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SUMMARY FEBRUARY 2014
Flor Avelino & Julia Wittmayer
DRIFT / Erasmus University Rotterdam
TRANSIT
transformative social innovation
Overview
1. Who is TRANSIT?
2. Main aims & research questions
3. Conceptual focus
4. Empirical focus
5. Cross-cutting themes
6. Research design & project structure
7. Contribution to the field
Who is TRANSIT?
 DRIFT  Erasmus University of Rotterdam, Netherlands (coordinator)
 3S-group - University of East Anglia, United Kingdom
 ICIS - University of Maastricht, Netherlands
 IHS  Erasmus University of Rotterdam, Netherlands
 ULB-CEDD - Universit辿 Libre de Bruxelles, Belgium
 AAU  Aalborg University, Denmark
 SPRU - University of Sussex, United Kingdom
 IEC-UNQ - Universidad Nacional de Quilmes, Argentina
 COPPE - Rio de Janeiro Federal University, Brasil
 People-Environment Research Group  Universidade da Coruna, Spain
 BOKU - University of Natural Resources & Life Sciences Vienna, Austria
 ESSRG - research and development SME, Hungary
Summary of the TRANSIT Project
Summary of the TRANSIT Project
www.transitionsnetwork.org
www.drift.eur.nl
www.transitionacademy.nl @TACdrift
Coordinating TRANSIT DRIFT-team
scientific coordinators
& researchers
management
allied professors
Helmi Hansma
Manuela
Corsini
Julia Wittmayer
Flor Avelino
Derk Loorbach Jan Rotmans
Main aim of TRANSIT
 To develop a theory of transformative social innovation
 that is grounded and tested in empirical research,
 and useful to academics and practitioners.
 transformative social innovation: social innovation that
contributes to societal transformation, i.e. systemic
changes that address societal challenges
 type of social innovation?
 intention/ impact?
 process
so many social innovations > how do they affect each other and society?
governments under pressure seem to expect that bottom-up social innovation
can help to deal with societal challenges but how?
there is an (implicit) hypothesis/ assumption
in current social innovation discourses, including the EU FP7 call:
Social Innovation: empowering people, changing societies?
TRANSIT investigates this hypothesis
social
innovation
empowerment
societal change
dealing with
societal challenges
Main Research Questions
 How and under what conditions do social
innovations lead to systemic change,
 what is the role of game-changers and
transformative discourses & paradigms therein,
 and how are actors (dis)empowered in
transformative social innovation (TSI) processes?
conceptual focus
Figure 1, p.5 DOW
conceptualising TSI dynamics
(dis)empowerment in
4 cross-cutting themes
actors at 3 levels
empirical TSI dynamics
Social Innovations
Game Changers
financial crisis climate change ICT-revolution
new forms of
ownership, business
models, exchange
new life-styles,
daily practices,
consumer habits
new knowledge
and production
methods
new, social
economy
low impact
living
open
source
m a c r o
m e s o
m i c r o
Systemic Changes
health & well-being| food & agriculture | energy | transport| water| finance
t r a n s f o r m a t i v e d i s c o u r s e s
Figure 4, p.11 DOW
Landscape
(macro-level)
Regimes
(meso-level)
Niches
(micro-level)
Geels & Kemp 2000
exogenous macro-
developments
dominant structures &
institutions
spaces for
innovation
multi-level perspective (MLP)
transformative SI from a
transitions perspective
game changers
systemic changes
social innovations
transformative
discourses/paradigms
macro-level
(landscape)
meso-level
(regime)
micro-level
(niches)
 Useful for basic heuristic framework, but:
 TRANSIT will move beyond transition studies!
Figure 1, p. 5 DOW
(dis)empowerment
in 4 cross-cutting themes
0. Game-changers
1. Governance
2. Social learning
3. Funding
4. Monitoring
DOW p.20
(dis)empowerment
study positive sides as well as the dark sides of social innovation, including
political paradoxes, ironies, unintended effects, power struggles, exclusion, etc.
