際際滷shows by User: jrapa / http://www.slideshare.net/images/logo.gif 際際滷shows by User: jrapa / Thu, 24 Sep 2015 12:16:31 GMT 際際滷Share feed for 際際滷shows by User: jrapa Cybersecurity Best Practices in Financial Services /slideshow/cybersecurity-best-practices-in-financial-services/53150960 cybersecuritybestpracticesinfinancialservices0923-150924121631-lva1-app6892
A discussion of current best practices for cyber security preparedness and resilience for financial services firms]]>
A discussion of current best practices for cyber security preparedness and resilience for financial services firms]]> Thu, 24 Sep 2015 12:16:31 GMT /slideshow/cybersecurity-best-practices-in-financial-services/53150960 jrapa@slideshare.net(jrapa) Cybersecurity Best Practices in Financial Services jrapa A discussion of current best practices for cyber security preparedness and resilience for financial services firms <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/cybersecuritybestpracticesinfinancialservices0923-150924121631-lva1-app6892-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> A discussion of current best practices for cyber security preparedness and resilience for financial services firms
Cybersecurity Best Practices in Financial Services from John Rapa
]]> 805 8 https://cdn.slidesharecdn.com/ss_thumbnails/cybersecuritybestpracticesinfinancialservices0923-150924121631-lva1-app6892-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 SEC Regulation SCI: Automation Review Compliance /slideshow/sec-regulation-sci-auomation-review/43211720 secregsci-automationreviewcompliance010515-150105092630-conversion-gate01
Recently, the SEC adopted new rules to require certain key market participants to have comprehensive policies and procedures in place surrounding their technology (Regulation SCI). Exchanges, SROs, selected alternative trading systems (ATS), plan processors, and exempt clearing agencies are required to design, develop, test, maintain, and oversee their mission-critical systems. The rules require them to ensure that their core technology meets certain standards, conduct regular business continuity testing, and provide certain notifications in the event of systems disruptions, intrusions and other events. Meeting the demanding new requirements imposed upon firms by SEC Regulation SCI is a key issue for many market participants, especially in the areas of independent systems testing and certification. Tellefsen and Company, L.L.C. (Tellefsen) and Exactpro Systems, LLC (Exactpro) have today announced a marketing partnership in which both firms will collaborate to provide key industry constituents with market structure consulting, financial technology infrastructure testing and software quality assurance testing services.]]>
Recently, the SEC adopted new rules to require certain key market participants to have comprehensive policies and procedures in place surrounding their technology (Regulation SCI). Exchanges, SROs, selected alternative trading systems (ATS), plan processors, and exempt clearing agencies are required to design, develop, test, maintain, and oversee their mission-critical systems. The rules require them to ensure that their core technology meets certain standards, conduct regular business continuity testing, and provide certain notifications in the event of systems disruptions, intrusions and other events. Meeting the demanding new requirements imposed upon firms by SEC Regulation SCI is a key issue for many market participants, especially in the areas of independent systems testing and certification. Tellefsen and Company, L.L.C. (Tellefsen) and Exactpro Systems, LLC (Exactpro) have today announced a marketing partnership in which both firms will collaborate to provide key industry constituents with market structure consulting, financial technology infrastructure testing and software quality assurance testing services.]]> Mon, 05 Jan 2015 09:26:30 GMT /slideshow/sec-regulation-sci-auomation-review/43211720 jrapa@slideshare.net(jrapa) SEC Regulation SCI: Automation Review Compliance jrapa Recently, the SEC adopted new rules to require certain key market participants to have comprehensive policies and procedures in place surrounding their technology (Regulation SCI). Exchanges, SROs, selected alternative trading systems (ATS), plan processors, and exempt clearing agencies are required to design, develop, test, maintain, and oversee their mission-critical systems. The rules require them to ensure that their core technology meets certain standards, conduct regular business continuity testing, and provide certain notifications in the event of systems disruptions, intrusions and other events. Meeting the demanding new requirements imposed upon firms by SEC Regulation SCI is a key issue for many market participants, especially in the areas of independent systems testing and certification. Tellefsen and Company, L.L.C. (Tellefsen) and Exactpro Systems, LLC (Exactpro) have today announced a marketing partnership in which both firms will collaborate to provide key industry constituents with market structure consulting, financial technology infrastructure testing and software quality assurance testing services. