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Microbiological Risk Analysis
And Compounding Pharmacies

Anthony Grilli MS
FOCUS Scientific
November 14, 2013

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www.focus-sci.com
New England Compounding Center
This time last year 
an adulterated drug, contaminated with a common mold was administered
to 1000s of patients across the country, killing 64 people and sickening more
than 750 with persistent fungal infections.
And the impact continues to unfold.

How did this happen?

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Perfect Storm!

Drug

Company

Mold

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Regulator

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User
Debate Over Regulations







Compounding pharmacies are FDA
Registered, but not FDA regulated
They are inspected by State
Departments of Health
Not cGMP
USP <797> Pharmaceutical
Compounding  Sterile
Preparations
Federal oversight may be coming:
Sterile products produced in advance of
or without a prescription and shipped
interstate should be subject to the highest
level of controls, established by FDA and
appropriate to the activity, similar to cGMP
standards applicable to conventional drug
manufacturers.
 Statement of Margaret A. Hamburg, M.D.,
Commissioner of Food and Drugs, April 16,
2013.
"

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National Problem  Distribution of NECC Illness

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Compounding Centers Provide Benefits to Patients


Allows medication to be personalized for an individual patient





Can make medications more palatable




Liquid or topical form for patients who cant swallow pills

Can formulate medications that large pharma manufacturers have
discontinued




Take out unpleasant flavors  important for children, elderly, pets

Can make medications in formulations that may not be available
from mass manufacturers




Can remove allergens from product (lactose, dyes, preservatives, glutens)
Future of medicine will be personalized doses

Product may still be needed by thousands of patients, but not profitable
to make on large scale any longer.

Can bypass the FDAs long approval and inspection process, for
patients that have an immediate unique need.

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Other Compounding Problems


Product Recalls and
contamination


Med Prep Consulting




Main Street Compounding, TN




Nationwide recall  5 patients
with eye infections

Compounding Shop, FL




Nationwide recall of products FDA
found product contaminated with
fungus and bacteria

Clinical Specialties, GA




Nationwide recall of all sterile
products after hospital discovered
mold in unopened IV solution.

Recall Budensonide, not sterile

Specialty Compounding, TX


Rhodococcus equi

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How big is the problem?



53,000 compounding pharmacies in the US
According to recent estimates, there are about 3,000 compounding
pharmacies practicing sterile compounding in the US : (National Conference of State
Legislatures June 2013 Kara Hinkley)






FDA started auditing these compounding centers last year.
To date, almost 60 US FDA 483 responses posted:
http://www.fda.gov/AboutFDA/CentersOffices/OfficeofGlobalRegulatoryO
perationsandPolicy/ORA/ORAElectronicReadingRoom/ucm340853.htm
The response back to the FDA to these 483s has been predominantly  we
dont have to follow GMPs and you have no authority over us.

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Lets do a thought experiment ..
Mega Compounding Corp
manufactures sterile
methylprednisilone for
intrathecal injection to treat
back pain. Components are
received as non-sterile
ingredients, they are
compounded, sterilized and
filled to vials with elastomeric
closures.
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Reducing Microbial Risk of Contaminated Product

Hurdles to Microbial Contamination and Illness
Formulation

Water Activity

Kill steps

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pH

Preservatives

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Microbial Risk Analysis of the Product
Score

Delivery
Route

Water
Activity

Kill Step in
Process

Inherently
antimicrobial

Preserved

Immune
Status

1

Oral

Low

Yes

Yes

Yes

Competent

3

Topical

Medium

Partial

Moderately

Moderately

Mixed

5

Parenteral

High

No

No

No

Compromised

Cortisone pill =

1

+

1

+

1

+

1

+

1

+

1

=6

Cortisone cream = 3

+

1

+

3

+

1

+

5

+

3

= 16

Cortisone inj: =

+

5

+

5

+

5

+

5

+

5

= 30

5

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Microbiological View of Manufacturing Process

Receive
components

Formulate
Components

Sterilize
Formula

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Sterilize
components

Aseptically
fill
components

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Test Final
Product
Microbiological View of Manufacturing Process

Receive
components
 What is the
bioburden?
 How do we store the
components
 What is shelf life of
components

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Microbiological View of Manufacturing Process

Receive
components
 What is the
bioburden?
 What kill value do
we need

Formulate
Components
 Are we blending in a
clean environment
 Is there a heat step?
 What is the hold
time?