Net-
work
1
Transnational
Level
Local
level
In-depth
case studies
n= 20 networks
n= 40 local cases
Net-
work
2
Net-
work
etc
Net-
work
20
Survey
n=200
local cases
transnational TSI networks
 networks at a transnational (cross-continental) level
 work on social innovation/ co-create new social practices
 (aim to) contribute to societal transformation/ systemic change
Figure 5, p. 13 DOW
first selection of 12 empirical networks
 geographical spread EU/ L-A
 accesible to partners
 diversity
Figure 6, p. 14 DOW
Transnational
Networks
Transformative
Discourses
Short Description of Networks
1 The Hub A B C
network of social entrepreneurs providing co-creation places ("Hubs") in > 30 cities
around the world
2 Ashoka A
network for supporting social entrepreneurs, incl. association of 3,000 SE fellows in 70+
countries around the world
3 Time Banks A
networked entities that facilitate reciprocal service exchange using time as currency all
over the world
4 Credit Unions A
global network grouping and representing credit cooperatives all over the world, incl. 44
members in 54 countries.
5 RIPESS A
Intercontinental Network for the Promotion of the Social Solidarity Economy connects
solidarity economy networks
6 FABLABS A C
network of 189 digital fabrication workshops for communities, incl. open source design &
manufacturing resources.
7 Hackerspace A C
Global network of 1330+ physical sites where experiments are made in open source,
commons-based, peer-production
8
Living Knowledge
Network
A B C
Network of Science Shops: scientific research in cooperation with citizens and local and
national civil society organisations
9 DESIS-network B C
Global network of design labs supporting social innovation towards sustainability, incl.
30 labs all over the world.
10
Global Ecovillage
Network
A B
global network of 500 ecovillages and other intentional co- communities, incl.European
and Latina American subdivisions
11 Transition Towns A B
global network incl. 450 grassroots community initiatives working on local resilience
12 INFORSE A B
International Network for Sustainable Energy, 140 NGOs in 60+ countries, promote
sustainable energy & social inclusion
Transformative
Discourses
Game Changers Social Innovations
A New, Social Economy Financial Crisis
Innovations in ownership, business models, methods of exchange. Policy areas: health,
welfare, employment, finance
B Low Impact Living Climate Change
Innovations in life-styles, daily practices, consumer habits. Policy areas: energy,
mobility, food, agriculture, water
C Open Source ICT-revolution
Innovations in research, production, sharing of information. Policy areas: R&D,
education, participation, employment
Table 1, p. 12 DOW
public
private
STATE
(public agencies)
MARKET
(firms, business)
COMMUNITY
(households, families etc.)
ASSOCIATIONS
(non-profit
organisations)
Avelino & Wittmayer 2014, Based on Evers & Laville 2004, Pestoff 1992
public
private
STATE
(public agencies)
MARKET
(firms, business)
COMMUNITY
(households, families etc.)
ASSOCIATIONS
(non-profit organisations)
Avelino & Wittmayer 2014, Based on Evers & Laville 2004, Pestoff 1992
citizen
voter
policy maker
resident
neighbour
family member
consumer
producer
employer/ employee
entrepreneursactivist volunteer
benefactor
researcher
(inter)national gov
regional gov
municipalities
multinationals
social enterprises
SMEs
NGOs, associations
cooperatives
Universities
networks
community groups
theories on power &
empowerment
social movement
areas of social
innovation
social psychology
social value
entrepreneurship
transition research
middle-range
theory of
Transformative
Social
Innovation
(TSI)
1. Build on existing theories
DEDUCTIVE
20 transnational
TSI networks
EU & Latin-America
in-depth case-
studies
2. Ground theory
INDUCTIVE
200 local TSI cases
In EU & Latin-America
meta-analysis &
survey
3. Test theory
4. Adapt theory
retrospective and
prospective TSI tools
tool box for
social innovation5. Apply theory
research design
Figure 3, p. 10 DOW
WP 1 management
WP3
theory
&
concepts
WP2
synthesis
governance
social learning
funding
monitoring
mechanisms & processes
context & dynamics
valuation & metrics
WP6 communication & engagement
WP4
in-depth
case-studies
20 networks
40 local cases
in EU & Latin-America
WP5
meta-
analysis
200 local cases
in EU & Latin-America
WEB-BASED RESOURCE HUB
Policy Briefs + Toolbox + Open Source Data-base
advisory board
Synthesis
Workshops
with
academics
policy-makers
