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FROM MODELS TO MECHANISMS. 
FEEDBACK AND OPTIMIZATION IN 
CMIP5 
IOAN MUNTEAN 
THE REILLY CENTER FOR SCIENCE, TECHNOLOGY, AND VALUES 
UNIVERSITY OF NOTRE DAME 
IMUNTEAN@ND.EDU 
1
PREVIEW 
 Main issue: A transition from models to mechanisms in climate change 
 Argument for a mechanistic view in climate change 
 Feedback 
 Optimality 
 Control/ manipulation 
 Understanding 
 Arguments against mechanisms in climate science 
 Holism 
 Failed mechanisms in physical sciences 
 So what? 
 Not yet 
 Will never happen 
 Not needed 
2
WHAT IS UNDER SCRUTINY HERE? 
 The internal structure of climate models 
 Feedback in climate models 
 Mapping models to mechanism (M2M) 
 Many to one? 
 Many to many? 
 Optimality and plurality of models 
 Communicating results, metadata and mechanisms 
3
SOME TOPICS OF INTEREST IN CLIMATE 
SCIENCE 
 Social values (viz. Epistemic values) in creating models (Winsberg 2012) 
 Complexity of models and analytic understanding (Parker 2014) 
 Multiplicity/plurality of climate models, (Parker 2010a) 
 Uncertainty of models 
 Stability, reliability of models 
 Explanatory power and understanding of climate models 
 Modularity 
Adapted from (Knutti and Sedl叩ek 2012) 
4
ROLES OF MODELS 
 Climate change is mainly about building and assessing models 
 Climate models are mainly: 
 predicting tools 
 generate other models or hypotheses 
 Quantification of theories of climate change 
 hybrid: predict and explain 
 Do climate models really explain? How? 
 Do we have an IBE with climate models? 
5
OVERLAPPING MODELS IN MECHANISMS 
 Differenct communities focus on different parts 
 They do not necessarily look at the coupled model 
 Climate scientists are specialized 
6
SOME VIEWS ABOUT MODELS AND 
MECHANISMS 
 Models are not related to mechanisms 
 mathematical models exist in physics, without being related to any mechanism 
 some models summarize data (phenomenal models) 
 some other models predict (are phenomenally adequate) but do not explain 
 Models represent mechanisms 
 One task of model building is to represent the dynamics of mechanisms (Bechtel and 
Abrahamsen 2011) 
 Models needs mechanisms to be explanatory 
 Models are explanatory when they describe a mechanism (Craver 2006) 
 Models map to mechanisms (M2M) 
 Let us call these models mechanistic models 
7
MODEL ASSESSMENT IN CLIMATE SCIENCE 
 Confirmation of the truth of existing models (Lloyd 2010) 
 Adequacy-for-a-purpose: (Parker 2009) 
 Realism: accurate description of the actual climate system 
 Bayesian view 
 Possibilism (Katzav 2014) 
 Present focus: mapping models to a mechanism 
 How does model X map on the mechanism Y? 
8
THREE EXTREME PREDICTIONS 
A. Where do I need to look in the sky to find the moon in London ON 
at 16:30 on 25.10.2044? 
B. What will be Ioans state of health on 4:30 on 25.10.2044, given this 
and this constraints on the world and what we know of his diet, 
genes, etc.? 
C. How far can I drive a Honda Civic car from London ON with a full 
tank of gas, in this direction, in the weather conditions, all things 
being equal? 
A= one theory, simple simulation, simple data, perfect prediction 
B= no theory no model, some mechanisms 
C= one mechanism, no theory, some initial conditions, no need of 
models 
9
QUESTIONS 
 1 Are some (all?) climate models mechanistic? 
 2 Why explanation? 
 3 Can climate models explain without being mechanistic? 
 What advantages does a mechanistic view bring to climate science? 
 4 So what? Why do we need mechanistic explanation anyway? 
10 
 1 yes, those in which feedback plays a role 
 2 We want to understand the causal story of the climate system. The understanding of why a 
phenomenon occurs (Parker 2014). 
