Sebi
Download as PPTX, PDF
3 likes641 views
The Securities and Exchange Board of India (SEBI) was established in 1988 to regulate the securities market and protect the interests of investors. SEBI registers and regulates stock exchanges, collective investment schemes, merchant bankers, and other market intermediaries. It is responsible for prohibiting fraudulent and unfair trade practices, insider trading, and substantial acquisitions of shares without prior disclosure. SEBI aims to promote the development of the securities market and regulate the business of stock exchanges, subsidiaries, merchant bankers and other market intermediaries.
Sebi
- 1. compiled by Swati Khanna
- 11. PREAMBLE
- 12. SEBI
- 13. Mission of SEBI NOTE:
- 14. Important role Of SEBI Power of the board to order investigation Power of investigating authority Prohibition to dealing in certain securities Prohibition of unfair trade practice, fraudulence Duty to Co-operate
- 15. Function of SEBI SEBI is expected to regulate the business in stock exchanges and any other securities market. ________________________________________________________________ Registering and regulating the working of collective investment schemes, including mutual funds is a responsibility of SEBI. ________________________________________________________________ SEBI is responsible for prohibiting fraudulent and unfair trade practices relating to securities markets. ________________________________________________________________ Prohibiting insider trading in securities, with the imposition of monetary penalties, on erring market intermediaries. ________________________________________________________________ Regulating substantial acquisition of shares and takeover of companies. ________________________________________________________________
- 16. Registration & regulation of the working of intermediaries. Primary Market Secondary Market Merchant Bankers Stock- Brokers Underwriters Sub- Brokers Portfolio Managers