. OFAC has also issued Enforcement Guidelines published on November 9, 2009 which allow for civil money penalties for as much as $250,000 per violation or twice the amount of a transaction, whichever is greater. In addition new OFAC Risk Assessment considerations were provided with the Enforcement Guidelines which include: managements assessment of OFAC risks; the adequacy of the OFAC Compliance Program approved by the Board of Directors; the adequacy of Staffing Levels to implement the OFAC Compliance Program; and the adequacy of the OFAC Training Program. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/bsasummaryandofacriskassessmentconsiderationsofnov2009pubaug2010-12817292622222-phpapp01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> The Bank Secrecy Act/ Anti-Money Laundering Examination Manual was updated earlier this year so BSA officers need to review the manual to ensure the Bank Secrecy Act/ Anti-Money Laundering &amp;amp; OFAC program meet the regulatory expectations. OFAC has also issued Enforcement Guidelines published on November 9, 2009 which allow for civil money penalties for as much as $250,000 per violation or twice the amount of a transaction, whichever is greater. In addition new OFAC Risk Assessment considerations were provided with the Enforcement Guidelines which include: managements assessment of OFAC risks; the adequacy of the OFAC Compliance Program approved by the Board of Directors; the adequacy of Staffing Levels to implement the OFAC Compliance Program; and the adequacy of the OFAC Training Program.
BSA Summary And Ofac Risk Assessment Considerations Of Nov 2009 Pub Aug 2010 from Robert Zalewski, CIA, CRISC
]]> 1594 6 https://cdn.slidesharecdn.com/ss_thumbnails/bsasummaryandofacriskassessmentconsiderationsofnov2009pubaug2010-12817292622222-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds presentation White http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 https://cdn.slidesharecdn.com/profile-photo-Zalewski99-48x48.jpg?cb=1565345233 Governance, risk management and compliance experience of twenty (20) years with an emphasis on protecting the Board of Directors from regulatory criticism. In the last ten (10) years my primary focus has been working with senior management teams in a collaborative manner on the development and administration of Compliance Management Systems using the principles of the COSO Internal Control Integrated Framework. An area of focus is developing streamlined internal controls based on the Three Lines of Defense model and related forward looking risk assessments. Accomplishments and experience include: Leading Culture of Compliance changes by ensuring stakeholders understand regulatory e... www.linkedin.com/in/robertzalewski