The document discusses managing innovation processes at different stages of research and development (R&D). It emphasizes using simple and flexible processes that foster creativity and collaboration. Effective intellectual property (IP) management is also important, with the IP team providing timely inputs at each stage of idea generation, solution selection, R&D optimization, and commercialization to facilitate the overall innovation process. If not managed well, the innovation process risks only incremental innovations and missed opportunities.
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Innovation Process Management
at Different Stages of R&D
Madhav Kulkarni
17-Jan-2015
GIPC, 2015
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Contents
Innovation
The Dilemma
Innovation Process
Elements in R&D
Effective IP Management
Systematic Innovation
Summary
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Innovation
Innovation is for Business Value
Create
Add
timely, systematic & cost effective
Business Value for competitive advantage
Competitive advantage for Monetization
Make money
Save money
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Innovation
Idea to Monetization involves
Product/Service
Process (internal)
People
Managing 3P essential for successful innovation & monetization
The global innovation success average, across all geographies and
all industries, was only 4 percent (According to a Doblin Group report , Business Week)
2 Types of innovations
Breakthrough Innovation
Incremental Innovation (efficiency improvement, cost reduction, improved quality,
etc.)
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The Dilemma
Big companies are poor innovators
Fixed Business Models
Less risk in following the same
Process Driven (too much/many)
Approvals (rise of bureaucracy)
Complicated processes & complex IT interfaces
Impatience
To try something creative
To failure
If adventure is dangerous, try routine (Kodak, Nokia)
INCREMENTAL INNOVATIONS
Breakthrough innovations?
Curiosity and creativity needs extreme of security (Google) or
insecurity (Startups)
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Innovation Process
3 main components (2 in R&D)
1. Idea
2. Invention/POC and
3. Monetization
Various elements affecting Innovation Process
1. enabling and empowering management
2. empowered and integrated/cooperating departments/employees
3. e-documentation enabling search ability and leveraging earlier
successes/failures
4. problem/need identification
5. Ideation &selecting solution(s)
6. focused R&D
7. effective IP management
8. commercialization (manufacturing and sell for products/processes or
sell/licensing of technology)
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e-Documentation
At all stages would positively influence all processes, including
innovation
Lab Notebook
My first use of electronic lab notebook: 1999
Recording R&D work
Ideas
Invention Disclosure
Patent Prosecution Documents
Responses to office actions
Maintenance
Opposition/Litigation
Securing and managing information flow at different stages
between different divisions is the real challenge
Simple electronic workflows would do
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Search, Sharing, Avoid Duplication, Evaluation, Approval, Monitoring, Automation
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Problem/Need Identification
Why innovate?
Solve/cater to current or future Problem/Need
Feedback from end-user
Feedback from Industry (Customer)
Trend identification from market and/or IP analysis
Vision
Define exact Defect/Need
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Ideation
No bureaucracy/conservative approach/overpowering, please
If managers know everything, other brains are not required
Collect all needs/problems (more needs/problems, more opportunities)
Prioritize needs to be catered/problems to be solved
before killing, involve the person(s) who brought the need/problem
These people might NOT be good in financials, so include people who are good at
finance (Value, NPV, etc.)
Collect all ideas (more people, more ideas)
a. Use collaborative portal (internal/external)
Keep access simple (avoid another login & password to access)
Keep ideas organized in a simple way (avoid complex interface/system)
b. Create a team of cross-functional people to ideate
Use tools like brainstorming, TRIZ, etc.
Involve the person(s) who brought the need/problem
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Selecting solution(s)
Evaluate/Screen ideas from both sources
Do not have too many metrics/steps/criteria
Time required, Feasibility
Allow people to challenge the criteria
Involve the person(s) who contributed to the need/problem and
idea(s)
Provide transparent feedback for non-selected ideas
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Focused R&D
Imagine (start with the end in mind)
Lesser the processes & specifics
more passionate and creative the people are
Open up the problem and let them invent/improve
Discover/Invent/POC
Use Design of Experiment, LEAN, other tools
Have ideation for troubleshooting problems in R&D
Involve the person(s) in the progress who contributed to the need/problem
and idea(s)
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R&D and IP
Collaboration of R&D, IP and Marketing teams is vital
IP
IP R&D
IP Legal
In case they are separate functions, collaboration between them is also
important
IP R&D
Exploration/Landscaping, Competitive Analysis, search and analysis for
various opinions by IP Legal
IP Legal
Patent Drafting, Filing, Prosecution
Opinions on Novelty, FTO, Opposition, Invalidity
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Effective IP Management
Ideation
Providing prior art/landscape/blocked space before ideation
Allow people to contemplate and think over the need and possible
solutions
R&D
Prior art searches for selected ideas/solutions
Non-infringement
Novelty
Troubleshoot problems in R&D
Patentability and/or non-infringement of working solution(s)
Disclosure, Patent Application & Prosecution, Maintenance
Automate steps/reminders
Finding infringements/potential licensee
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Systematic Innovation
Timely, Systematic (?) & Cost-effective
Systematic innovation
Balance between creativity and process discipline
Systematic processes should provide platform to foster creativity
The processes should be
Simple (user friendly)
Transparent (non-demotivating for people) and
Flexible (fostering creativity)
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SUMMARY
Have simple & elegant process(es)
Use information technology (only) for
Recording
Knowledge sharing
Smooth workflow
Foster collaboration through information and credit sharing
Define the defect (problem/need)
Generate ideas and select potential solutions
Optimize R&D stages (use DOE, Lean)
Protect IP (wherever possible)
Monetize
IP team may effectively facilitate the whole innovation process
Timely inputs at each stage
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If the innovation process at each stage is not managed well..
..incremental innovations, loss of opportunities and attrition is inevitable.
Happy Breakthrough Innovations!!!
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