A presentation on Case Theory from the viewpoint of Radical Minimalism. More to be found in papers available online. Special thanks to Katarzyna Miechowicz-Mathiasen for providing Polish examples and hosting the lectures in which this material was presented.
2. Previous approaches
Pesetsky & Torrego (2001, 2004, 2007)
Vehicle Requirement on Merge (2007: 1):
If 留 and 硫 merge, some feature F of 留 must probe F on 硫.
Conditions for Probing:
C-command
Feature identity
3. A model of Agree
Agree (Feature sharing version)
i) An unvalued feature F (a probe) on a head H at
syntactic location 留 (F留) scans its c-command
domain for another instance of F (a goal) at location
硫 (F硫) with which to agree.
ii) Replace F留 with F硫, so that the same feature is
present in both locations.
4. Problems
C-command is stipulatively defined upon 2-D tree-like
representations.
Restrictions on Merge: the operation does not follow
from conceptual necessity but from intra-theoretical
needs.
Substantive complications: features, values, operations
(Agree = Search + Copy Value)
5. Case in P&Ts model
Relation between Case in NPs and T finiteness (P&T,
2000: 5):
The nature of nominative case
Nominative case is uT on D.
uT on D is valued by non-defective T
The concept is extended to ACC case, depending on the
T node that values the uninterpretable feature on D.
6. Case as a subtype of Agree
NOM = [TS [u-]DP[u-T]]
ACC = [TO [u-] DP [u-T]]
7. Case in Radical Minimalism
Case is a configurational relation, not a substantive
element (Cf. P&T, Chomsky)
Relation between Theta-Theory and Case Theory:
The optimal scenario would be that in which there is
a univoque relation between theta positions and
theta roles, and a Case interpretation for each
theta-position.
8. DeLancey (2001)
() suppose we could demonstrate that there are, say,
exactly x universal semantic roles which can occur as
core arguments in a clause in human language. The
most obvious language design would have x case
markers, one for each underlying role; every
argument would simply be marked for its semantic
role, which could then be read directly off the
surface morphosyntax () (our highlighting)
9. vP
慮1 v
[CAUSE] VP
[GO/BE] PP
慮2 P
[WITH] / [TO] 慮3
10. Initiator will be assigned to the position 慮1,
Theme (for Figure) and Location (for Ground)
vary between 慮2 and 慮3 depending on the
nature of the P head, central or terminal
coincidence. If P is central, then the Ground
will 慮2 and 慮3, Figure, while if P is terminal, it
will be the other way around.
Force is within the Initiator sphere
Percept ("perceived entity") in the area
of Theme
Source, Path, Goal, Experiencer (see De Lancey,
2001), are interpreted within the Location
sphere.
11. Case is the result of the local relationship between an
argument and a functional-procedural node.
We will work with a system of three cases, also structured
as "spheres", in close relation to thematic roles. These
underlying and universal cases would be Nominative,
Accusative and Dative, names that we maintain as a matter
of convenience and expository purposes, but we really
should talk about an Initiator Case (Agent / Force), a
Theme Case and a Location Case (comprising variants of
terminal / central coincidence), regardless possibilities of
morphological realization in different languages.
Nominative - Initiator
Accusative - Theme
Dative - Location
12. Nominative: read off from a {Time, {D}} local relation,
and interpreted thematically (in the explicature
building process, see Sperber & Wilson, 2003) as Agent
/ Force
Accusative: read off from a {Cause, {D}} local relation,
and interpreted thematically as Theme, the object
(Figure) located in / moving towards, etc. a Ground
Dative: read off from a {P, {D}} local relation, and
interpreted thematically as Location, the Ground in
Talmys terms.
13. An essential claim is that the spheres are not 束far apart損, but in
interaction, and there are points of contact. There are elements,
uses of the VI corresponding canonically to one 束Case損 that
appear in unusual configurations: of these, we will say they are
束intersective uses損 of the Cases (blue circles):
NOM
ACC DAT
14. Examples:
Accusative > Dative: ACC expresses location in space, time
or property (i, ii and iii), or goal in movement (iv).
Direction Accusative:
Latin: Eo RomamACC (Lit. Go Rome I go towards/to Rome)
Sanskrit: grmamACC gacchami (Lit. Town go I go to the
town)
Polish: id na pocztACC I am going to the post office, id添 po
niegoACC go for him (go to pick him up)
Temporal Accusative:
Latin: quamdiu, quamdudum, quanto tempore complements.
15. ≒Double accusative in ditransitive constructions: traditionally
referred to as thing ACC and person ACC, they are within the
P domain, as Theme and Goal.
Latin: Verres MilesiosACC navemACC poposcit. (Lit. Verres the
milesians ship asked Verres asked a ship to the milesians),
Quid meACC istudACC rogas? (Lit. Why to-me this ask? Why do
you ask me this?)
