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A better aes

William T Torres, PhD
William T Torres, PhD

This document proposes a simpler way to implement an OMR-based automated election system (AES) in the Philippines. It suggests using OMR machines located at voting centers to scan paper ballots instead of transporting ballot boxes. The design of the ballot is emphasized as more important than the OMR machine. Electronic records of votes would be transmitted to canvassing centers while maintaining transparency through manual ballot counting if needed. Additional features like time-stamping transmissions and owning rather than leasing equipment are recommended. Comments on this proposal are welcomed.

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A Better Way to Implement an OMR-based AES is a Simpler Way Bill Torres wttorres@gmail.com 05 July 2010 7/5/2010 1
Whats this? 際際滷s 1, 3-9 are the same slides I used in a brief presentation during a forum held at the AIM Conference Center on 05 July 2010 that reviewed the AES (automated election system) of the May 10, 2010 Elections in the Philippines. I did not show 際際滷 10 on the Ballot Box anymore its not ICT! ----------------------------------------------------------------------------------------------------------- Where Im coming from: I believed from the start that OMR (Optical Mark Recognition) is the appropriate technology for automating our countrys elections. The OMR machine/s must be located at the Voting Center so that the ballot boxes need not be carried physically far from the location of the precincts. The OMR-based AES, being paper -based , is fully transparent ; if necessary , the ballots can be manually counted and compared with the electronic records. The design/specification of the ballot is very important more important than the OMR machine. The AESs ICT infrastructure together with the OMR hardware and its operating system must be owned, rather than leased or rented, and can be shared by other wide-scale data gathering/monitoring applications. Your comments/suggestions are welcome please email them to me at: wttorres@gmail.com 7/5/2010 2
Solution Architecture Highlights 1. The Ballot 2. What the Voter does 3. What the OMR machine does 4. What the Server does 5. What the Telecom Network does 6. Additional Features 7/5/2010 3
The Ballot An official ballot should have the necessary security features that would be next to impossible to fake. (A fake ballot shall be automatically rejected by any OMR machine.) The ballot for national candidates is different from the ballot for local candidates. The ballot will allow the voter to enter the marks for the precinct number. The ballot will allow the voter to enter the marks corresponding to the candidates being selected. 7/5/2010 4
What the Voter does Registers to vote and gets an official ballot. Fills up the ballot. Places the ballot inside a locked translucent box. Note: This is as simple as I can think of -- for the voter. Also, a paper- based voting system , which this OMR-based AES is, makes it possible to familiarize the voters on how to properly fill up the ballots ahead of the election period through the use of a facsimile of the ballot which can published in newspapers with nation-wide circulation, for example. 7/5/2010 5
What the OMR machine does Accepts (or rejects) the ballots fed by the concerned authorized operator. Reads the ballot and counts up the number of votes per candidate. Provides an internal electronic record of the ballot together with the precinct number and the OMR machine's ID number. (The GPS coordinates at the voting center location would be nice to have!) Prints copies of the precinct tally of the votes for all national candidates as well as for all the local candidates at the municipality or city, the provincial and congressional district levels. Sends electronically to canvassing center/s the record comprising the precinct tally of the votes and the underlined items above. 7/5/2010 6
What the Server does Accepts (or rejects) the electronic records it receives. Aggregates the precinct tally of votes for all precincts per city or municipality, province, and nation, as the case may be. (The electronic records of the results should also include the identification number of the Server and the GPS coordinates of the Server location.) Prints copies of the results. Sends electronically copies of the results to the concerned servers. 7/5/2010 7
What the Telecom Network does Transmits the records of the precinct tally of votes from the concerned OMR machines at voting centers to the designated server/s of the canvassing centers. Transmits the electronic records of canvassing results from a server to other designated server(s). Provides security features including encryption and time-stamping of the records at the start and completion of the transmission. 7/5/2010 8
Additional features Each and every OMR machine is to be activated at the close of voting in all the precincts at each voting center. An OMRs internal time clock is automatically set (and recorded each time this is done) in the time sequence of occurrence: (1) upon shipment of the OMR machine from the national depot, (2) each time it is activated, deactivated or reset, and, finally, (3) upon completion of a precincts operation. The OMR machines should be owned and operated by, say, a government-owned or -controlled organization not COMELEC -- and their use shared and paid for by other enterprises (in education. health services, etc.). Similarly, Telecom services should be contracted for on an annual basis, based on anticipated or planned shared usage. The development and maintenance of the AES Application Software can and should be contracted to a Philippine based company. 7/5/2010 9
Ballot Box Design The box is made of translucent material with an open top and a cover that can be locked onto the box. A horizontal slit (for inserting the ballots) is placed on one end near the top part of the box. A rectangular piece of opaque plastic material (opm) is placed inside the box which will rest on top of the inserted ballots in the normal position. At the middle and on the top part of the opm is securely fastened a vertical plastic rod (vpr) that passes through a hole on the middle part of the box cover. Around the vpr is a spiral spring that pushes the opm against the inserted ballots at the bottom of the box. To insert a ballot, the voter first lifts the vpr to the top of the box, then inserts the ballot and, when the just inserted ballot is inside the box, the voter slowly releases the vpr. 7/5/2010 10

