Personal Information
Organization / Workplace
Tiruppur Area, India, India India
Occupation
10+ years of combined experience in Financial Audit, Inspection, Risk Management & Training
Industry
Finance / Banking / Insurance
Website
http://www.bseindia.comAbout
10+ years of combined experience in Financial Audit, Inspection, Risk Management & Training. Prepared compliance checklist of Bylaws & Regulations of the stock exchange, SEBI regulations and participated in audits, reviews, inspections and training on compliance issues and performing surveillance, inspection and investigations.
Ensure compliance with regulations and controls by examining and analysing record, reports, operating practices, and documentation.
Completes audit work papers and memorandums by documenting audit tests and findings.
Communicate audit progress and findings by preparing reports, providing information in meetings.
Provides management reports by collecting, anal...
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