and
practitioners
Engagement Workshops
with academics policy-makers and practitioners
Theoretical
Integration
Workshops
with
academics
policy-makers
and
practitioners
TRANSIT structure
Figure 7, p. 30 DOW
WP1: Project
management
Deliverables WP1
D1.1 |
1.2|1.3 PM1 AB AB D1.4
WP2: Coordination
and Integration
Deliverables WP2 D2.1 | D2.2 D2.3 D2.4 | D2.5
WP3: Theory and
Concepts
Deliverables WP3 D3.1 D3.2 D3.3 D3.4
WP4: In-Depth
Cases & Evidence
Deliverables WP4 D4.1 D4.2 D4.3 D4.4
WP5: Meta-
analysis Cases and
Evidence meta
Deliverables WP5 D5.1 | D5.2 D5.3 D5.4
WP6:
Communication &
Engagement
Deliverables WP6 D6.1 D6.2 D6.3 D6.4 D6.5
D6.6| D6.7|
D6.8 D6.9
1 to 3 4 to 6 7 to 9 10 to 12 13 to 15 16 to 18 19 to 21 22 to 24 25 to 27 28 to 30 31 to 33 34 to 36 37 to 39 40 to 42 43 to 45 46 to 48
2014 2014 2014 2014 2015 2015 2015 2015 2016 2016 2016 2016 2017 2017 2017 2017
project meeting theretical integration workshops synthesis workshop engagement workshop final conference
planning & time-line 2014-2017
the field of social innovation
http://www.nesta.org.uk/event/social-frontiers
future agenda gaps in reseach
 The need to consider how well research and practice
being undertaken under the banner of social innovation is
contributing to solving real problems
 The importance of better understanding the links
between theory and practice
 The need to better understand processes for sustaining,
scaling and diffusion of innovation
 The importance of understanding of systems change
http://www.nesta.org.uk/blog/setting-future-agenda-social-innovation
TRANSITs contribution to the field
 focus on transformative social innovation
 systemic (transitions) perspective
 quali-quantitative embedded case-studies of
transnational TSI networks
 inter- and transdisciplinary: beyond policy
recommendations towards engaging
practitioners
 synthesis of cross-cutting themes on empowerment
Summary of the TRANSIT Project
THANK YOU
Flor Avelino
DRIFT / Erasmus University Rotterdam
avelino@drift.eur.nl

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Summary of the TRANSIT Project

  • 1. SUMMARY FEBRUARY 2014 Flor Avelino & Julia Wittmayer DRIFT / Erasmus University Rotterdam TRANSIT transformative social innovation
  • 2. Overview 1. Who is TRANSIT? 2. Main aims & research questions 3. Conceptual focus 4. Empirical focus 5. Cross-cutting themes 6. Research design & project structure 7. Contribution to the field
  • 3. Who is TRANSIT? DRIFT Erasmus University of Rotterdam, Netherlands (coordinator) 3S-group - University of East Anglia, United Kingdom ICIS - University of Maastricht, Netherlands IHS Erasmus University of Rotterdam, Netherlands ULB-CEDD - Universit辿 Libre de Bruxelles, Belgium AAU Aalborg University, Denmark SPRU - University of Sussex, United Kingdom IEC-UNQ - Universidad Nacional de Quilmes, Argentina COPPE - Rio de Janeiro Federal University, Brasil People-Environment Research Group Universidade da Coruna, Spain BOKU - University of Natural Resources & Life Sciences Vienna, Austria ESSRG - research and development SME, Hungary
  • 8. Coordinating TRANSIT DRIFT-team scientific coordinators & researchers management allied professors Helmi Hansma Manuela Corsini Julia Wittmayer Flor Avelino Derk Loorbach Jan Rotmans
  • 9. Main aim of TRANSIT To develop a theory of transformative social innovation that is grounded and tested in empirical research, and useful to academics and practitioners. transformative social innovation: social innovation that contributes to societal transformation, i.e. systemic changes that address societal challenges type of social innovation? intention/ impact? process
  • 10. so many social innovations > how do they affect each other and society?
  • 11. governments under pressure seem to expect that bottom-up social innovation can help to deal with societal challenges but how?
  • 12. there is an (implicit) hypothesis/ assumption in current social innovation discourses, including the EU FP7 call: Social Innovation: empowering people, changing societies? TRANSIT investigates this hypothesis social innovation empowerment societal change dealing with societal challenges
  • 13. Main Research Questions How and under what conditions do social innovations lead to systemic change, what is the role of game-changers and transformative discourses & paradigms therein, and how are actors (dis)empowered in transformative social innovation (TSI) processes?