Bring your project into FOCUS for a clear resolution

www.focus-sci.com
Microbiological View of Manufacturing Process

Receive
components
 What is the
bioburden?
 What kill value do
we need

Formulate
Components
 Are we blending in a
clean environment
 Is there a heat step?
 What is the hold
time?

Sterilize
Formula
 Have we validated
the process
 What are the critical
limits for the
process?
 Time
 Temperature
 Bioburden from
first step

Bring your project into FOCUS for a clear resolution

www.focus-sci.com
Microbiological View of Manufacturing Process

Receive
components
 What is the
bioburden?
 What kill value
do we need

Formulate
Components
 Are we blending
in a clean
environment
 Is there a heat
step?
 What is the hold
time?

Sterilize
Formula

Sterilize
components

 Have we
 Validate process
validated the
 Confirm package
process
sterility
 Bioburden from
components
informs how
we sterilize

Bring your project into FOCUS for a clear resolution

www.focus-sci.com
Microbiological View of Manufacturing Process

Receive
components
 What is the
bioburden?
 What kill value
do we need

Formulate
Components
 Are we blending
in a clean
environment
 Is there a heat
step?
 What is the hold
time?

Sterilize
Formula

Sterilize
components

 Have we
 Validate process
validated the
 Confirm package
process
sterility
 Bioburden from
components
informs how
we sterilize

Bring your project into FOCUS for a clear resolution

Aseptically
fill
components
 Controlled
Environment
 Controlled
gowning
 Controlled
cleaning and
disinfection

www.focus-sci.com
Microbiological View of Manufacturing Process

Receive
components
 What is the
bioburden?
 What kill value
do we need

Formulate
Components

Sterilize
Formula

 Are we blending  Have we
in a clean
validated the
environment
process
 Is there a heat
 Bioburden
step?
from
components
 What is the hold
informs how
time?
we sterilize

Sterilize
components

Aseptically
fill
components

 Validate process  Controlled
 Confirm package Environment
sterility
 Controlled
gowning
 Controlled
cleaning and
disinfection

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Test Final
Product
 Proper testing

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Environmental Monitoring
Risk Analysis:
 Microflora changes with seasons





HVAC is in constant state of flux





More mold in fall
More bacteria from skin in dryer months
Filters fail or become saturated
Room pressures changes with doors
opening and closing

People and materials change over time

Control Point:
 Perform EM every day you manufacture
USP <797>:
 Perform EM twice a year

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Gowning


Risk Analysis:








Control point




People are the greatest contributor to
contamination
Each person brings 100,000,000,000,000
germs in the clean room with them.
People shed 100,000 particles per
minute
A simple nod contributes 50,000
particles
Technicians must lean into hoods to fill
product
Full sterile gown with no skin or street
clothes showing.

