This document discusses corporate instant messaging compliance regulations and why companies use IM. It provides an overview of key IM features and benefits, the evolution of corporate IM usage, and two leading IM vendor options. The document also summarizes general IM conversation regulations, industry specific regulations, and what is truly required for IM compliance beyond just storage of records.
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Evolving with Corporate IM Compliance Regulations
1. IM COMPLIANCE REGULATIONS
WITH CORPORATE
EVOLVING
& WHY COMPANIES USE THEM
FEATURES & BENEFITS OF CORPORATE IM
Real-time Communication
More immediate, less time consuming than email
Less disruptive than phone
Allows group collaboration, replacing long email chains
Detects presence
Can send files and attach/preserve with the converastion msp
Saves server space (over email)
Easy to implement few barriers to entry or use
Available on multiple devices - desktop/mobile/tablet
THE EVOLUTION OF CORPORATE IM USAGE
Worldwide IM accounts are expected to grow from over 3.4 billion
in 2013 to over 4.4 billion by year-end 2017, representing an
average growth rate of about 7%.
One in three IM users now utilize IM as much or more than e-mail,
and many predict that IM usage will outstrip e-mail usage within
the next few years.
85%
More than 85% of all businesses and organizations now
make use of IM.
20-25% report improvement in productivity.
TWO CORPORATE VENDORS
Integration across MS IT Suite (coexist plan)
Can deploy for IM/Presence and ad-hoc
web-conferencing then expand later to VOIP Network
IM/Presence
Can use strictly as a soft phone, or strictly as IM/P,
or both
Cloud and On-Premise solutions o鍖ered
Can provide IM/P to inter/intra domain federations with other
enterprise systems
Lync Skype federation allows users to IM/P & talk
between the two Integration into other Collaboration products such as WebEx,
Calendar, and MS O鍖ce
Can easily escalate communications from IM/P to
voice to video to WebEx meeting
GENERAL IM CONVERSATION REGULATIONS
30% of companies using IM have a
way of tracking and archiving these
communications
40% of companies polled do not have
a system of keeping the history or a
searchable archive in-house
IM is often overlooked as a crucial
piece of information management
30% 40%
!
Simply blocking all IM or P2P services would place these businesses at a competitive disadvantage in the marketplace. The preferred
solution is to allow properly controlled use of these services.
AvailabilityConfidentiality Integrity
Excess litigation costs Loss of customer
confidence
Loss of intellectual
property
The top three information governance failure risks
Maintain, protect, and
assess compliance issues
Establish and
implement controls
Identify and remediate
vulnerabilities and deviations
Provide reporting
that can prove your
organization's compliance
At the heart of most regulations is the intention of protecting the
information that impacts a corporation's stakeholders
These laws can be distilled down to their essential goals
INDUSTRY SPECIFIC REGULATIONS
Regulated industries are required to preserve and keep accessible and expanding volume of records across endless systems used for
internal communications and customers.
Financial Services - FINRA
Requires that all instant messages
be retained and retrievable
Government Freedom of
Information Acts
Requires that agencies produce
copies of instant messages upon
requests
General Business
Requires you to produce records
within a reasonable time frame
upon receipt of a subpoena or
other valid request
WHAT DOES IT TRULY TAKE TO BE COMPLIANT MPS WITH THESE MANDATES?
DOES SIMPLY STORING RECORDS IN A DATABASE MAKE YOU COMPLIANT? NO!
Compliant!
Audit Trail
Prove your records are
complete and unmodified
Digital Signatures
Verify the integrity
of your records
Compatibility with third-party
compliance products
Integrate your IM compliance
solution to one platform for
UC compliance
Access/Security
Manage identities and
authenticate users
Delegation of Duties
Assign administrative and
end-user rights/roles to your records
Legal Hold/Litigation Hold
Save your records indefinitely,
overriding other controls
Compliance Warning Message
Alert users that their instant
messages will be stored; trigger
alerts/controls when security
or compliance is breached
!
As you can see, compliance requires much
more than just storage. It is critical that you
research your options before settling on a free
or low cost solution. The true cost of the wrong
solution can be enormous.
For more information
about ISIs IM Compliance:
WWW.ISI-INFO.COM
息 Copyright 2015 ISI Telemanagement Solutions, Inc. 1051 Perimeter Dr, Ste 200 Schaumburg, IL 60173