  • 14. conceptual focus Figure 1, p.5 DOW conceptualising TSI dynamics (dis)empowerment in 4 cross-cutting themes actors at 3 levels
  • 15. empirical TSI dynamics Social Innovations Game Changers financial crisis climate change ICT-revolution new forms of ownership, business models, exchange new life-styles, daily practices, consumer habits new knowledge and production methods new, social economy low impact living open source m a c r o m e s o m i c r o Systemic Changes health & well-being| food & agriculture | energy | transport| water| finance t r a n s f o r m a t i v e d i s c o u r s e s Figure 4, p.11 DOW
  • 16. Landscape (macro-level) Regimes (meso-level) Niches (micro-level) Geels & Kemp 2000 exogenous macro- developments dominant structures & institutions spaces for innovation multi-level perspective (MLP)
  • 17. transformative SI from a transitions perspective game changers systemic changes social innovations transformative discourses/paradigms macro-level (landscape) meso-level (regime) micro-level (niches) Useful for basic heuristic framework, but: TRANSIT will move beyond transition studies! Figure 1, p. 5 DOW
  • 18. (dis)empowerment in 4 cross-cutting themes 0. Game-changers 1. Governance 2. Social learning 3. Funding 4. Monitoring DOW p.20
  • 19. (dis)empowerment study positive sides as well as the dark sides of social innovation, including political paradoxes, ironies, unintended effects, power struggles, exclusion, etc.
  • 20. Net- work 1 Transnational Level Local level In-depth case studies n= 20 networks n= 40 local cases Net- work 2 Net- work etc Net- work 20 Survey n=200 local cases transnational TSI networks networks at a transnational (cross-continental) level work on social innovation/ co-create new social practices (aim to) contribute to societal transformation/ systemic change Figure 5, p. 13 DOW
  • 21. first selection of 12 empirical networks geographical spread EU/ L-A accesible to partners diversity Figure 6, p. 14 DOW
  • 22. Transnational Networks Transformative Discourses Short Description of Networks 1 The Hub A B C network of social entrepreneurs providing co-creation places ("Hubs") in > 30 cities around the world 2 Ashoka A network for supporting social entrepreneurs, incl. association of 3,000 SE fellows in 70+ countries around the world 3 Time Banks A networked entities that facilitate reciprocal service exchange using time as currency all over the world 4 Credit Unions A global network grouping and representing credit cooperatives all over the world, incl. 44 members in 54 countries. 5 RIPESS A Intercontinental Network for the Promotion of the Social Solidarity Economy connects solidarity economy networks 6 FABLABS A C network of 189 digital fabrication workshops for communities, incl. open source design & manufacturing resources. 7 Hackerspace A C Global network of 1330+ physical sites where experiments are made in open source, commons-based, peer-production 8 Living Knowledge Network A B C Network of Science Shops: scientific research in cooperation with citizens and local and national civil society organisations 9 DESIS-network B C Global network of design labs supporting social innovation towards sustainability, incl. 30 labs all over the world. 10 Global Ecovillage Network A B global network of 500 ecovillages and other intentional co- communities, incl.European and Latina American subdivisions 11 Transition Towns A B global network incl. 450 grassroots community initiatives working on local resilience 12 INFORSE A B International Network for Sustainable Energy, 140 NGOs in 60+ countries, promote sustainable energy & social inclusion Transformative Discourses Game Changers Social Innovations A New, Social Economy Financial Crisis Innovations in ownership, business models, methods of exchange. Policy areas: health, welfare, employment, finance B Low Impact Living Climate Change Innovations in life-styles, daily practices, consumer habits. Policy areas: energy, mobility, food, agriculture, water C Open Source ICT-revolution Innovations in research, production, sharing of information. Policy areas: R&D, education, participation, employment Table 1, p. 12 DOW
  • 23. public private STATE (public agencies) MARKET (firms, business) COMMUNITY (households, families etc.) ASSOCIATIONS (non-profit organisations) Avelino & Wittmayer 2014, Based on Evers & Laville 2004, Pestoff 1992
  • 24. public private STATE (public agencies) MARKET (firms, business) COMMUNITY (households, families etc.) ASSOCIATIONS (non-profit organisations) Avelino & Wittmayer 2014, Based on Evers & Laville 2004, Pestoff 1992 citizen voter policy maker resident neighbour family member consumer producer employer/ employee entrepreneursactivist volunteer benefactor researcher (inter)national gov regional gov municipalities multinationals social enterprises SMEs NGOs, associations cooperatives Universities networks community groups
