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2013 sec systemic report using initial form pf data

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Seth Berlin

The document summarizes data reported to Congress by the SEC's Division of Investment Management on private funds. It discusses the sources and uses of the data, including Form PF and Form ADV filings. The data is used by the Financial Stability Oversight Council, International Organization of Securities Commissions, and other SEC divisions for analytical tools and assessing aberrational fund performance. Charts show breakdowns of fund type, advisor location, fund domicile, liquidity, and redemption policies.

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Graphical Summary Of Private Fund Systemic Reports As Reported To Congress By SECs Division Of Investment Management On July 25, 2013
Sources & Uses of Data Sources Form PF as-of May 15, 2013 Form ADV Uses FSOC via Treasurys Office of Financial Research International Organization of Securities Commission (IOSCO) Other SEC Divisions Enforcement, Investment Management, Economic & Risk Analysis Integration into Analytical Tools(Aberrational Performance Inquiry tool, etc..) 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
Fund Data 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
Fund Type 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
Advisor Location 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
Domicile 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
Liquidity 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
Redemption 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
About PTT 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com Performance Thinking &Technologies, Inc. (PTT) helps private funds with investment operations. We solve the difficult problems so funds can maintain their focus on the capital markets. PTTs service model enables the following client benefits: Highly Experienced Investment Resources Specialty-skills in Analytics, Modeling, & Risk Deep Technical Knowledge & Knowledge Transfer Program For More Information: H. Seth Berlin Principal Performance Thinking & Technologies sberlin@p-t-t.com 612.605.1503 www.p-t-t.com

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2013 sec systemic report using initial form pf data

  • 1. Graphical Summary Of Private Fund Systemic Reports As Reported To Congress By SECs Division Of Investment Management On July 25, 2013
  • 2. Sources & Uses of Data Sources Form PF as-of May 15, 2013 Form ADV Uses FSOC via Treasurys Office of Financial Research International Organization of Securities Commission (IOSCO) Other SEC Divisions Enforcement, Investment Management, Economic & Risk Analysis Integration into Analytical Tools(Aberrational Performance Inquiry tool, etc..) 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  • 3. Fund Data 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  • 4. Fund Type 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  • 5. Advisor Location 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  • 6. Domicile 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  • 7. Liquidity 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  • 8. Redemption 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
  • 9. About PTT 2013 PTT All Rights Reserved Performance Thinking & Technologies www.p-t-t.com Performance Thinking &Technologies, Inc. (PTT) helps private funds with investment operations. We solve the difficult problems so funds can maintain their focus on the capital markets. PTTs service model enables the following client benefits: Highly Experienced Investment Resources Specialty-skills in Analytics, Modeling, & Risk Deep Technical Knowledge & Knowledge Transfer Program For More Information: H. Seth Berlin Principal Performance Thinking & Technologies sberlin@p-t-t.com 612.605.1503 www.p-t-t.com