USP <797>


Lab coat, gloves, hair net.
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Gowning Validation




Microbial samples of gowns are taken
to verify outside of gowns and gloves
are still clean
USP <797>






Only gloves are sampled
Only sampled immediately after garbing
Only sampling gloves

Microbiologists know:




Other body parts become contaminated
and can contaminate inner core
Glove contamination occurs DURING
manufacturing (touching head, etc)
Should be run as a check every day
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Sanitizers/Disinfectants/Sterilants:
Right product for the right application
Antimicrobial Target
Resistance Organis

Examples

Category

Examples

Herpes, HIV,
Hanta, Flu

Antisceptics and
up

Alcohol
Chlorhexidine
Povidone-iodine

E.coli
Salmonella

Sanitizers
Disinfectants

Phenolics
Quats

S. aureus
A. niger
C. albicans

Fungicides

Phenolics
Iodophors
Quats

M. pneumoniae

Disinfectants

Above

B. subtilis
B. anthrasis

Sporicides/
Sterilants

Peracetic acid
Gluteraldehyde

C. botulinum

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Corrosivity
Disinfection


Risk Analysis










Control Point:




Sterile processing means no organisms
Spore forming bacillus common air
contaminant
Mold spores common air contaminant
Manufacturing surfaces differ in their
ability to protect microbes from
disinfection.
Microbes differ in their ability to resist
disinfection.
Validate sporicide efficacy on
manufacturing materials using
environmental isolates.

USP <797>:



Not specific about sporicide usage
No mention of validation

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Finished Product Testing



Even more critical in an
environment of loose control.
USP <797> does not require
Sterility Testing on all aseptically
produced products that






Only required on products that are
high risk which means they were
not sterile on receipt or
experienced a processing
deviation.
Not needed on products that are
aseptically processed in a
controlled environment and are
stored for 48 hours at CRT.

USP <797> allows for release
prior to test results.
Bring your project into FOCUS for a clear resolution
What happened at Mega Compounding Corp?



They did what they were told, they followed the
compendia
But unfortunately,





Inadequate gowning
Incomplete monitoring of environmental microbes
Inadequate disinfection
Insufficient testing

Bring your project into FOCUS for a clear resolution
Bring your project into FOCUS for a clear resolution

www.focus-sci.com
Conclusion





cGMP or not  hazard analysis, critical control point
identification, and critical limit setting will ensure a safe
product.
No regulation can cover every situation.
The compounding pharmacy debacle shows:




Importance of cGMP to ensuring drug quality
Importance of applying sound quality and scientific evaluation
to ensure drug quality.

Bring your project into FOCUS for a clear resolution

www.focus-sci.com
Questions?
Anthony Grilli MS
Principal Consultant
FOCUS Scientific Services LLC
agrilli@focus-sci.com
(973)216 6039

Bring your project into FOCUS for a clear resolution

www.focus-sci.com
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Risk analysis of a compounding pharmacy