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/secregsci-automationreviewcompliance010515-150105092630-conversion-gate01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Recently, the SEC adopted new rules to require certain key market participants to have comprehensive policies and procedures in place surrounding their technology (Regulation SCI). Exchanges, SROs, selected alternative trading systems (ATS), plan processors, and exempt clearing agencies are required to design, develop, test, maintain, and oversee their mission-critical systems. The rules require them to ensure that their core technology meets certain standards, conduct regular business continuity testing, and provide certain notifications in the event of systems disruptions, intrusions and other events. Meeting the demanding new requirements imposed upon firms by SEC Regulation SCI is a key issue for many market participants, especially in the areas of independent systems testing and certification. Tellefsen and Company, L.L.C. (Tellefsen) and Exactpro Systems, LLC (Exactpro) have today announced a marketing partnership in which both firms will collaborate to provide key industry constituents with market structure consulting, financial technology infrastructure testing and software quality assurance testing services.
SEC Regulation SCI: Automation Review Compliance from John Rapa
]]> 644 6 https://cdn.slidesharecdn.com/ss_thumbnails/secregsci-automationreviewcompliance010515-150105092630-conversion-gate01-thumbnail.jpg?width=120&height=120&fit=bounds presentation 000000 http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Evolution of U.S. Financial Markets 2000-2014 /slideshow/evolution-of-us-markets-20002014-0716/37099281 evolutionofusmarkets-2000-20140716-140717133552-phpapp01
An overview of how the landscape of US equity, options, futures exchanges and clearinghouses has changed since 2000.]]>
An overview of how the landscape of US equity, options, futures exchanges and clearinghouses has changed since 2000.]]> Thu, 17 Jul 2014 13:35:52 GMT /slideshow/evolution-of-us-markets-20002014-0716/37099281 jrapa@slideshare.net(jrapa) Evolution of U.S. Financial Markets 2000-2014 jrapa An overview of how the landscape of US equity, options, futures exchanges and clearinghouses has changed since 2000. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/evolutionofusmarkets-2000-20140716-140717133552-phpapp01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> An overview of how the landscape of US equity, options, futures exchanges and clearinghouses has changed since 2000.
Evolution of U.S. Financial Markets 2000-2014 from John Rapa
]]> 819 3 https://cdn.slidesharecdn.com/ss_thumbnails/evolutionofusmarkets-2000-20140716-140717133552-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds presentation White http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Volcker rule update 1210 /slideshow/volcker-rule-update-1210/29083024 volckerruleupdate1210-131210132054-phpapp02
DODD-FRANK AND THE VOLCKER RULE RESTRICTIONS ON PRINCIPAL TRADING: A STATUS UPDATE ]]>
DODD-FRANK AND THE VOLCKER RULE RESTRICTIONS ON PRINCIPAL TRADING: A STATUS UPDATE ]]> Tue, 10 Dec 2013 13:20:54 GMT /slideshow/volcker-rule-update-1210/29083024 jrapa@slideshare.net(jrapa) Volcker rule update 1210 jrapa DODD-FRANK AND THE VOLCKER RULE RESTRICTIONS ON PRINCIPAL TRADING: A STATUS UPDATE <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/volckerruleupdate1210-131210132054-phpapp02-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> DODD-FRANK AND THE VOLCKER RULE RESTRICTIONS ON PRINCIPAL TRADING: A STATUS UPDATE
Volcker rule update 1210 from John Rapa
]]> 1397 7 https://cdn.slidesharecdn.com/ss_thumbnails/volckerruleupdate1210-131210132054-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Swap Execution Facilities: Market Evolution and SEF Profiles /slideshow/swap-execution-facilities/28343764 swapexecutionfacilitiesoverview1118-131117160150-phpapp02
A synopsis of the major Swap Execution Facilities providers, including profiles and links to their data volume reporting.]]>
A synopsis of the major Swap Execution Facilities providers, including profiles and links to their data volume reporting.]]> Sun, 17 Nov 2013 16:01:50 GMT /slideshow/swap-execution-facilities/28343764 jrapa@slideshare.net(jrapa) Swap Execution Facilities: Market Evolution and SEF Profiles jrapa A synopsis of the major Swap Execution Facilities providers, including profiles and links to their data volume reporting. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/swapexecutionfacilitiesoverview1118-131117160150-phpapp02-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> A synopsis of the major Swap Execution Facilities providers, including profiles and links to their data volume reporting.
