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Lateral Earth Pressures 
Structures 
Retaining Prof. Dr. Mustafa Aytekin
SIVA Copyright息2001 
Lateral Support 
In geotechnical engineering, it is often necessary to 
prevent lateral soil movements. 
Tie rod 
Anchor 
Sheet pile 
Cantilever 
Braced excavation Anchored sheet pile 
2 retaining wall
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Lateral Support 
We have to estimate the lateral soil pressures acting on 
these structures, to be able to design them. 
S il Soil ili 
nailing 
Gravity Retaining 
Reinforced earth wall 
3 wall
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Soil Nailing 
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Sheet Pile 
Sheet piles marked for driving 
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Sheet Pile 
Sheet pile wall 
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Sheet Pile 
During installation Sheet pile wall 
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Lateral Support 
Reinforced earth walls are increasingly becoming popular. 
geosynthetics 
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Lateral Support 
filled with 
Crib walls have been used in Queensland. soil 
Good drainage & allow plant growth. 
Interlocking 
stretchers 
and Looks good. 
headers 
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Earth Pressure at Rest 
GL 
In a homogeneous natural soil deposit, 
v 
h X 
the ratio h/v is a constant known as coefficient 
of earth pressure at rest (K0). 
Importantly, at K0 state, there are no lateral strains. 
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Estimating K0 
For normally consolidated clays and granular soils, 
K0 = 1  sin  
For overconsolidated clays, 
K0,overconsolidated = K0,normally consolidated OCR0.5 
From elastic analysis, 
 K Poissons 
 
Poisson s 
0 1  
ratio 
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Active/Passive Earth Pressures 
- in granular soils 
Wall moves 
away from soil 
Wall moves A 
towards soil 
wall 
B 
smooth Lets look at the soil elements A and B during the 
wall movement. 12
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Active Earth Pressure 
- in granular soils 
v= z 
Initially there is no lateral movement 
v 
A 
h 
z 
Initially, movement. 
h = K0 v = K0 z 
As the wall moves away from the soil, 
v remains the same; and 
h decreases till failure occurs. 
Active state 
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Active Earth Pressure 
- in granular soils 
 
As the wall moves away from the soil, 
Initially (K0 state) 
Failure (Active state) 
v  
decreasing h 
active earth 
pressure 
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p
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Active Earth Pressure 
- in granular soils 
 
 
WJM Rankine 
(1820-1872) 
[h]active v  
[ ' ]  K  
' h active A v 1  sin  
2 
Rankines coefficient of 
pressure 
 A K active earth 15 tan (45 / 2) 
1 sin
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Active Earth Pressure 
- in granular soils 
 
v 
 
Failure plane is at 
45 + /2 to horizontal 
h A 45 + /2 
 90+ 
[h]active v 
 
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Active Earth Pressure 
- in granular soils 
As the wall moves away from the soil, 
h decreases till failure occurs. 
h K state 
v 
A 
h 
z 
h 
Active 
state 
K0 h wall movement 
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Active Earth Pressure 
- in cohesive soils 
Follow the same steps as 
for granular soils. Only 
difference is that c  0. 
[ ' ] K ' 2 K 
h active A v A    2c Everything else the same 
for soils 
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as granular soils.
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Example 
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What is the excavation depth 
without a support 
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h active A v A [ ' ]  K  '2c K 
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Solved in the classroom 
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Passive Earth Pressure 
- in granular soils 
Initially, soil is in K0 state. 
As the wall moves towards the soil, 
  remains the same and 
v 
B 
h 
v same, h increases till failure occurs. 
h Passive state 
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Passive Earth Pressure 
- in granular soils 
 
As the wall moves towards the soil, 
Initially (K0 state) 
Failure (Active state) 
passive earth 
pressure 
v  
increasing   
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h
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Passive Earth Pressure 
- in granular soils 
 
 
v [h]passive  
[ ' ]  K  
' h passive P v 1  
sin  
2 
Rankines coefficient of 
passive  P K earth pressure 
33 tan (45 / 2) 
1 sin
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Passive Earth Pressure 
- in granular soils 
 
v 
 
Failure plane is at 
45 - /2 to horizontal 
45 - /2 h A 
 90+ 
v [h]passive 
 
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Passive Earth Pressure 
- in granular soils 
As the wall moves towards the soil, 
h increases till failure occurs. 
h v 
B 
h 
h Passive state 
h K0 state 
wall movement 
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Passive Earth Pressure 
- in cohesive soils 
Follow the same steps as 
for granular soils. Only 
difference is that c  0. 
[ ' ] K '2 K 
h passive P v P    2c Everything else the same 
for soils 
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as granular soils.
SIVA Copyright息2001 Earth Pressure Distribution 
- in granular soils 
[h]active 
PA and PP are the 
resultant active and 
passive thrusts on 
the wall 
[h]passive H 
P 0 5 K H2 
h 
PA=0.5 KAPP=0.5 KPh2 
K 37 KPh AH
h 
Passive state 
Active state 
K0 state 
Wall movement 
(not to scale)
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Rankines Earth Pressure Theory 
h active A v A [ ' ]  K  '2c K 
h passive P v P [ ' ]  K  '2c K 
 Assumes smooth wall 
 Applicable only on vertical walls 
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Retaining Walls - Applications 
Road 
Train 
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Retaining Walls - Applications 
highway 
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Retaining Walls - Applications 
High-rise building 
basement wall 
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Gravity Retaining Walls 
cement mortar 
l i t 
cobbles 
plain concrete or 
stone masonry 
They rely on their self weight to 
support the backfill 
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Cantilever Retaining Walls 
Reinforced; 
smaller section 
than gravity 
walls 
They act like vertical cantilever, 
fixed to the ground 44
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Design of Retaining Wall 
- in granular soils 
2 2 
1 
3 3 
Block no. 
1 
toe 
toe 
Wi = weight of block i Analyse the stability of this rigid body with 
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y y g y 
xi = horizontal distance of centroid of block i from toe 
vertical walls (Rankine theory valid)
Safety against sliding along the base 
P  
{W 
W}. tan soil-concrete friction 
P i 
sliding P 
A 
F  
soil angle  0.5  0.7  
to be greater 
2 2 
g 
than 1.5 
1 
PA 
3 3 
PA 
H 
PP 1 
PP 
S 
toe S 
R 
h 
toe 
y R 
y 
PP= 0.5 KPh2 PA= 0.5 KAH2
Safety against overturning about toe 
P P h / 3  
{ W i i 
} 
overturning P 
H/3 
A 
x 
F  
to be greater 
2 2 
g 
than 2.0 
1 
PA 
3 3 
PA 
H 
PP 1 
PP 
S 
toe S 
R 
h 
toe 
y R 
y
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Points to Think About 
How does the key help in improving the stability 
against sliding? 
Shouldnt we design retaining walls to resist at-rest 
(than active) earth pressures since the thrust on the 
wall is greater in K0 state (K0 > KA)? 
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THE END 
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