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Listing

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Sabeesh Sabu
Sabeesh Sabu

The issuer must submit the listing application along with required disclosures to the recognized stock exchange within 15 days of allotting securities. Documents that must be submitted include the memorandum and articles of association, resolutions for allotting debt securities, audited annual reports for the last 3 years, material contracts, and a board resolution authorizing borrowing. The issuer must also submit an undertaking to create any required charges within the prescribed timeframe and upload the documents on the designated stock exchange website within 5 days. Additional documents may be requested. At allotment, the issuer must submit documents like the memorandum, resolutions, audited reports, and latest audited financials to the debenture trustee electronically. Background information on the issuer and issue arrangers must

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LISTING OF SECURITIES
The issuer shall forward the listing application along with the disclosures specified in Schedule I to the recognized stock exchange within fifteen days from the date of allotment of securities.
The issuer seeking listing of its debt securities on a recognized stock exchange shall file the following disclosures along with the listing application to the stock exchange
Memorandum and Articles of Association and necessary resolution(s) for the allotment of the debt securities Copy of last three years audited Annual Reports; Statement containing particulars of, dates of, and parties to all material contracts and agreements; Copy of the Board / Committee Resolution authorizing the borrowing and list of authorized signatories.
An undertaking from the issuer stating that the necessary documents for the creation of the charge, where applicable, including the Trust Deed would be executed within the time frame prescribed in the relevant regulations/act/rules etc and the same would be uploaded on the website of the Designated Stock exchange, where the debt securities have been listed, within five working days of execution of the same.
Any other particulars or documents that the recognized stock exchange may call for as it deems fit.
Issuer shall submit the following disclosures to the Debenture Trustee in electronic form (soft copy) at the time of allotment of the debt securities
Memorandum and Articles of Association and necessary resolution(s) for the allotment of the debt securities; Copy of last three years audited Annual Reports; Statement containing particulars of, dates of, and parties to all material contracts and agreements; Latest Audited Financial Information (Profit & Loss statement, Balance Sheet and Cash Flow statement) and auditor qualifications , if any.
Issuer Information Name and address of the following:- Registered office of the Issuer Corporate office of the Issuer Compliance officer of the Issuer CFO of the Issuer Arrangers, if any, of the instrument Trustee of the issue
Registrar of the issue Credit Rating Agency of the issue Auditors of the Issuer
A brief summary of the business i. Overview ii. Corporate Structure iii. Key Operational and Financial Parameters * for the last 3 Audited years iv. Project cost and means of financing, in case of funding of new projects
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Listing

  • 2. The issuer shall forward the listing application along with the disclosures specified in Schedule I to the recognized stock exchange within fifteen days from the date of allotment of securities.
  • 3. The issuer seeking listing of its debt securities on a recognized stock exchange shall file the following disclosures along with the listing application to the stock exchange
  • 4. Memorandum and Articles of Association and necessary resolution(s) for the allotment of the debt securities Copy of last three years audited Annual Reports; Statement containing particulars of, dates of, and parties to all material contracts and agreements; Copy of the Board / Committee Resolution authorizing the borrowing and list of authorized signatories.
  • 5. An undertaking from the issuer stating that the necessary documents for the creation of the charge, where applicable, including the Trust Deed would be executed within the time frame prescribed in the relevant regulations/act/rules etc and the same would be uploaded on the website of the Designated Stock exchange, where the debt securities have been listed, within five working days of execution of the same.
  • 6. Any other particulars or documents that the recognized stock exchange may call for as it deems fit.
  • 7. Issuer shall submit the following disclosures to the Debenture Trustee in electronic form (soft copy) at the time of allotment of the debt securities
  • 8. Memorandum and Articles of Association and necessary resolution(s) for the allotment of the debt securities; Copy of last three years audited Annual Reports; Statement containing particulars of, dates of, and parties to all material contracts and agreements; Latest Audited Financial Information (Profit & Loss statement, Balance Sheet and Cash Flow statement) and auditor qualifications , if any.
  • 9. Issuer Information Name and address of the following:- Registered office of the Issuer Corporate office of the Issuer Compliance officer of the Issuer CFO of the Issuer Arrangers, if any, of the instrument Trustee of the issue
  • 10. Registrar of the issue Credit Rating Agency of the issue Auditors of the Issuer
  • 11. A brief summary of the business i. Overview ii. Corporate Structure iii. Key Operational and Financial Parameters * for the last 3 Audited years iv. Project cost and means of financing, in case of funding of new projects