Swap Execution Facilities: Market Evolution and SEF Profiles from John Rapa
]]> 1828 8 https://cdn.slidesharecdn.com/ss_thumbnails/swapexecutionfacilitiesoverview1118-131117160150-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 SEC Regulation SCI and Automation Review Policy Compliance /slideshow/sec-reg-sci-arp-review-and-audits-0308/17379480 secreg-sciarpreviewandaudits0308-130319151736-phpapp01
An overview of the SEC's proposed Regulation SCI - Systems Compliance and Integrity and Automation Review Policy Compliance]]>
An overview of the SEC's proposed Regulation SCI - Systems Compliance and Integrity and Automation Review Policy Compliance]]> Tue, 19 Mar 2013 15:17:36 GMT /slideshow/sec-reg-sci-arp-review-and-audits-0308/17379480 jrapa@slideshare.net(jrapa) SEC Regulation SCI and Automation Review Policy Compliance jrapa An overview of the SEC's proposed Regulation SCI - Systems Compliance and Integrity and Automation Review Policy Compliance <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/secreg-sciarpreviewandaudits0308-130319151736-phpapp01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> An overview of the SEC&#39;s proposed Regulation SCI - Systems Compliance and Integrity and Automation Review Policy Compliance
SEC Regulation SCI and Automation Review Policy Compliance from John Rapa
]]> 723 4 https://cdn.slidesharecdn.com/ss_thumbnails/secreg-sciarpreviewandaudits0308-130319151736-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 SEC Regulation SCI, ARP Reviews and Audits /jrapa/sec-regulation-sci-arp-reviews-and-audits secreg-sciarpreviewandaudits0308-130319151529-phpapp02
An overview of the proposed SEC Regulation SCI - ]]>
An overview of the proposed SEC Regulation SCI - ]]> Tue, 19 Mar 2013 15:15:29 GMT /jrapa/sec-regulation-sci-arp-reviews-and-audits jrapa@slideshare.net(jrapa) SEC Regulation SCI, ARP Reviews and Audits jrapa An overview of the proposed SEC Regulation SCI - <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/secreg-sciarpreviewandaudits0308-130319151529-phpapp02-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> An overview of the proposed SEC Regulation SCI -
SEC Regulation SCI, ARP Reviews and Audits from John Rapa
]]> 601 5 https://cdn.slidesharecdn.com/ss_thumbnails/secreg-sciarpreviewandaudits0308-130319151529-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Industry impact and lessons learned from hurricane sandy summary report 010913 /slideshow/industry-impact-and-lessons-learned-from-hurricane-sandy-summary-report-010913/15937513 industryimpactandlessonslearnedfromhurricanesandy-summaryreport010913-130110133550-phpapp02
Survey of Investment Management Firms Experience with Hurricane Sandy]]>
Survey of Investment Management Firms Experience with Hurricane Sandy]]> Thu, 10 Jan 2013 13:35:50 GMT /slideshow/industry-impact-and-lessons-learned-from-hurricane-sandy-summary-report-010913/15937513 jrapa@slideshare.net(jrapa) Industry impact and lessons learned from hurricane sandy summary report 010913 jrapa Survey of Investment Management Firms Experience with Hurricane Sandy <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/industryimpactandlessonslearnedfromhurricanesandy-summaryreport010913-130110133550-phpapp02-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Survey of Investment Management Firms Experience with Hurricane Sandy
