A highly motivated results oriented regulatory, risk, and compliance professional with over 13 years experience in making regulatory and compliance decisions, and delivering projects in a timely manner.
Specialties: - FCA Handbook - COBS, COLL, CASS
- Specialist in FCA regulatory processes - authorisations, approved persons, change of control, rule waivers, passporting, variation of permissions, etc
- Compliance oversight, monitoring, and forensic testing
- Advisory on EU and UK regulatory developments
- Operational risk mitigation and management
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