  • 1. Microbiological Risk Analysis And Compounding Pharmacies Anthony Grilli MS FOCUS Scientific November 14, 2013 Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 2. New England Compounding Center This time last year an adulterated drug, contaminated with a common mold was administered to 1000s of patients across the country, killing 64 people and sickening more than 750 with persistent fungal infections. And the impact continues to unfold. How did this happen? Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 3. Perfect Storm! Drug Company Mold Bring your project into FOCUS for a clear resolution Regulator www.focus-sci.com User
  • 4. Debate Over Regulations Compounding pharmacies are FDA Registered, but not FDA regulated They are inspected by State Departments of Health Not cGMP USP <797> Pharmaceutical Compounding Sterile Preparations Federal oversight may be coming: Sterile products produced in advance of or without a prescription and shipped interstate should be subject to the highest level of controls, established by FDA and appropriate to the activity, similar to cGMP standards applicable to conventional drug manufacturers. Statement of Margaret A. Hamburg, M.D., Commissioner of Food and Drugs, April 16, 2013. " Bring your project into FOCUS for a clear resolution
  • 5. National Problem Distribution of NECC Illness Bring your project into FOCUS for a clear resolution
  • 6. Compounding Centers Provide Benefits to Patients Allows medication to be personalized for an individual patient Can make medications more palatable Liquid or topical form for patients who cant swallow pills Can formulate medications that large pharma manufacturers have discontinued Take out unpleasant flavors important for children, elderly, pets Can make medications in formulations that may not be available from mass manufacturers Can remove allergens from product (lactose, dyes, preservatives, glutens) Future of medicine will be personalized doses Product may still be needed by thousands of patients, but not profitable to make on large scale any longer. Can bypass the FDAs long approval and inspection process, for patients that have an immediate unique need. Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 7. Other Compounding Problems Product Recalls and contamination Med Prep Consulting Main Street Compounding, TN Nationwide recall 5 patients with eye infections Compounding Shop, FL Nationwide recall of products FDA found product contaminated with fungus and bacteria Clinical Specialties, GA Nationwide recall of all sterile products after hospital discovered mold in unopened IV solution. Recall Budensonide, not sterile Specialty Compounding, TX Rhodococcus equi Bring your project into FOCUS for a clear resolution
  • 8. How big is the problem? 53,000 compounding pharmacies in the US According to recent estimates, there are about 3,000 compounding pharmacies practicing sterile compounding in the US : (National Conference of State Legislatures June 2013 Kara Hinkley) FDA started auditing these compounding centers last year. To date, almost 60 US FDA 483 responses posted: http://www.fda.gov/AboutFDA/CentersOffices/OfficeofGlobalRegulatoryO perationsandPolicy/ORA/ORAElectronicReadingRoom/ucm340853.htm The response back to the FDA to these 483s has been predominantly we dont have to follow GMPs and you have no authority over us. Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 9. Lets do a thought experiment .. Mega Compounding Corp manufactures sterile methylprednisilone for intrathecal injection to treat back pain. Components are received as non-sterile ingredients, they are compounded, sterilized and filled to vials with elastomeric closures. Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 10. Reducing Microbial Risk of Contaminated Product Hurdles to Microbial Contamination and Illness Formulation Water Activity Kill steps Bring your project into FOCUS for a clear resolution pH Preservatives www.focus-sci.com
  • 11. Microbial Risk Analysis of the Product Score Delivery Route Water Activity Kill Step in Process Inherently antimicrobial Preserved Immune Status 1 Oral Low Yes Yes Yes Competent 3 Topical Medium Partial Moderately Moderately Mixed 5 Parenteral High No No No Compromised Cortisone pill = 1 + 1 + 1 + 1 + 1 + 1 =6 Cortisone cream = 3 + 1 + 3 + 1 + 5 + 3 = 16 Cortisone inj: = + 5 + 5 + 5 + 5 + 5 = 30 5 Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 12. Microbiological View of Manufacturing Process Receive components Formulate Components Sterilize Formula Bring your project into FOCUS for a clear resolution Sterilize components Aseptically fill components www.focus-sci.com Test Final Product
  • 13. Microbiological View of Manufacturing Process Receive components What is the bioburden? How do we store the components What is shelf life of components Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 14. Microbiological View of Manufacturing Process Receive components What is the bioburden? What kill value do we need Formulate Components Are we blending in a clean environment Is there a heat step? What is the hold time? Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 15. Microbiological View of Manufacturing Process Receive components What is the bioburden? What kill value do we need Formulate Components Are we blending in a clean environment Is there a heat step? What is the hold time? Sterilize Formula Have we validated the process What are the critical limits for the process? Time Temperature Bioburden from first step Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 16. Microbiological View of Manufacturing Process Receive components What is the bioburden? What kill value do we need Formulate Components Are we blending in a clean environment Is there a heat step? What is the hold time? Sterilize Formula Sterilize components Have we Validate process validated the Confirm package process sterility Bioburden from components informs how we sterilize Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 17. Microbiological View of Manufacturing Process Receive components What is the bioburden? What kill value do we need Formulate Components Are we blending in a clean environment Is there a heat step? What is the hold time? Sterilize Formula Sterilize components Have we Validate process validated the Confirm package process sterility Bioburden from components informs how we sterilize Bring your project into FOCUS for a clear resolution Aseptically fill components Controlled Environment Controlled gowning Controlled cleaning and disinfection www.focus-sci.com
  • 18. Microbiological View of Manufacturing Process Receive components What is the bioburden? What kill value do we need Formulate Components Sterilize Formula Are we blending Have we in a clean validated the environment process Is there a heat Bioburden step? from components What is the hold informs how time? we sterilize Sterilize components Aseptically fill components Validate process Controlled Confirm package Environment sterility Controlled gowning Controlled cleaning and disinfection Bring your project into FOCUS for a clear resolution Test Final Product Proper testing www.focus-sci.com
  • 19. Environmental Monitoring Risk Analysis: Microflora changes with seasons HVAC is in constant state of flux More mold in fall More bacteria from skin in dryer months Filters fail or become saturated Room pressures changes with doors opening and closing People and materials change over time Control Point: Perform EM every day you manufacture USP <797>: Perform EM twice a year Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 20. Gowning Risk Analysis: Control point People are the greatest contributor to contamination Each person brings 100,000,000,000,000 germs in the clean room with them. People shed 100,000 particles per minute A simple nod contributes 50,000 particles Technicians must lean into hoods to fill product Full sterile gown with no skin or street clothes showing. USP <797> Lab coat, gloves, hair net. Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 21. Gowning Validation Microbial samples of gowns are taken to verify outside of gowns and gloves are still clean USP <797> Only gloves are sampled Only sampled immediately after garbing Only sampling gloves Microbiologists know: Other body parts become contaminated and can contaminate inner core Glove contamination occurs DURING manufacturing (touching head, etc) Should be run as a check every day Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 22. Sanitizers/Disinfectants/Sterilants: Right product for the right application Antimicrobial Target Resistance Organis Examples Category Examples Herpes, HIV, Hanta, Flu Antisceptics and up Alcohol Chlorhexidine Povidone-iodine E.coli Salmonella Sanitizers Disinfectants Phenolics Quats S. aureus A. niger C. albicans Fungicides Phenolics Iodophors Quats M. pneumoniae Disinfectants Above B. subtilis B. anthrasis Sporicides/ Sterilants Peracetic acid Gluteraldehyde C. botulinum Bring your project into FOCUS for a clear resolution www.focus-sci.com Corrosivity
  • 23. Disinfection Risk Analysis Control Point: Sterile processing means no organisms Spore forming bacillus common air contaminant Mold spores common air contaminant Manufacturing surfaces differ in their ability to protect microbes from disinfection. Microbes differ in their ability to resist disinfection. Validate sporicide efficacy on manufacturing materials using environmental isolates. USP <797>: Not specific about sporicide usage No mention of validation Bring your project into FOCUS for a clear resolution
  • 24. Finished Product Testing Even more critical in an environment of loose control. USP <797> does not require Sterility Testing on all aseptically produced products that Only required on products that are high risk which means they were not sterile on receipt or experienced a processing deviation. Not needed on products that are aseptically processed in a controlled environment and are stored for 48 hours at CRT. USP <797> allows for release prior to test results. Bring your project into FOCUS for a clear resolution
  • 25. What happened at Mega Compounding Corp? They did what they were told, they followed the compendia But unfortunately, Inadequate gowning Incomplete monitoring of environmental microbes Inadequate disinfection Insufficient testing Bring your project into FOCUS for a clear resolution
  • 26. Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 27. Conclusion cGMP or not hazard analysis, critical control point identification, and critical limit setting will ensure a safe product. No regulation can cover every situation. The compounding pharmacy debacle shows: Importance of cGMP to ensuring drug quality Importance of applying sound quality and scientific evaluation to ensure drug quality. Bring your project into FOCUS for a clear resolution www.focus-sci.com
  • 28. Questions? Anthony Grilli MS Principal Consultant FOCUS Scientific Services LLC agrilli@focus-sci.com (973)216 6039 Bring your project into FOCUS for a clear resolution www.focus-sci.com