 Question to Parker: is a mechanistic explanation better than causal explanation in improving our 
understanding of a phenomenon and of its question why? 
 3 yes, they can, but still mechanistic explanations can do better 
 4 Because with explanation, control, understanding and manipulation come! 
 4 we can hope for the optimal model
EXTRAPOLATING MECHANISMS 
 Universality: Model-building occurs anywhere in science 
 Neuroscience/cognitive science (empirical data and laws/equations) 
 Biology (empirical data) 
 Physics (laws, symmetries) 
 Life science, medicine 
 Scientific revolution can be read, charitably as a process building models, 
mechanisms, unifying, eliminating models, creating theories etc. 
 I think it makes sense to talk about: 
 mechanisms & models (together) in climate science 
11
A SIMPLIFIED VIEW 
I. Convergence from a plurality of models to a limited number of models 
 Culling models 
 Coupling submodels 
 Constraint models 
II. Mapping from a limited number of models to a limited number of mechanisms 
III. Convergence of mechanisms to a theory (unification of mechanisms and 
models) 
I think II deserves attention in the light of CMIP5 
I am quietist about III. And I is already discussed in the literature 
12
ADVANTAGES OF MECHANISMS 
 Introduce new explanations 
 Integrate causal stories 
 Introduce levels 
 Facilitate communication between submodels and between subroutines 
 Can map elements of models to mechanisms and give them materiality 
 Cluster of different models into mechanisms based on the M2M 
 Move from statistical explanations/arguments close to what the layman wants to 
hear (not probabilities, but conditionals) 
13
BOTTOMING OUT MECHANISMS 
 Ignore the fundamental and fundamentality (deep physics) 
 Work at scales 
 Relative to a scale (time space energy) 
 Multiscale modeling 
14
FROM MODELS TO MECHANISMS 
 Why do we need mechanisms? A Kantian innuendo: 
 Dynamical models without mechanistic grounding are empty, while mechanistic 
models without complex dynamics are blind. (Bechtel and Abrahamsen 2011) 
 This suggests a relation among models and mechanisms. 
 Normatively: models and mechanism should be mapped one onto the other. 
15
DO MODELS EXPLAIN? 
 The Craver-Kaplan hypothesis (Kaplan and Craver 2011): 
 Models explain only when there is a model-to-mechanism mapping. M2M 
 Models needs to be modular in order to explain (Weber 2008) 
16
THE MECHANISM-MODEL MAPPING 
 Biologists discover mechanisms 
 Models resemble the mechanism 
 Some models are better, some are worse, in representing the mechanism 
17
MECHANISMS IN MODELS CLOTHING 
Are mechanisms already in the climate science? 
Try to identify in CMIP-5 the mechanistic mindset (not language) 
Unveil their explanatory role 
Explain the M2M mapping. 
18
SYNTHETIC MODELING 
 Mechanism complements the computational modeling 
 It is not a question of reinterpretation of what climate scientists 
already do 
 It is more or less a reconstruction based on M2M 
 It does bring in a clearly stated language of levels 
 Cycles of amplification are called amplifying mechanisms 
19
MECHANISTIC OPERATIONS IN THE MODELS 
 Decomposition is a procedure that happens in mechanisms 
 Switch on and off various components: 
 Inhibition 
 Stimulation 
 Recomposition of the operation of the mechanisms (Bechtel, 2011) 
20
CLIMATE FEEDBACK 101 
 Feedback is never linear 
 Apply a forcing (CO2) 
 Temperature raise 
 Feedback changes 
 Look for mechanisms that are not switched off al low temperature 
 Once these processes go on, there is amplification or reducing of the temperature 
21
FEEDBACK 
 Feedback can be positive or negative 
 The net feedback from the combined effect of changes in water vapor, and 
differences between atmospheric and surface warming is almost surely positive. 
 The net radiative feedback due to all cloud types combined is positive. 
22
CMIP-5: A LOLLAPALOOZA OF FEEDBACK 
 AOGCM are not enough! 
