Dropping Anchor Under the Waterfall: Legal and Policy Challenges of the Social Data Deluge
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Presentation to ARMA and AIIM chapters regarding data management and company best practices relating to social media
Dropping Anchor Under the Waterfall: Legal and Policy Challenges of the Social Data Deluge
- 1. ARMA and AIIM March 13, 2013
- 4. FINRA, record keeping in the financial broker- dealer business. Every firm that intends to communicate, or permit its associated persons to communicate, through social media sites must first ensure that it can retain records of those communications as required by Rules 17a-3 ad 17a-4 under the Securities Exchange Act of 1934 and NASD Rule 3110.