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A better aes

  • 1. A Better Way to Implement an OMR-based AES is a Simpler Way Bill Torres wttorres@gmail.com 05 July 2010 7/5/2010 1
  • 2. Whats this? 際際滷s 1, 3-9 are the same slides I used in a brief presentation during a forum held at the AIM Conference Center on 05 July 2010 that reviewed the AES (automated election system) of the May 10, 2010 Elections in the Philippines. I did not show 際際滷 10 on the Ballot Box anymore its not ICT! ----------------------------------------------------------------------------------------------------------- Where Im coming from: I believed from the start that OMR (Optical Mark Recognition) is the appropriate technology for automating our countrys elections. The OMR machine/s must be located at the Voting Center so that the ballot boxes need not be carried physically far from the location of the precincts. The OMR-based AES, being paper -based , is fully transparent ; if necessary , the ballots can be manually counted and compared with the electronic records. The design/specification of the ballot is very important more important than the OMR machine. The AESs ICT infrastructure together with the OMR hardware and its operating system must be owned, rather than leased or rented, and can be shared by other wide-scale data gathering/monitoring applications. Your comments/suggestions are welcome please email them to me at: wttorres@gmail.com 7/5/2010 2
  • 3. Solution Architecture Highlights 1. The Ballot 2. What the Voter does 3. What the OMR machine does 4. What the Server does 5. What the Telecom Network does 6. Additional Features 7/5/2010 3
  • 4. The Ballot An official ballot should have the necessary security features that would be next to impossible to fake. (A fake ballot shall be automatically rejected by any OMR machine.) The ballot for national candidates is different from the ballot for local candidates. The ballot will allow the voter to enter the marks for the precinct number. The ballot will allow the voter to enter the marks corresponding to the candidates being selected. 7/5/2010 4
  • 5. What the Voter does Registers to vote and gets an official ballot. Fills up the ballot. Places the ballot inside a locked translucent box. Note: This is as simple as I can think of -- for the voter. Also, a paper- based voting system , which this OMR-based AES is, makes it possible to familiarize the voters on how to properly fill up the ballots ahead of the election period through the use of a facsimile of the ballot which can published in newspapers with nation-wide circulation, for example. 7/5/2010 5
  • 6. What the OMR machine does Accepts (or rejects) the ballots fed by the concerned authorized operator. Reads the ballot and counts up the number of votes per candidate. Provides an internal electronic record of the ballot together with the precinct number and the OMR machine's ID number. (The GPS coordinates at the voting center location would be nice to have!) Prints copies of the precinct tally of the votes for all national candidates as well as for all the local candidates at the municipality or city, the provincial and congressional district levels. Sends electronically to canvassing center/s the record comprising the precinct tally of the votes and the underlined items above. 7/5/2010 6
  • 7. What the Server does Accepts (or rejects) the electronic records it receives. Aggregates the precinct tally of votes for all precincts per city or municipality, province, and nation, as the case may be. (The electronic records of the results should also include the identification number of the Server and the GPS coordinates of the Server location.) Prints copies of the results. Sends electronically copies of the results to the concerned servers. 7/5/2010 7
  • 8. What the Telecom Network does Transmits the records of the precinct tally of votes from the concerned OMR machines at voting centers to the designated server/s of the canvassing centers. Transmits the electronic records of canvassing results from a server to other designated server(s). Provides security features including encryption and time-stamping of the records at the start and completion of the transmission. 7/5/2010 8
  • 9. Additional features Each and every OMR machine is to be activated at the close of voting in all the precincts at each voting center. An OMRs internal time clock is automatically set (and recorded each time this is done) in the time sequence of occurrence: (1) upon shipment of the OMR machine from the national depot, (2) each time it is activated, deactivated or reset, and, finally, (3) upon completion of a precincts operation. The OMR machines should be owned and operated by, say, a government-owned or -controlled organization not COMELEC -- and their use shared and paid for by other enterprises (in education. health services, etc.). Similarly, Telecom services should be contracted for on an annual basis, based on anticipated or planned shared usage. The development and maintenance of the AES Application Software can and should be contracted to a Philippine based company. 7/5/2010 9
  • 10. Ballot Box Design The box is made of translucent material with an open top and a cover that can be locked onto the box. A horizontal slit (for inserting the ballots) is placed on one end near the top part of the box. A rectangular piece of opaque plastic material (opm) is placed inside the box which will rest on top of the inserted ballots in the normal position. At the middle and on the top part of the opm is securely fastened a vertical plastic rod (vpr) that passes through a hole on the middle part of the box cover. Around the vpr is a spiral spring that pushes the opm against the inserted ballots at the bottom of the box. To insert a ballot, the voter first lifts the vpr to the top of the box, then inserts the ballot and, when the just inserted ballot is inside the box, the voter slowly releases the vpr. 7/5/2010 10