Personal Information
Organization / Workplace
Mumbai Area, India India
Occupation
Trade Surveillance (Market Abuse) - Compliance & Risk
About
I come across as strong, willful & determined with a penchant for knowledge.
Part of Governance, Risk & Compliance since 2013. Worked as per US regulatory norms in the past.
Currently monitor and investigate market abuse related activities like insider trading, parking, wash trading, off market trading as per FCA norms.
Involved in fixed income trading and also fx trading. Regions include Europe, Manama and APAC.
Have sound knowledge in areas like Compliance, Surveillance, Trade Surveillance, Risk, Due diligence, Investigation, Analysis, Personal Account Dealing, Electronic Communication, Anti Money Laundering (AML), Know Your Customer (KYC) & meeting regulatory requirements.
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