 Earth System Models 
 Earth System Models of Intermediate Complexity 
 Includes cycles 
 Since AR4, the understanding of mechanisms and feedbacks of extreme in 
temperature improved 
23
24
FEEDBACK: M2M 
 Feedback can be captured by: 
 Non-linear equations 
 A cycle in a mechanism 
Simple mechanisms are serial: start to finish. They contain only linear causal chains 
Feedback loops complicate mechanisms. 
They are non-sequential 
Introduce timescale 
Synchronization of feedback (makes them positive or negative, depending on phase 
factor) 
25
PRINCIPAL FEEDBACKS 
 The water vapor/lapse 
 Albedo 
 Cloud 
26
CARBON CYCLE IN CMIP5 AND FEEDBACK 
 Increased atmospheric CO2 increases land and ocean uptake 
 Limitations on plant growth imposed by nitrogen availability 
27
VAPOUR-CO2-CLIMATE 
 Vapour is a feedback not a Forcing of climate change 
 It is a fast and strong feedback (see Ch 8) 
28
HOW DO WE REACH OPTIMALITY? 
 Optimality does not belong to a model 
 Through mechanisms (Machamer, Darden, and Craver 2000) 
 Optimal mappings between models and mechanisms 
 Reduce uncertainty 
29
TIMESCALE MATTERS! 
 The effect of feedbacks is clear for longer timespans 
 Some feedbacks are delayed by centuries or millennia 
30
Lifetime (years) GWP20 GWP100 GTP20 GTP100 
31 
CH b 4 
12.4a Nocc fb 84 28 67 4 
With cc fb 86 34 70 11 
HFC-134a 13.4 Nocc fb 3710 1300 3050 201 
With cc fb 3790 1550 3170 530 
CFC-11 45.0 Nocc fb 6900 4660 6890 2340 
With cc fb 7020 5350 7080 3490 
N2O 121.0a Nocc fb 264 265 277 234 
With cc fb 268 298 284 297 
CF4 50,000.0 Nocc fb 4880 6630 5270 8040 
With cc fb 4950 7350 5400 9560
ARGUMENTS AGAINST M2M IN CLIMATE 
SCIENCE  Climate science is a physical science in which mechanisms do not 
play the same role as in neuroscience/life science/ 
 Some disastrous examples of mechanism thought in physics (ether, 
phlogiston, Cartesian physics) 
 Climate models are mathematical models, unlike models in 
neuroscience 
 Climate science is holistic, in pursue of complexity, not reductionist. 
Emergence looms large 
 Climate science is more about statistical reasoning, not about 
discovering reality/mechanisms. 
 Climate modelers are partially blackboxing, or probably grey-boxing 
their object of study 
32

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  • 1. FROM MODELS TO MECHANISMS. FEEDBACK AND OPTIMIZATION IN CMIP5 IOAN MUNTEAN THE REILLY CENTER FOR SCIENCE, TECHNOLOGY, AND VALUES UNIVERSITY OF NOTRE DAME IMUNTEAN@ND.EDU 1
  • 2. PREVIEW Main issue: A transition from models to mechanisms in climate change Argument for a mechanistic view in climate change Feedback Optimality Control/ manipulation Understanding Arguments against mechanisms in climate science Holism Failed mechanisms in physical sciences So what? Not yet Will never happen Not needed 2
  • 3. WHAT IS UNDER SCRUTINY HERE? The internal structure of climate models Feedback in climate models Mapping models to mechanism (M2M) Many to one? Many to many? Optimality and plurality of models Communicating results, metadata and mechanisms 3
  • 4. SOME TOPICS OF INTEREST IN CLIMATE SCIENCE Social values (viz. Epistemic values) in creating models (Winsberg 2012) Complexity of models and analytic understanding (Parker 2014) Multiplicity/plurality of climate models, (Parker 2010a) Uncertainty of models Stability, reliability of models Explanatory power and understanding of climate models Modularity Adapted from (Knutti and Sedl叩ek 2012) 4
  • 5. ROLES OF MODELS Climate change is mainly about building and assessing models Climate models are mainly: predicting tools generate other models or hypotheses Quantification of theories of climate change hybrid: predict and explain Do climate models really explain? How? Do we have an IBE with climate models? 5
  • 6. OVERLAPPING MODELS IN MECHANISMS Differenct communities focus on different parts They do not necessarily look at the coupled model Climate scientists are specialized 6
