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The GAL Report:

What to Include,
What to Exclude &
Everything In Between

by: Jenny R. Stevens, Esq.
The Stevens Firm, P.A.
Spartanburg, SC
(864) 598-9172
Jenny@SCFamilyLaw.com
www.SCFamilyLaw.com
Friday, January 31, 14
Hello!








Practice Family Law in
Spartanburg, SC with my law
partner/husband, Ben Stevens
We are the Brady Bunch (minus
Alice and with more ex-spouses)
Certi鍖ed as a GAL in 2008;
Practicing as an Attorney
GAL since 2010
Practice is 75-85% GAL Cases

Friday, January 31, 14
Why Do We Do This?!?


Its a thankless job sometimes.



We all dread writing the Report.









Friday, January 31, 14

Sometimes worse than any of
term paper, thesis or legal brief
you had to write in school.
Spend hours on a report, yet
never bill for all the time you
spend on the report.
Report will most likely be
ripped to shreds by one or both
sides of the case.
Probably wont be paid in full in
the end.
Very Simple ~ For the Children






Your Report = The
Childs Voice
Your words make the
child real for everyone
in the courtroom.
Yo u r p e r s p e c t i v e
could open the
parents eyes and
lead to a quicker
resolution.

Friday, January 31, 14





Yo u r r e f e r r a l t o
therapy could be the
start of a healthy coparenting relationship
Your Conclusions &
Recommendations
could lead to a Final
Order that will
protect the child going
forward.
The GAL Statute










Clear and comprehensive written
reports regarding the childs best
interests
Final written report 20 days before
the 鍖nal hearing, but not less than
10 days before with leave of the
parties and the Court
List the names, addresses and phone
numbers of those interviewed
Never make a recommendation as to
which party should have custody
Must comply with the SC Rules of
Evidence

Friday, January 31, 14

So lets get writing...
What will we cover today?


What to Include



What to Exclude



Friday, January 31, 14

& Everything in
Between
Introductory Paragraph









Friday, January 31, 14

Introduces YOU to the Court
Explains the nature of the Report
(Preliminary, Final, etc.) and the
Contents of the Report (Exhibits or
Attachments)
Introduces the parties to the Court and
explains their relationship to the
child(ren)
Sets forth when your Appointment and
Investigation began
Standard GAL Disclaimer
Example

Friday, January 31, 14
Background Information







Brief procedural history
How did that action
begin? Who are the
parties?
What allegations has
each party raised within
the Pleadings?
Type of Hearing which
led to GAL Appt.?

Friday, January 31, 14







Relief sought by each
party?
Deadlines assigned to
the GAL or for
Mediation contained in
the Orders?
NOTE: Update this
each time a Report is
鍖led with the Court.
Examples

Friday, January 31, 14
WORD OF CAUTION







Context is Everything!
Always include contextual
details if the photos you
use could be interpreted
multiple ways.
Identify the people in
your photographs.
Identify locations when
necessary.

Friday, January 31, 14
Investigation: Allegations






Friday, January 31, 14

Outline the allegations as
presented within the
pleadings.
Include any additional
allegations the parties
have shared with you
directly.
Use this outline to set up
the rest of your report.
Example

Friday, January 31, 14
Interviews with the Parties






Flesh out the allegations from
the pleadings with each party.



Ask speci鍖c questions and
record their answers.
Ask about the results each
party expects to receive.




Use this section to list all
concerns of the parties which
may not have been addressed
within the Temporary
Hearing Packets.

Friday, January 31, 14



If parties provide documents,
photographs, receipts, or
other relevant items to
support their allegations,
consider including those items
as exhibits to the report.
Be sure to note when
allegations or concerns are not
supported by evidence as well.
Note whether the parties were
on time for appointments.
Example

Friday, January 31, 14
Investigation: Home Visits






Be as diplomatic as
possible in describing
the home(s).
Let pictures do the
talking.
Include photo of
exterior in the body
of the Report.

Friday, January 31, 14





Include details that
may not be apparent
from the pictures.
If several pictures
need to be included,
may be easier to
attach as an exhibit
to the Report.
Example

Friday, January 31, 14
Investigation: Witness Interviews






Include Subheadings
designating which
allegations or concerns
the witnesses offered
information
Include summaries - no
quotes, if possible.
Include conclusions
about each witness based
on the facts you uncover.

Friday, January 31, 14









Include observations
about each witness.
Include positive changes
noted from witnesses.
Include your
observations on each
witnesss credibility.
Keep track of who you
interview and when.
Investigation: Interview with the Child








Handle delicately, but highlight
important information.
Dont quote unless absolutely
necessary.
Include positive remarks about the
child, i.e., give the parents some
praise for having created this special
child despite their current differences.
Keep in mind that this section really
is the voice of the child. State
preferences, but give context, as well.

Friday, January 31, 14
Conclusion &
Recommendations


Factual Conclusions



Can make recommendations, however...





Can never make a recommendations as to which
party should receive custody
(unless asked to do so by the Court.)
Summary of Conclusion & List of Suggestions
for the Court to consider when making a ruling.

Friday, January 31, 14
Example

Friday, January 31, 14
What to Exclude






Hearsay
Recommendations
as to Custody
Personal
Characterizations

Friday, January 31, 14
Examples

Friday, January 31, 14
Examples

Friday, January 31, 14
Examples

Friday, January 31, 14
What to Exclude


Improper Formatting



Rule 10(d) of the SCRCP







Friday, January 31, 14

Not less than 1.5 spacing between
the lines
Pages to be numbered consecutively
and fastened at the top so as to read
consecutively
Left margin must be 1.5 inches
New
Resource
for GALs

The South Carolina
Guardian ad Litems Toolkit
Edited by

Jenny R. Stevens, Esq.
The Stevens Firm, P.A.  Family Law Center
Spartanburg, South Carolina

Friday, January 31, 14
Final Thoughts...