Industry impact and lessons learned from hurricane sandy summary report 010913 from John Rapa
]]> 772 2 https://cdn.slidesharecdn.com/ss_thumbnails/industryimpactandlessonslearnedfromhurricanesandy-summaryreport010913-130110133550-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Tech Solutions For C 1104 /jrapa/tech-solutions-for-c-1104 tech-solutions-for-ccp-1104-1300054559-phpapp01
FIA Expo Panel - Tech Solutions for OTC CCP]]>
FIA Expo Panel - Tech Solutions for OTC CCP]]> Sun, 13 Mar 2011 17:16:21 GMT /jrapa/tech-solutions-for-c-1104 jrapa@slideshare.net(jrapa) Tech Solutions For C 1104 jrapa FIA Expo Panel - Tech Solutions for OTC CCP <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/tech-solutions-for-ccp-1104-1300054559-phpapp01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> FIA Expo Panel - Tech Solutions for OTC CCP
Tech Solutions For C 1104 from John Rapa
]]> 317 3 https://cdn.slidesharecdn.com/ss_thumbnails/tech-solutions-for-ccp-1104-1300054559-phpapp01-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 O Tlearing 13 Cpril 2010 0.1 /slideshow/o-tlearing-13-cpril-2010-01/7252767 otc-clearing-13-april-2010-01-1300054486-phpapp02
FIA Clearing 2010 - OTC CCP Clearing Panel Presentation]]>
FIA Clearing 2010 - OTC CCP Clearing Panel Presentation]]> Sun, 13 Mar 2011 17:15:16 GMT /slideshow/o-tlearing-13-cpril-2010-01/7252767 jrapa@slideshare.net(jrapa) O Tlearing 13 Cpril 2010 0.1 jrapa FIA Clearing 2010 - OTC CCP Clearing Panel Presentation <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/otc-clearing-13-april-2010-01-1300054486-phpapp02-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> FIA Clearing 2010 - OTC CCP Clearing Panel Presentation
O Tlearing 13 Cpril 2010 0.1 from John Rapa
]]> 321 1 https://cdn.slidesharecdn.com/ss_thumbnails/otc-clearing-13-april-2010-01-1300054486-phpapp02-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 https://cdn.slidesharecdn.com/profile-photo-jrapa-48x48.jpg?cb=1523047226 Extensive global business experience in the financial services industry. Broad, international background in front and back office environments of asset management firms, securities broker-dealers, investment banks, private equity firms, information vendors, inter-dealer brokers, equity, options and futures exchanges and ECNs. Strong cross-asset class and cross-domain expertise in the convergence of the exchange traded and OTC markets. Strategic planning, market structure, in-depth knowledge of the workings of the worldwide capital markets industry and network computing and technology consulting to the global capital markets and derivatives arena. Expertise and in-depth knowledge of www.tellefsen.com https://cdn.slidesharecdn.com/ss_thumbnails/cybersecuritybestpracticesinfinancialservices0923-150924121631-lva1-app6892-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/cybersecurity-best-practices-in-financial-services/53150960 Cybersecurity Best Pra... https://cdn.slidesharecdn.com/ss_thumbnails/secregsci-automationreviewcompliance010515-150105092630-conversion-gate01-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/sec-regulation-sci-auomation-review/43211720 SEC Regulation SCI: A... https://cdn.slidesharecdn.com/ss_thumbnails/evolutionofusmarkets-2000-20140716-140717133552-phpapp01-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/evolution-of-us-markets-20002014-0716/37099281 Evolution of U.S. Fina...