A risk & compliance professional with over 20 years experience, specialising in financial services and wealth management, working in stock broking, superannuation, funds management and regulatory positions.
Significant experience linking business, internal service providers, regulators, ensuring clarity and certainty of communications and processes. Strong satisfaction from sharing insights and experience with staff.
Board member of Financial Services Protection Limited, a not for profit service providing members an online risk management tool.
Currently I am an active investor in resource companies emerging from explorer to miner.
Specialties: Compliance, Risk Management, Change Man...
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