Experienced financial services compliance officer with a strong personality self-motivated and is focused on achieving the result even if faced with obstacles. A strong working knowledge of regulatory matters and particular attention to detail
Over 14 years experience approving financial promotions for life insurance, accident and health insurance, retirement planning, wealth management solutions, investment management, mortgages and consumer credit
Ensuring all marketing materials, financial promotions, social media and client facing material meet business needs together with the regulators requirements, by providing feedback and advice on products, initiatives, or marketing items to ...