ºÝºÝߣshows by User: rndresources / http://www.slideshare.net/images/logo.gif ºÝºÝߣshows by User: rndresources / Thu, 30 Jun 2016 18:16:49 GMT ºÝºÝߣShare feed for ºÝºÝߣshows by User: rndresources Action Plan for DOL Fiduciary Rule April 2016 /slideshow/action-plan-for-dol-fiduciary-rule-april-2016/63619172 rnddolactionplanv2-160630181649
RND Resources laid out an action plan for BD's and RIA's serving investors with retirement products. In April 2016 the Department of Labor released a sweeping change to fiduciary responsibility of advisers serving senior investors. These changes will have an impact on compliance, sales & marketing, products, and investors. Firms should start early to prepare in time for the change deadline of April 2017. Contact our DOL Rule Compliance support hotline for more information 818.657.0288]]>
RND Resources laid out an action plan for BD's and RIA's serving investors with retirement products. In April 2016 the Department of Labor released a sweeping change to fiduciary responsibility of advisers serving senior investors. These changes will have an impact on compliance, sales & marketing, products, and investors. Firms should start early to prepare in time for the change deadline of April 2017. Contact our DOL Rule Compliance support hotline for more information 818.657.0288]]> Thu, 30 Jun 2016 18:16:49 GMT /slideshow/action-plan-for-dol-fiduciary-rule-april-2016/63619172 rndresources@slideshare.net(rndresources) Action Plan for DOL Fiduciary Rule April 2016 rndresources RND Resources laid out an action plan for BD's and RIA's serving investors with retirement products. In April 2016 the Department of Labor released a sweeping change to fiduciary responsibility of advisers serving senior investors. These changes will have an impact on compliance, sales & marketing, products, and investors. Firms should start early to prepare in time for the change deadline of April 2017. Contact our DOL Rule Compliance support hotline for more information 818.657.0288 <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/rnddolactionplanv2-160630181649-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> RND Resources laid out an action plan for BD&#39;s and RIA&#39;s serving investors with retirement products. In April 2016 the Department of Labor released a sweeping change to fiduciary responsibility of advisers serving senior investors. These changes will have an impact on compliance, sales &amp; marketing, products, and investors. Firms should start early to prepare in time for the change deadline of April 2017. Contact our DOL Rule Compliance support hotline for more information 818.657.0288
Action Plan for DOL Fiduciary Rule April 2016 from Amie Akridge
]]> 1548 7 https://cdn.slidesharecdn.com/ss_thumbnails/rnddolactionplanv2-160630181649-thumbnail.jpg?width=120&height=120&fit=bounds presentation 000000 http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Dept of Labor Fiduciary Rule 2016 /slideshow/dept-of-labor-fiduciary-rule-2016/63493275 dolsr-fiduciaryrule2016-160627171248
Highlights of the DOL Fiduciary Rule 2016 covering; - The new fiduciary standard between investors and advisors - Who is affected by the rule - Communication rules for advisors with retirement investor clients - Effective date for DOL Fiduciary rule compliance - About the BICE Exemption - Principal Transactions Exemption - Phased in Rule Compliance for institutions]]>
Highlights of the DOL Fiduciary Rule 2016 covering; - The new fiduciary standard between investors and advisors - Who is affected by the rule - Communication rules for advisors with retirement investor clients - Effective date for DOL Fiduciary rule compliance - About the BICE Exemption - Principal Transactions Exemption - Phased in Rule Compliance for institutions]]> Mon, 27 Jun 2016 17:12:48 GMT /slideshow/dept-of-labor-fiduciary-rule-2016/63493275 rndresources@slideshare.net(rndresources) Dept of Labor Fiduciary Rule 2016 rndresources Highlights of the DOL Fiduciary Rule 2016 covering; - The new fiduciary standard between investors and advisors - Who is affected by the rule - Communication rules for advisors with retirement investor clients - Effective date for DOL Fiduciary rule compliance - About the BICE Exemption - Principal Transactions Exemption - Phased in Rule Compliance for institutions <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/dolsr-fiduciaryrule2016-160627171248-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Highlights of the DOL Fiduciary Rule 2016 covering; - The new fiduciary standard between investors and advisors - Who is affected by the rule - Communication rules for advisors with retirement investor clients - Effective date for DOL Fiduciary rule compliance - About the BICE Exemption - Principal Transactions Exemption - Phased in Rule Compliance for institutions
Dept of Labor Fiduciary Rule 2016 from Amie Akridge
]]> 743 4 https://cdn.slidesharecdn.com/ss_thumbnails/dolsr-fiduciaryrule2016-160627171248-thumbnail.jpg?width=120&height=120&fit=bounds presentation 000000 http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Guide to FBAR - January 2016 /slideshow/guide-to-fbar/50101906 guidetofbar-150702162708-lva1-app6891
Guide to US-India Tax Compliance What is FBAR - Foreign Bank Account Reporting Filing dates and penalties for FBAR reporting What is the Offshore Voluntary Disclosure Program What is the January 2016 NRI Passport Law H-R-22 2 Types of Non-Resident Indian Bank Accounts NRO and NRE What is FATCA - Foreign Tax Account Compliance Act Is there a Double Taxation Treaty between the US and India ]]>
