CV_Sawan
- 1. CURRICULUM VIT Sawan Kumar D-159, 3rd floor, Gali no-6, Laxmi Nagar, Near Himgiri Properties, New Delhi – 110092 E- mail: - sawan.824@gmail.com Mobile: 09560878534/7838100341 Objective: To work effectively in a challenging business environment which provides opportunity to learn and grow. WORK EXPERIENCE Bank of America – January 2014 - Till Date Designation – Senior Team Member Process- Know Your Customer - (KYC)/APAC On-boarding & Refresh Working for the Client with Due-Diligence Department, like working with Client On-boarding, Securities Operations manages the ‘Know Your Client’ (KYC) checks for the Bank to meet Anti-Money Laundering requirements with regulatory guidelines. Gathering wide selection of client documentation from internal and external data trusted sources and extract the key information to meet KYC checks. Performing KYC-AML Refresh and Onboarding for Global Market, Global Banking, Global Commercial Banking, Investment Banking & Correspondent Banking Clients for High, Medium and Standard risk category and includes verifying every details of the client (Name, Physical & Registered Address, Directors & Ultimate Beneficial Ownership information ) Performing Regulatory Checks, on the DirectorsShareholders of the entity using World Check & PRISM application and notifying Sales about our findings Ensuring compliance with all AML laws, regulations, guidelines, written procedures; OFAC, CIP, KYC, customer/transaction monitoring. Work closely with APAC coordinators and compliance on new developments in AML practices and controls rolled out by Regulators. Improved and implemented customer risk rating criteria with KYC management and procedure for corporate clients. Provide recommendations to enhance overall due diligence process. Working on MIFID regulation to categorized clients (Retail, Eligible Counterparty, PROFESSIONAL or EECP) as per the MIFID requirements. Vendor licensed application handled: MINT, Bloomberg Terminal, Bankers Almanac, World Check, Hoovers etc.
- 2. Notable credits & Rewards Recognized with “Gold” award for completing good number of client on-boarding or Periodic Refresh and received other award “Silver and Bronze” during my tenure. Handling all sales conversation on behalf of my team. Appreciation from Line of business and sales team to meet stringent deadline and avoiding escalation. KNOWLEDGE PREVIEW Mutual Funds Commercial Banking Equity Insurance (Regulations for Life Insurance) Capital Markets Derivatives FACTA/AML ACADEMIC PROJECTS Organization Edelweiss Financial Advisors Ltd. Topic Perception of Customer Preference towards Life Insurance and Edelweiss Capital Ltd Duration 8 Weeks Brief Description Studied the perception of people towards Life Insurance in the financial market and analyzed the satisfaction levels of existing policyholders, compared premium rates as well as policy benefits. Sold Money-back Insurance Plans and was awarded a certificate by the company. ACADEMIC PERSONAL Information Name : Sawan Kumar Date of Birth : 14th August, 1988 Permanent Address : C/O: Bhuneshwar Mahto Sector-8/A, Street-10, Quarterno.-2157 Distt. Bokaro Steel City (Jharkhand) PIN: 827009 Language : English and Hindi Interests and Hobbies : Reading novels, listening to music and Internet. Course Board/University Year of Passing PGDM (Finance & Control) Institute of Management and Information Science 2013 B.com (Hons.) St. Xavier’s College, Ranchi 2010 Intermediate Central Board of Secondary Education 2007 Matriculation Central Board of Secondary Education 2005
- 3. Strengths : Positive Attitude, Flexible, creative, Coordination and leadership Qualities I hereby declare that information furnished above is true to the best of my knowledge. Dated: Signature (Sawan Kumar)