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From Policy to Research and Back Again
                Evidence from the South




                      Dr. Julio A. Berdegu辿
                      Dr. Ignacia Fern叩ndez

Rimisp  Latin American Center for Rural Development


 First Annual Rural Workshop 2011, Canadian Rural Revitalization Foundation,
       Federation of Canadian Municipalities, Ottawa, Canada, 5 May 2011
Contents

1.   Problem statement
2.   The policy process
3.   Development issues and the policy-research interaction
4.   What to do? The policy side
5.   What to do? The research side
Problem statement

   How to break away from these constraints, in a way
    that does not require that researchers become
    politicians or politicians become philosophers?
2. The policy process
2. The policy process

   Decision-making styles
                         Level of agreement regarding      objectives and values
                                    Strong                           Weak
                         Programmed Process                Negotiated Process
                         Routines.                         Ideological debates
                         Dependence on technical           Turning to experience
                Strong   aspects                           and tradition
Level of                 Bureaucratization                 Official controversies
certainty                Planning                          and hidden
regarding the                                              commitments
means, facts
                         Programmatic Process              Chaotic Process
and knowledge
                         Turning to the experts            Prevention
                Weak     Empiricism (the best              Decentralization
                         possible), search for strategic   Turning to authority
                         variants                          or the lucky man
3. Development issues

       Commission on Education
        o   81 members
        o   32% researchers and technical experts
        o   64% civil society constituencies
       Commission on Labor and Equity
        o   48 members
        o   75% were researchers and technical experts
        o   29% represented civil society sectors
       Commission on Social Security
        o   15 members
        o   87% researchers and technical experts
        o   13% represented civil society
5. What to do?
5. What to do? The researchers side

    Strategies to fit the context (F. Carden)

    1. Clear government demand
    2. Government interested in research, but leadership
       absent
    3. Government interested in research, but with a capacity
       shortfall
    4. A new or emerging issue activates research, but leaves
       policymakers uninterested
    5. Government treats research with disinterest, or
       hostility
ROMA process, Young and Mendizabal, ODI
         For example:                                                  For example:
         RAPID Framework                                              AIIM
         Drivers of Change                                            Stakeholder analysis
         Power Analysis                                               Influence Mapping
         SWOT                                                         Social Network Analysis
         Influence Mapping                                            Force Field Analysis
         Force Field Analysis




                                                Start by defining
                                                   your policy                 For example:
                                                  objectives                  Progress Markers
                                               constantly review               Opportunities and
                                                them during the                Threats timeline
   For example:                                      process                   Policy Objectives
                                                                               AIIM
   Log Frame (flexible)
                                                                               Force Field
   Outcome Mapping
                                                                               Analysis
   Journals or impact logs
   Internal monitoring tools



                                                                          For example:
For example:
                                     For example:
                                                                          Strategy Map
Policy entrepreneur questionnaire   Publications, public relations      Force Field Analysis
SWOT                                Media and events
Internal performance frameworks     Negotiation and advice
                                     Develop a network or coalition
                                     Research
5. What to do? The researchers side

    Rimisps experience

    1.   Nurture credibility
    2.   Formulate policy-relevant research questions
    3.   Stay close to decision-makers throughout the
         research process
    4.   Communicate effectively
In conclusion, one message




        Get organized
From Policy to Research and Back Again
                Evidence from the South




    Dr. Julio A. Berdegu辿, jberdegue@rimisp.org
    Dr. Ignacia Fern叩ndez, ifernandez@rimisp.org

Rimisp  Latin American Center for Rural Development
                  www.rimisp.org

 First Annual Rural Workshop 2011, Canadian Rural Revitalization Foundation,
       Federation of Canadian Municipalities, Ottawa, Canada, 5 May 2011

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Julio berdegue from policy to research and back again

  • 1. From Policy to Research and Back Again Evidence from the South Dr. Julio A. Berdegu辿 Dr. Ignacia Fern叩ndez Rimisp Latin American Center for Rural Development First Annual Rural Workshop 2011, Canadian Rural Revitalization Foundation, Federation of Canadian Municipalities, Ottawa, Canada, 5 May 2011
  • 2. Contents 1. Problem statement 2. The policy process 3. Development issues and the policy-research interaction 4. What to do? The policy side 5. What to do? The research side
  • 3. Problem statement How to break away from these constraints, in a way that does not require that researchers become politicians or politicians become philosophers?
  • 4. 2. The policy process
  • 5. 2. The policy process Decision-making styles Level of agreement regarding objectives and values Strong Weak Programmed Process Negotiated Process Routines. Ideological debates Dependence on technical Turning to experience Strong aspects and tradition Level of Bureaucratization Official controversies certainty Planning and hidden regarding the commitments means, facts Programmatic Process Chaotic Process and knowledge Turning to the experts Prevention Weak Empiricism (the best Decentralization possible), search for strategic Turning to authority variants or the lucky man
  • 6. 3. Development issues Commission on Education o 81 members o 32% researchers and technical experts o 64% civil society constituencies Commission on Labor and Equity o 48 members o 75% were researchers and technical experts o 29% represented civil society sectors Commission on Social Security o 15 members o 87% researchers and technical experts o 13% represented civil society
  • 8. 5. What to do? The researchers side Strategies to fit the context (F. Carden) 1. Clear government demand 2. Government interested in research, but leadership absent 3. Government interested in research, but with a capacity shortfall 4. A new or emerging issue activates research, but leaves policymakers uninterested 5. Government treats research with disinterest, or hostility
  • 9. ROMA process, Young and Mendizabal, ODI For example: For example: RAPID Framework AIIM Drivers of Change Stakeholder analysis Power Analysis Influence Mapping SWOT Social Network Analysis Influence Mapping Force Field Analysis Force Field Analysis Start by defining your policy For example: objectives Progress Markers constantly review Opportunities and them during the Threats timeline For example: process Policy Objectives AIIM Log Frame (flexible) Force Field Outcome Mapping Analysis Journals or impact logs Internal monitoring tools For example: For example: For example: Strategy Map Policy entrepreneur questionnaire Publications, public relations Force Field Analysis SWOT Media and events Internal performance frameworks Negotiation and advice Develop a network or coalition Research
  • 10. 5. What to do? The researchers side Rimisps experience 1. Nurture credibility 2. Formulate policy-relevant research questions 3. Stay close to decision-makers throughout the research process 4. Communicate effectively
  • 11. In conclusion, one message Get organized
  • 12. From Policy to Research and Back Again Evidence from the South Dr. Julio A. Berdegu辿, jberdegue@rimisp.org Dr. Ignacia Fern叩ndez, ifernandez@rimisp.org Rimisp Latin American Center for Rural Development www.rimisp.org First Annual Rural Workshop 2011, Canadian Rural Revitalization Foundation, Federation of Canadian Municipalities, Ottawa, Canada, 5 May 2011