Greek: 隆旅隆略虜 凌 留樽隆留 流僚 粒留亮亮留旅虜流僚 [did叩sk to炭s
pa樽dasACC t畍n grammatik畍nACC] (Lit. I teach to-the children
grammar I teach grammar to the children)
Sanskrit: rjnamACC vacanamACC abrav朝t (Lit. King some words
said (He/She) said some words to the king)
16. Accusative > Nominative: ACC is the overt subject in non-finite clauses.
ECM (Exceptional Case Marking):
Ingl辿s: I want [themACC to come]
Lat鱈n: Video [teACC venire] (Lit. See you to-come, I see you coming)
Griego: 了劉粒竜旅 竜 畆了慮竜樽僚 [l辿gei [seACC elthe樽nINF]] (Lit. dice te haber venido active
aorist infinitive- (He/She) says you have come)
Polish: Widz ciACC spicego. (I see you sleeping.)
Dative > Nominative: Dative appears in subject position in the Spelled-Out
form.
Quirky case:
Icelandic: HenniDAT leiddust 聾 NOM (Lit. Her bored they They bored her)
eir
MerDAT 聾 [MariaNOM vera garfu] (Lit. To me seems Mary be intelligent
坦tti
Mary seems to me to be intelligent)
Polish: MariiNOM znudzia si pracaNOM. (Mary got bored with work)
JanowiDAT podoba si we Woszech. (John likes it in Italy.)
Spanish: A JuanDAT leDAT basta con eso. (cf. Fernandez Soriano, 1999)
A Mar鱈aDAT leDAT gusta el jazz
17. Values of the Genitive (DAT Sphere)
Posession (material or metaphorical):
Sanskrit: Damayantys svaya畊baras (Lit. Damayantis choice)
Latin: id est domusNOM regisGEN (Lit. This is house of the king This is the house
of the king)
Greek: 畆 凌畆偉採留 凌短 留 [h oik鱈a to短 patr坦sGEN] (Lit. The house of the father)
Polish: sprawaNOM MariiGEN (Marys business/matter)
Origin:
Latin: AlteriusGEN partisGEN periculum (Lit. Somewhere else danger The danger
[coming] from somewhere else)
Greek (either concrete cities- or abstract locations families-): 裡虜略侶 畚
凌僚溜虜凌 [Skr叩ts ho sfron鱈skou] (Lit. Socrates SofroniscoGEN
Socrates, son of Sofronisco), 畆慮竜僚留溜僚 [Athen叩in] (Socrates from
Athens).
Polish: haasNOM ulicyGEN noise of the street
Quality (Only for individual level predicates, for stage level predicates ablative
case is used):
Latin: Vir magnaeGEN auctoritatisGEN (Lit. Man of great authority)
Polish: czowiekNOM honoruGEN (a person/man of honour)
18. Location through:
Greek: 慮劉凌留旅 竜隆溜凌旅凌 [th辿ousai ped鱈oioGEN] (Lit. Running
meadowGEN Running through the meadow)
Goal:
Sanskrit: PrjapaterGEN tmnam paridadmi (Lit. Prajapati myself
give I give myself to Prajapati)
Source:
Greek: 流 凌了 o畚 凌了 留劉竜旅 流 畆ハ竜旅 [h畍 pol箪s 炭 pol箪 ap辿khei
t畍s h畍peiru] (Lit. The city not far away from the coast The city is
not far away from the coast / departing from the coast)
Polish: mlekoNOM od krowyGEN (Lit. milk from the cow, cow milk)
Part-whole: partitive Genitive
Latin: Magna pars ItaliaeGEN (A big part of Italy)
Greek: 竜凌 畚塾 留隆竜了畚塾 [p坦teros t畊n adelf畊nGEN] (Which of
the brothers?)
Polish: butelkaNOM wodyGEN (a bottle of water)
19. However, all uses locative establish a locative relation
between nominals, either concrete or abstract: a
nominal "belongs" to another in a concrete or abstract,
metaphorical way. Belonging is a type of location
(either central or terminal coincidence). Therefore, we
propose to subsume all of these uses the "sphere of
Dative".
E.g.: Johns bag
[V BE [P John [[WITH CENTRAL] bag]]
20. Is English [s] a CL (Radeva-Bork, 2012) or a case mark?
Abney (1987) supports the idea it is a CL in D0 raising to
Spec-DP, but:
It is not an argument, rather, a locative predicate
It only appears within full DP nominals, not with
pronouns, which inflect for Case:
i) A friend of [DP Johns]
ii) A friend of mine
iii) *A friend of [DP [[D mines] ]] (see Panagiotidis,
2002 for an analysis of pronouns as D with empty root
complements)
21. There is, however, another type of "genitive: the
"Subjective" and Objective", which appear in
nominalizations as a light PP. These kinds of genitive
also establish a locative relation between nominals: a
conceptual event, syntactically categorized as a
nominal, and a participant, either agent / initiator or
theme. This conceptual relation must be syntactically
realized without losing information (CP). This does
not imply that there is a transformational relation
between the nominalization and the tensed sentence
form, but the explicature building process is
analogous. These genitives are common features of
Romance and Germanic languages, so they can not be
considered an isolated anomaly.
25. Syntactic instantiations
{D} {time}
La {cause} [time] {cause}
{P} {cause} {D} {cause}
P Italia D Italia
[cause] {event} [cause] {event}
{P} {event} {event}
{D}
de {D} [event] invasi坦n D Albania [event] invasi坦n
D Albania