  • 7. SOME VIEWS ABOUT MODELS AND MECHANISMS Models are not related to mechanisms mathematical models exist in physics, without being related to any mechanism some models summarize data (phenomenal models) some other models predict (are phenomenally adequate) but do not explain Models represent mechanisms One task of model building is to represent the dynamics of mechanisms (Bechtel and Abrahamsen 2011) Models needs mechanisms to be explanatory Models are explanatory when they describe a mechanism (Craver 2006) Models map to mechanisms (M2M) Let us call these models mechanistic models 7
  • 8. MODEL ASSESSMENT IN CLIMATE SCIENCE Confirmation of the truth of existing models (Lloyd 2010) Adequacy-for-a-purpose: (Parker 2009) Realism: accurate description of the actual climate system Bayesian view Possibilism (Katzav 2014) Present focus: mapping models to a mechanism How does model X map on the mechanism Y? 8
  • 9. THREE EXTREME PREDICTIONS A. Where do I need to look in the sky to find the moon in London ON at 16:30 on 25.10.2044? B. What will be Ioans state of health on 4:30 on 25.10.2044, given this and this constraints on the world and what we know of his diet, genes, etc.? C. How far can I drive a Honda Civic car from London ON with a full tank of gas, in this direction, in the weather conditions, all things being equal? A= one theory, simple simulation, simple data, perfect prediction B= no theory no model, some mechanisms C= one mechanism, no theory, some initial conditions, no need of models 9
  • 10. QUESTIONS 1 Are some (all?) climate models mechanistic? 2 Why explanation? 3 Can climate models explain without being mechanistic? What advantages does a mechanistic view bring to climate science? 4 So what? Why do we need mechanistic explanation anyway? 10 1 yes, those in which feedback plays a role 2 We want to understand the causal story of the climate system. The understanding of why a phenomenon occurs (Parker 2014). Question to Parker: is a mechanistic explanation better than causal explanation in improving our understanding of a phenomenon and of its question why? 3 yes, they can, but still mechanistic explanations can do better 4 Because with explanation, control, understanding and manipulation come! 4 we can hope for the optimal model
  • 11. EXTRAPOLATING MECHANISMS Universality: Model-building occurs anywhere in science Neuroscience/cognitive science (empirical data and laws/equations) Biology (empirical data) Physics (laws, symmetries) Life science, medicine Scientific revolution can be read, charitably as a process building models, mechanisms, unifying, eliminating models, creating theories etc. I think it makes sense to talk about: mechanisms & models (together) in climate science 11
  • 12. A SIMPLIFIED VIEW I. Convergence from a plurality of models to a limited number of models Culling models Coupling submodels Constraint models II. Mapping from a limited number of models to a limited number of mechanisms III. Convergence of mechanisms to a theory (unification of mechanisms and models) I think II deserves attention in the light of CMIP5 I am quietist about III. And I is already discussed in the literature 12
  • 13. ADVANTAGES OF MECHANISMS Introduce new explanations Integrate causal stories Introduce levels Facilitate communication between submodels and between subroutines Can map elements of models to mechanisms and give them materiality Cluster of different models into mechanisms based on the M2M Move from statistical explanations/arguments close to what the layman wants to hear (not probabilities, but conditionals) 13
  • 14. BOTTOMING OUT MECHANISMS Ignore the fundamental and fundamentality (deep physics) Work at scales Relative to a scale (time space energy) Multiscale modeling 14
  • 15. FROM MODELS TO MECHANISMS Why do we need mechanisms? A Kantian innuendo: Dynamical models without mechanistic grounding are empty, while mechanistic models without complex dynamics are blind. (Bechtel and Abrahamsen 2011) This suggests a relation among models and mechanisms. Normatively: models and mechanism should be mapped one onto the other. 15