Guide to US-India Tax Compliance What is FBAR - Foreign Bank Account Reporting Filing dates and penalties for FBAR reporting What is the Offshore Voluntary Disclosure Program What is the January 2016 NRI Passport Law H-R-22 2 Types of Non-Resident Indian Bank Accounts NRO and NRE What is FATCA - Foreign Tax Account Compliance Act Is there a Double Taxation Treaty between the US and India ]]> Thu, 02 Jul 2015 16:27:08 GMT /slideshow/guide-to-fbar/50101906 rndresources@slideshare.net(rndresources) Guide to FBAR - January 2016 rndresources Guide to US-India Tax Compliance What is FBAR - Foreign Bank Account Reporting Filing dates and penalties for FBAR reporting What is the Offshore Voluntary Disclosure Program What is the January 2016 NRI Passport Law H-R-22 2 Types of Non-Resident Indian Bank Accounts NRO and NRE What is FATCA - Foreign Tax Account Compliance Act Is there a Double Taxation Treaty between the US and India <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/guidetofbar-150702162708-lva1-app6891-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> Guide to US-India Tax Compliance What is FBAR - Foreign Bank Account Reporting Filing dates and penalties for FBAR reporting What is the Offshore Voluntary Disclosure Program What is the January 2016 NRI Passport Law H-R-22 2 Types of Non-Resident Indian Bank Accounts NRO and NRE What is FATCA - Foreign Tax Account Compliance Act Is there a Double Taxation Treaty between the US and India
Guide to FBAR - January 2016 from Amie Akridge
]]> 877 10 https://cdn.slidesharecdn.com/ss_thumbnails/guidetofbar-150702162708-lva1-app6891-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 Gap Analysis | FINRA Letter 2015 /slideshow/gap-analysis-finra2015/47833923 gap-analysis-finra-2015-150506114502-conversion-gate01
The 2015 FINRA Regulatory and Examinations letter is a roadmap for broker-dealers to understand the actions they should take to reduce regulatory risk in 2015. Some topics are easy to address, others appear more difficult and restrictive. This presentation takes a look at highlighted topics and shows you where regulatory standards are headed for 2015.]]>
The 2015 FINRA Regulatory and Examinations letter is a roadmap for broker-dealers to understand the actions they should take to reduce regulatory risk in 2015. Some topics are easy to address, others appear more difficult and restrictive. This presentation takes a look at highlighted topics and shows you where regulatory standards are headed for 2015.]]> Wed, 06 May 2015 11:45:02 GMT /slideshow/gap-analysis-finra2015/47833923 rndresources@slideshare.net(rndresources) Gap Analysis | FINRA Letter 2015 rndresources The 2015 FINRA Regulatory and Examinations letter is a roadmap for broker-dealers to understand the actions they should take to reduce regulatory risk in 2015. Some topics are easy to address, others appear more difficult and restrictive. This presentation takes a look at highlighted topics and shows you where regulatory standards are headed for 2015. <img style="border:1px solid #C3E6D8;float:right;" alt="" src="https://cdn.slidesharecdn.com/ss_thumbnails/gap-analysis-finra-2015-150506114502-conversion-gate01-thumbnail.jpg?width=120&amp;height=120&amp;fit=bounds" /><br> The 2015 FINRA Regulatory and Examinations letter is a roadmap for broker-dealers to understand the actions they should take to reduce regulatory risk in 2015. Some topics are easy to address, others appear more difficult and restrictive. This presentation takes a look at highlighted topics and shows you where regulatory standards are headed for 2015.
Gap Analysis | FINRA Letter 2015 from Amie Akridge
]]> 597 1 https://cdn.slidesharecdn.com/ss_thumbnails/gap-analysis-finra-2015-150506114502-conversion-gate01-thumbnail.jpg?width=120&height=120&fit=bounds presentation Black http://activitystrea.ms/schema/1.0/post http://activitystrea.ms/schema/1.0/posted 0 https://cdn.slidesharecdn.com/profile-photo-rndresources-48x48.jpg?cb=1481841377 Summary Marketing professional with a Master of Science degree in Internet Marketing. Experience in affiliate marketing, email campaigns, PPC, site optimization for search engines, press releases, link campaigns, brand creation, and keyword list management. E-commerce management in consumer and manufacturing product environments. Management roles in inventory, marketing, and operations. Internet Marketing Master of Science Degree - July 2010 • A|B, Multivariate Testing • Paid Campaign Optimization • SEO/Architecture Analysis • Site Use-ability Testing • Press Release & Email Tactics • Brand Story Building • Search Marketing Plan • Advanced Analytics Theory • Viral/Mobile/... https://cdn.slidesharecdn.com/ss_thumbnails/rnddolactionplanv2-160630181649-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/action-plan-for-dol-fiduciary-rule-april-2016/63619172 Action Plan for DOL Fi... https://cdn.slidesharecdn.com/ss_thumbnails/dolsr-fiduciaryrule2016-160627171248-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/dept-of-labor-fiduciary-rule-2016/63493275 Dept of Labor Fiduciar... https://cdn.slidesharecdn.com/ss_thumbnails/guidetofbar-150702162708-lva1-app6891-thumbnail.jpg?width=320&height=320&fit=bounds slideshow/guide-to-fbar/50101906 Guide to FBAR - Januar...