ݺߣ

ݺߣShare a Scribd company logo
Sharing at SHU MBA program:Sharing at SHU MBA program:
Joining the broking industry as aJoining the broking industry as a
research analystresearch analyst
ŵŵ Philip ChowPhilip Chow
tms.philip.chow@gmail.comtms.philip.chow@gmail.com
http://t./tmsphilipchowhttp://t./tmsphilipchow
tmsphilipchow.blogspot.hktmsphilipchow.blogspot.hk
A little bit about myselfA little bit about myself
His professionHis profession  An analystAn analyst
His productHis product  Investment adviseInvestment advise
How do I get hiredHow do I get hired 
?Description from 51job.com
1  Publish industry commentaries, thematic
in-depth research reports and regular
company updatesconstruct/improvise
industry databasetrack sector/company
business performance
2  Build/improvise company financial
models based on industry research views
3  Build relationships with institutional
clients and offer investment advise
Is this really a complete job description?
NNot reallyot really
?My scorecard during my analyst days
20%
20%
40%
External
Clients
1) Client evaluation (70%)
2) Public awards (30%)
Internal
Clients
Stockpicking Returns on investment recommendations
20% Profitability
1) Team commission growth
2) Cost-income ratio
1) 360 evaluation by superiors, colleagues and
subordinates (50%) ;
2) Roadshows (25%)
3) Internal contribution valve (25%)
Client relationship
skills
PR skills
Teamwork
Business
management
Investment
analysis
SummarySummary
? Technical stockpicking ability is only 20% of your
evaluation!
? Reports, databases and financial models are only
means to an end
? Core competencies can come from non-finance
experiences
? Client management, PR skills, teamwork, business
development
? Job descriptions did not paint a complete picture
? Know your industrys business model!
? E.g. Brokers are driven by customer service and commissions
Other topics I talk aboutOther topics I talk about
?Capital raising C China and overseas
?Best investor relations practices
?Cyclical industry analysis
?How corporate finance impacts HR

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Landing a job as an investment analyst (Eng) - TMS Consulting

  • 1. Sharing at SHU MBA program:Sharing at SHU MBA program: Joining the broking industry as aJoining the broking industry as a research analystresearch analyst ŵŵ Philip ChowPhilip Chow tms.philip.chow@gmail.comtms.philip.chow@gmail.com http://t./tmsphilipchowhttp://t./tmsphilipchow tmsphilipchow.blogspot.hktmsphilipchow.blogspot.hk
  • 2. A little bit about myselfA little bit about myself
  • 3. His professionHis profession An analystAn analyst His productHis product Investment adviseInvestment advise
  • 4. How do I get hiredHow do I get hired ?Description from 51job.com 1 Publish industry commentaries, thematic in-depth research reports and regular company updatesconstruct/improvise industry databasetrack sector/company business performance 2 Build/improvise company financial models based on industry research views 3 Build relationships with institutional clients and offer investment advise Is this really a complete job description?
  • 5. NNot reallyot really ?My scorecard during my analyst days 20% 20% 40% External Clients 1) Client evaluation (70%) 2) Public awards (30%) Internal Clients Stockpicking Returns on investment recommendations 20% Profitability 1) Team commission growth 2) Cost-income ratio 1) 360 evaluation by superiors, colleagues and subordinates (50%) ; 2) Roadshows (25%) 3) Internal contribution valve (25%) Client relationship skills PR skills Teamwork Business management Investment analysis
  • 6. SummarySummary ? Technical stockpicking ability is only 20% of your evaluation! ? Reports, databases and financial models are only means to an end ? Core competencies can come from non-finance experiences ? Client management, PR skills, teamwork, business development ? Job descriptions did not paint a complete picture ? Know your industrys business model! ? E.g. Brokers are driven by customer service and commissions
  • 7. Other topics I talk aboutOther topics I talk about ?Capital raising C China and overseas ?Best investor relations practices ?Cyclical industry analysis ?How corporate finance impacts HR