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Sebi is considering implementing a code of conduct for key executives at brokerages and investment banks to help hold individuals accountable for regulatory violations and prevent firms from facing penalties. It may also require these financial institutions to identify executives responsible for compliance. Sebi aims to curb fraudulent activities in the market through these measures.

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Sebi wants cos to identify key staffBrokers, I-Bankers Under Fraud WatchWITH an aim to check frauds and help it probe the suspected fraudulent activities, market watchdog Sebi may prescribe a Code of Conduct for key executives of market players such as brokerages and merchant bankers.
Besides, Sebi is also considering asking the market intermediaries to notify one or more key executives to be held responsible for any violation of norms, so that the entire firm does not face the risk of regulatory actions.
Other market players, which could need to follow these guidelines include portfolio managers, mutual funds, depositories, custodians and rating agenciesBanks to tap farm biz as corp interest takes rootBANKS have chalked out major plans to tap into agri business at a time when corporate interest, technology and premium for value-addition are giving a new dimension to agriculture.SBI, the countrys biggest state-owned bank, which would be launching agriculture commercial branches (ACBs), is focussing on this segment. As agriculture has undergone a sea change in the country. The bank would inaugurate the first of the ACBs shortly in Bangalore with plans to have similar branches in Hyderabad, Coimbatore and Pune besides Karnal in Haryana.
Now, Nano direct from showroomCustomers can finally buy Tata Nano directly from showrooms in select states as Tata Motors moves to end booking system for the worlds cheapest car.Tata Motors started open sales of the Rs 1-lakh car in Maharashtra, West Bengal , Uttar Pradesh and Karnataka on Tuesday, making it possible for people to purchase the car directly from dealers instead of booking it.
Venture capitalist VinodKhosla sees a pathway to help poorVinodKhosla plans to start vc fund to invest in cos focusing on poor by providing services like health, energy.By backing businesses that provide education loans or distribute solar panels in villages, he says, he wants to show that commercial entities can better help people in poverty than most non-profit charitable organisations.

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  • 1. Sebi wants cos to identify key staffBrokers, I-Bankers Under Fraud WatchWITH an aim to check frauds and help it probe the suspected fraudulent activities, market watchdog Sebi may prescribe a Code of Conduct for key executives of market players such as brokerages and merchant bankers.
  • 2. Besides, Sebi is also considering asking the market intermediaries to notify one or more key executives to be held responsible for any violation of norms, so that the entire firm does not face the risk of regulatory actions.
  • 3. Other market players, which could need to follow these guidelines include portfolio managers, mutual funds, depositories, custodians and rating agenciesBanks to tap farm biz as corp interest takes rootBANKS have chalked out major plans to tap into agri business at a time when corporate interest, technology and premium for value-addition are giving a new dimension to agriculture.SBI, the countrys biggest state-owned bank, which would be launching agriculture commercial branches (ACBs), is focussing on this segment. As agriculture has undergone a sea change in the country. The bank would inaugurate the first of the ACBs shortly in Bangalore with plans to have similar branches in Hyderabad, Coimbatore and Pune besides Karnal in Haryana.
  • 4. Now, Nano direct from showroomCustomers can finally buy Tata Nano directly from showrooms in select states as Tata Motors moves to end booking system for the worlds cheapest car.Tata Motors started open sales of the Rs 1-lakh car in Maharashtra, West Bengal , Uttar Pradesh and Karnataka on Tuesday, making it possible for people to purchase the car directly from dealers instead of booking it.
  • 5. Venture capitalist VinodKhosla sees a pathway to help poorVinodKhosla plans to start vc fund to invest in cos focusing on poor by providing services like health, energy.By backing businesses that provide education loans or distribute solar panels in villages, he says, he wants to show that commercial entities can better help people in poverty than most non-profit charitable organisations.
  • 6. Bharti Retail in aggressive modeBharti Retail is offering more prices to the developers to book prime locations in major cities.The retail arm of Bharti Enterprises is literally muscling its way into the organised retail scene as it looks to rapidly expand its reach across the country after staying put in Punjab for almost three years.