Friday, January 31, 14
1188 Asheville Highway
Spartanburg, SC 29303
(864) 598-9172
www.SCFamilyLaw.com

Friday, January 31, 14

More Related Content

The GAL Report: What to Include, What to Exclude & Everything In Between

  • 1. The GAL Report: What to Include, What to Exclude & Everything In Between by: Jenny R. Stevens, Esq. The Stevens Firm, P.A. Spartanburg, SC (864) 598-9172 Jenny@SCFamilyLaw.com www.SCFamilyLaw.com Friday, January 31, 14
  • 2. Hello! Practice Family Law in Spartanburg, SC with my law partner/husband, Ben Stevens We are the Brady Bunch (minus Alice and with more ex-spouses) Certi鍖ed as a GAL in 2008; Practicing as an Attorney GAL since 2010 Practice is 75-85% GAL Cases Friday, January 31, 14
  • 3. Why Do We Do This?!? Its a thankless job sometimes. We all dread writing the Report. Friday, January 31, 14 Sometimes worse than any of term paper, thesis or legal brief you had to write in school. Spend hours on a report, yet never bill for all the time you spend on the report. Report will most likely be ripped to shreds by one or both sides of the case. Probably wont be paid in full in the end.
  • 4. Very Simple ~ For the Children Your Report = The Childs Voice Your words make the child real for everyone in the courtroom. Yo u r p e r s p e c t i v e could open the parents eyes and lead to a quicker resolution. Friday, January 31, 14 Yo u r r e f e r r a l t o therapy could be the start of a healthy coparenting relationship Your Conclusions & Recommendations could lead to a Final Order that will protect the child going forward.
  • 5. The GAL Statute Clear and comprehensive written reports regarding the childs best interests Final written report 20 days before the 鍖nal hearing, but not less than 10 days before with leave of the parties and the Court List the names, addresses and phone numbers of those interviewed Never make a recommendation as to which party should have custody Must comply with the SC Rules of Evidence Friday, January 31, 14 So lets get writing...
  • 6. What will we cover today? What to Include What to Exclude Friday, January 31, 14 & Everything in Between
  • 7. Introductory Paragraph Friday, January 31, 14 Introduces YOU to the Court Explains the nature of the Report (Preliminary, Final, etc.) and the Contents of the Report (Exhibits or Attachments) Introduces the parties to the Court and explains their relationship to the child(ren) Sets forth when your Appointment and Investigation began Standard GAL Disclaimer
  • 9. Background Information Brief procedural history How did that action begin? Who are the parties? What allegations has each party raised within the Pleadings? Type of Hearing which led to GAL Appt.? Friday, January 31, 14 Relief sought by each party? Deadlines assigned to the GAL or for Mediation contained in the Orders? NOTE: Update this each time a Report is 鍖led with the Court.
  • 11. WORD OF CAUTION Context is Everything! Always include contextual details if the photos you use could be interpreted multiple ways. Identify the people in your photographs. Identify locations when necessary. Friday, January 31, 14
  • 12. Investigation: Allegations Friday, January 31, 14 Outline the allegations as presented within the pleadings. Include any additional allegations the parties have shared with you directly. Use this outline to set up the rest of your report.
  • 14. Interviews with the Parties Flesh out the allegations from the pleadings with each party. Ask speci鍖c questions and record their answers. Ask about the results each party expects to receive. Use this section to list all concerns of the parties which may not have been addressed within the Temporary Hearing Packets. Friday, January 31, 14 If parties provide documents, photographs, receipts, or other relevant items to support their allegations, consider including those items as exhibits to the report. Be sure to note when allegations or concerns are not supported by evidence as well. Note whether the parties were on time for appointments.
  • 16. Investigation: Home Visits Be as diplomatic as possible in describing the home(s). Let pictures do the talking. Include photo of exterior in the body of the Report. Friday, January 31, 14 Include details that may not be apparent from the pictures. If several pictures need to be included, may be easier to attach as an exhibit to the Report.
  • 18. Investigation: Witness Interviews Include Subheadings designating which allegations or concerns the witnesses offered information Include summaries - no quotes, if possible. Include conclusions about each witness based on the facts you uncover. Friday, January 31, 14 Include observations about each witness. Include positive changes noted from witnesses. Include your observations on each witnesss credibility. Keep track of who you interview and when.
  • 19. Investigation: Interview with the Child Handle delicately, but highlight important information. Dont quote unless absolutely necessary. Include positive remarks about the child, i.e., give the parents some praise for having created this special child despite their current differences. Keep in mind that this section really is the voice of the child. State preferences, but give context, as well. Friday, January 31, 14
  • 20. Conclusion & Recommendations Factual Conclusions Can make recommendations, however... Can never make a recommendations as to which party should receive custody (unless asked to do so by the Court.) Summary of Conclusion & List of Suggestions for the Court to consider when making a ruling. Friday, January 31, 14
  • 22. What to Exclude Hearsay Recommendations as to Custody Personal Characterizations Friday, January 31, 14
  • 26. What to Exclude Improper Formatting Rule 10(d) of the SCRCP Friday, January 31, 14 Not less than 1.5 spacing between the lines Pages to be numbered consecutively and fastened at the top so as to read consecutively Left margin must be 1.5 inches
  • 27. New Resource for GALs The South Carolina Guardian ad Litems Toolkit Edited by Jenny R. Stevens, Esq. The Stevens Firm, P.A. Family Law Center Spartanburg, South Carolina Friday, January 31, 14
  • 29. 1188 Asheville Highway Spartanburg, SC 29303 (864) 598-9172 www.SCFamilyLaw.com Friday, January 31, 14