Personal Information
Organization / Workplace
Austin, Texas Area United States
Occupation
Financial, Operational & Compliance Audit | Regulatory Compliance | Risk Management
Industry
Finance / Banking / Insurance
Website
About
Sarfaraz Ali; An experienced Financial Audit & Regulatory Compliance professional with 10+ years of experience in Financial Management, Audit, Compliance and Risk Management within Financial Service Industry, Audit Service Firms and Confectionery Industry.
Areas of Expertise:
AML Compliance, Regulatory Compliance, Financial Audits, Accounting/GAAP, Financial Analysis, Risk Assessments/Management.
Audit & Compliance Experience:
Internal Audit, Supervisory Committee Annual Audits,, Bank Secrecy Act (BSA) / Customer Identification Program (CIP) / Anti Money Laundering Compliance Reviews, Office of Foreign Assets Controls (OFAC) Compliance Reviews, ACH Audit.
Contact Details
