This document summarizes a corporate presentation for Analyze N Control (ANC). It outlines ANC's services such as consulting, training, and software development. It provides details on ANC's clients in various industries like financial services and manufacturing. The presentation also describes ANC's approach to process reengineering and system development which involves requirements gathering, testing, and implementation. It aims to deliver automation and centralization of controls through a step-by-step methodology.
4. Who Are We?
Established in Feb 2002
Head quartered in Mumbai.
Analyze N Control is actively involved in providing solutions to the
vibrant changes in financial markets.
Consistent performance for over half a decade.
Dedicated team of professionals.
Servicing wide range of Domestic and Global Clients.
A wide bouquet of services offered.
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5. VALUES THAT BIND US
Integrity
Commitment
Focus on Compliance
Customers client focused.
Participation, Passion, Perfection
Transparency
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6. Focused Industries-Financial sector
Brokerage Houses- Cash, F&O, Currency and Commodities segment
Depositories and Depository Participants
Custodians
Portfolio Managers.
Non Banking Finance Companies Margin Funding; Loan Against
Shares
Stock exchanges.
Asset management companies.
Foreign institutional investors.
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7. Focused Industries-other sectors
Operational control on work flow for manufacturing and service
sector
Utility/interface reports/MIS requirements based on data from
internal systems
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8. Consulting and Training
Consultancy
Business Setup
Business Process Re-Engineering
Risk Management Review
Compliance Review
CRM Implementation
Training
Institutional / Retails Operations, Risk Management &
Compliance
In-house Training for Corporate Office & Branches / Sub Brokers
Customized Training on Excel-Functions and Macros
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9. Products and Software
Products
Compliance Reference Window Unique Search Engine on
regulatory updates
Power Alerts Instant Alerts on Regulatory Updates
AMC management system
Power Updates Weekly News Letter
Software Developments (Think and Create Model)
Contacts Management System ANC-Konnect
HVAC Project Management System Web Based Application
Anti Money Laundering and Surveillance Management (Under
Development)
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11. Our Clients
IL&FS Investsmart Limited (End to End Setup of Commodities)
Man Financial (Erstwhile Refco-Sify) (End to End Process Re-
engineering and automation for Broking, Cash management
systems, DP & Commodities for Institutional and Retail)
Setting up of Margin Funding and Setting up of Global Private
Client Group PMS for one of the esteemed foreign institutional and
private client broking houses
DawnaydayAV Financial Services Private Limited (End to End
Setup PMS and End to End Setup including Broking and DP)
Motilal Oswal Securities Limited (End to End Process Re-
engineering and automation including for Broking , E-Broking,
Margin Funding,Cash management systems, DP, PMS & CRM)
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12. .Our Strength
Edelweiss Securities Limited (End to End Process Re-engineering
and automation including for Broking , E-Broking, DP, Client and
sub broker registration and Branch logistic management)
Institutional Setup for back office some of the esteemed foreign
institutional broking houses
End to End Institutional (Front to back room operations) Setup and
S.O.P for institutional front office and operations, compilation of
core compliance policy documents for one of the esteemed foreign
institutional broking houses
Work flow and S.O.P for institutional business and compliance
compilation for one of the esteemed foreign institutional broking
houses
NBFC-Loan against Shares -Business Requirements Finalization and
work flow definition, UAT and implementation-one of the esteemed
foreign institutional and private client broking houses
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13. Our Clients.Our Strength
Marshall Wall Papers-Setting up of Business unit system for
Artefacts, Furnishings, etc from client enquiry, conversion tracking,
inventory management to tracking receivables and payables across
all business groups (except wall paper segment)
Ahemdabad Commodity and Derivatives Exchange Limited
(Compilation of Rules, Regulation and Bye Laws)
Client for Products
Nova ACR Services . (Development of HVAC Project Management
Software)
Nova ACR Services-Konnect-Contact Database with profiling and
emailing
Compliance Reference window - Product-25 brokers with
approximately 75 user log ins
Power Alerts - more than 400 members as active users
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17. Its not just perceiving plans as written documents but implementing
management tools for effecting change
Review of departmental:
Process flow
Logistics management
System review
Risk and internal controls review
Finalize system requirements specifications on the basis of systems design
proposed.
Liaison with vendor for software automation, UAT (User Acceptance Test) and
implementation of the enhanced modules.
SOP for the revised process flow
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18. What can you expect ?
Deliverables (Scope Dependence)
Key Driver-Automation and centralization of control management
Executive Summary on Issues and Recommendations
Finalize system requirements specifications on the basis of proposed systems
design for agreed recommendations.
Sharing of insight w.r.t risk management and automation in compliance and
processes
Test Cases for UAT
Liaison with vendor for software automation, UAT (User Acceptance Test)
Complete implementation based on SDLC (System Development Life Cycle)
Team training
Standard operating procedures including system work flow and regulatory
provisions
Handing over report
Partner based approach
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19. Software Development
Think and Create Model
System Objectives
Management of operational work flow
Reduce the paperwork
Strong controls and risk management
Dashboard management
Controls on receivables and payables
Comprehensive MIS
Easy information accessibility
Helps management of volumes
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20. CRM System implementation
Insightrequired to manage every stage of customer lifecycle and acquisition
through alternate channels, which could be web based with Customer support
service systems, etc.
Streamlined customer feedback
Impact on business strategy and processes
Fusing process understanding with experience
Coordination between Vendor and user
UAT and final implementation
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22. Proven Capabilities to Handle this Project
HVAC Project Management System
For Nova HVAC Systems (I) Pvt Ltd
Scope Requirement gathering, Development & Implementation
ERP system to handle projects
Developed as web application
Technologies ASP.Net and MS-SQL
Web Based Client Registration Module
For Motilal Oswal Securities Ltd.
Scope Requirement gathering, Definition of the Functional Specs
& UAT.
Product Development Experience
Products used by major broking houses in India
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23. Why Us?
Conclusion
Vast experience of market
Functionally strong team
Experience of developing Web Applications and Windows
Application.
A Good Combination of Functional and Technical Capabilities.
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25. System development Approach
System Objectives
Proposed Technical architecture
Proposed Technology
Deliverables defined-sign off
Project Schedule
System functionality thru use case approach
Business Requirement Documentation-sign off
Functional specification document sign off
Development
UAT-sign off
Implementation
Training
Manual
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26. Development Approach
Project Hand Holding /
Iteration 1 Iteration 2 Iteration n
Kick-Off Training
COLLECT REQUIREMENTS
PLAN TRAIN
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