  • 16. DO MODELS EXPLAIN? The Craver-Kaplan hypothesis (Kaplan and Craver 2011): Models explain only when there is a model-to-mechanism mapping. M2M Models needs to be modular in order to explain (Weber 2008) 16
  • 17. THE MECHANISM-MODEL MAPPING Biologists discover mechanisms Models resemble the mechanism Some models are better, some are worse, in representing the mechanism 17
  • 18. MECHANISMS IN MODELS CLOTHING Are mechanisms already in the climate science? Try to identify in CMIP-5 the mechanistic mindset (not language) Unveil their explanatory role Explain the M2M mapping. 18
  • 19. SYNTHETIC MODELING Mechanism complements the computational modeling It is not a question of reinterpretation of what climate scientists already do It is more or less a reconstruction based on M2M It does bring in a clearly stated language of levels Cycles of amplification are called amplifying mechanisms 19
  • 20. MECHANISTIC OPERATIONS IN THE MODELS Decomposition is a procedure that happens in mechanisms Switch on and off various components: Inhibition Stimulation Recomposition of the operation of the mechanisms (Bechtel, 2011) 20
  • 21. CLIMATE FEEDBACK 101 Feedback is never linear Apply a forcing (CO2) Temperature raise Feedback changes Look for mechanisms that are not switched off al low temperature Once these processes go on, there is amplification or reducing of the temperature 21
  • 22. FEEDBACK Feedback can be positive or negative The net feedback from the combined effect of changes in water vapor, and differences between atmospheric and surface warming is almost surely positive. The net radiative feedback due to all cloud types combined is positive. 22
  • 23. CMIP-5: A LOLLAPALOOZA OF FEEDBACK AOGCM are not enough! Earth System Models Earth System Models of Intermediate Complexity Includes cycles Since AR4, the understanding of mechanisms and feedbacks of extreme in temperature improved 23
  • 24. 24
  • 25. FEEDBACK: M2M Feedback can be captured by: Non-linear equations A cycle in a mechanism Simple mechanisms are serial: start to finish. They contain only linear causal chains Feedback loops complicate mechanisms. They are non-sequential Introduce timescale Synchronization of feedback (makes them positive or negative, depending on phase factor) 25
  • 26. PRINCIPAL FEEDBACKS The water vapor/lapse Albedo Cloud 26
  • 27. CARBON CYCLE IN CMIP5 AND FEEDBACK Increased atmospheric CO2 increases land and ocean uptake Limitations on plant growth imposed by nitrogen availability 27
  • 28. VAPOUR-CO2-CLIMATE Vapour is a feedback not a Forcing of climate change It is a fast and strong feedback (see Ch 8) 28
  • 29. HOW DO WE REACH OPTIMALITY? Optimality does not belong to a model Through mechanisms (Machamer, Darden, and Craver 2000) Optimal mappings between models and mechanisms Reduce uncertainty 29
  • 30. TIMESCALE MATTERS! The effect of feedbacks is clear for longer timespans Some feedbacks are delayed by centuries or millennia 30
  • 31. Lifetime (years) GWP20 GWP100 GTP20 GTP100 31 CH b 4 12.4a Nocc fb 84 28 67 4 With cc fb 86 34 70 11 HFC-134a 13.4 Nocc fb 3710 1300 3050 201 With cc fb 3790 1550 3170 530 CFC-11 45.0 Nocc fb 6900 4660 6890 2340 With cc fb 7020 5350 7080 3490 N2O 121.0a Nocc fb 264 265 277 234 With cc fb 268 298 284 297 CF4 50,000.0 Nocc fb 4880 6630 5270 8040 With cc fb 4950 7350 5400 9560
  • 32. ARGUMENTS AGAINST M2M IN CLIMATE SCIENCE Climate science is a physical science in which mechanisms do not play the same role as in neuroscience/life science/ Some disastrous examples of mechanism thought in physics (ether, phlogiston, Cartesian physics) Climate models are mathematical models, unlike models in neuroscience Climate science is holistic, in pursue of complexity, not reductionist. Emergence looms large Climate science is more about statistical reasoning, not about discovering reality/mechanisms. Climate modelers are partially blackboxing, or probably grey-boxing their object of study 32