  • 25. theories on power & empowerment social movement areas of social innovation social psychology social value entrepreneurship transition research middle-range theory of Transformative Social Innovation (TSI) 1. Build on existing theories DEDUCTIVE 20 transnational TSI networks EU & Latin-America in-depth case- studies 2. Ground theory INDUCTIVE 200 local TSI cases In EU & Latin-America meta-analysis & survey 3. Test theory 4. Adapt theory retrospective and prospective TSI tools tool box for social innovation5. Apply theory research design Figure 3, p. 10 DOW
  • 26. WP 1 management WP3 theory & concepts WP2 synthesis governance social learning funding monitoring mechanisms & processes context & dynamics valuation & metrics WP6 communication & engagement WP4 in-depth case-studies 20 networks 40 local cases in EU & Latin-America WP5 meta- analysis 200 local cases in EU & Latin-America WEB-BASED RESOURCE HUB Policy Briefs + Toolbox + Open Source Data-base advisory board Synthesis Workshops with academics policy-makers and practitioners Engagement Workshops with academics policy-makers and practitioners Theoretical Integration Workshops with academics policy-makers and practitioners TRANSIT structure Figure 7, p. 30 DOW
  • 27. WP1: Project management Deliverables WP1 D1.1 | 1.2|1.3 PM1 AB AB D1.4 WP2: Coordination and Integration Deliverables WP2 D2.1 | D2.2 D2.3 D2.4 | D2.5 WP3: Theory and Concepts Deliverables WP3 D3.1 D3.2 D3.3 D3.4 WP4: In-Depth Cases & Evidence Deliverables WP4 D4.1 D4.2 D4.3 D4.4 WP5: Meta- analysis Cases and Evidence meta Deliverables WP5 D5.1 | D5.2 D5.3 D5.4 WP6: Communication & Engagement Deliverables WP6 D6.1 D6.2 D6.3 D6.4 D6.5 D6.6| D6.7| D6.8 D6.9 1 to 3 4 to 6 7 to 9 10 to 12 13 to 15 16 to 18 19 to 21 22 to 24 25 to 27 28 to 30 31 to 33 34 to 36 37 to 39 40 to 42 43 to 45 46 to 48 2014 2014 2014 2014 2015 2015 2015 2015 2016 2016 2016 2016 2017 2017 2017 2017 project meeting theretical integration workshops synthesis workshop engagement workshop final conference planning & time-line 2014-2017
  • 28. the field of social innovation
  • 30. future agenda gaps in reseach The need to consider how well research and practice being undertaken under the banner of social innovation is contributing to solving real problems The importance of better understanding the links between theory and practice The need to better understand processes for sustaining, scaling and diffusion of innovation The importance of understanding of systems change http://www.nesta.org.uk/blog/setting-future-agenda-social-innovation
  • 31. TRANSITs contribution to the field focus on transformative social innovation systemic (transitions) perspective quali-quantitative embedded case-studies of transnational TSI networks inter- and transdisciplinary: beyond policy recommendations towards engaging practitioners synthesis of cross-cutting themes on empowerment
  • 33. THANK YOU Flor Avelino DRIFT / Erasmus University Rotterdam avelino@drift.eur.nl

Editor's Notes

  • #5: Emphasize the great consortium that we have
  • #13: the objectives of the research should be to elaborate a common understanding of social innovation, to understand how and under what conditions social innovation leads to change in existing structures, policies, institutions and behaviour, and to identify and assess the factors that are crucial for social innovation to have a sustainable social impact and to be scaled-up.
  • #17: The first commonality in transition governance is the multi-level perspective. This is one of the most central analytical tools in transition research. At the macro-level there is the so-called landscape, where we find long-term macro-trends. At the meso-level there is the regime: this refers to the dominant institutions that maintain the status quo, including ingrained routines, regulations and paradigms, vested interests of incumbent actors and mainstream consumption patterns. At the micro-level we find so-called niches: these are spaces where innovation can develop, where people, ideas and technologies deviate from the regime. The reason why fundamental change is so difficult, is because our regimes resist fundamental change. A transition can only occur if the regime is either transformed or replaced.
  • #19: Governance. The very concept of governance is inherently about empowering other actors besides government in resolving societal challenges. Such participation requires dedicated governance tools. TRANSIT explores which governance tools are necessary to empower actors to contribute to transformative social innovation processes. Social learning. Social innovation and systemic change inherently require new ways of thinking and doing, which in turn require dedicated learning processes. TRANSIT identifies how learning methods enable transformative social innovation. Funding. A major barrier for many social innovation initiatives concerns the lack of available funding within existing financial structures. TRANSIT identifies new and innovative financing methods for funding transformative social innovation. Monitoring. Knowing how and to what extent social innovation initiatives are succeeding in their goals, and providing suggestions on how to increase this success, is a crucial element of empowerment. TRANSIT analyses and develops methods for monitoring processes of transformative social innovation.