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T? v?n ni¨ºm y?t v¨¤ ??ng k? giao d?ch ch?ng kho¨¢n

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AprApr--1010 DienLCDienLC--SSCSSC 11 T?T? vv??nn Ni¨ºmNi¨ºm yy??tt// ??ng??ng k?k? GiaoGiao dd??chch ChCh??ngng khokho¨¢¨¢nn ??Y BAN CHY BAN CH??NG KHONG KHO??N NHN NH?? N?N???CC
AprApr--1010 DienLCDienLC--SSCSSC 22 NN??ii dungdung I.I. C?nC?n cc?? phph¨¢¨¢pp l?l? II.II. LoLo??ii CKCK ni¨ºmni¨ºm yy??tt III.III. ?i?i??uu kiki??nn ??ng??ng k?k? ni¨ºmni¨ºm yy??tt CKCK IV.IV. HH?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt CKCK V.V. NghNgh??aa vv?? cc??aa tt?? chch??cc ni¨ºmni¨ºm yy??tt VI.VI. HH??yy bb?? ni¨ºmni¨ºm yy??tt bb??tt bubu??cc VII.VII. ??ng??ng k?k? giaogiao dd??chch UpCoMUpCoM VIII.VIII. LL??pp hh?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt IX.IX. ChuChu??nn bb?? tr?tr???cc khikhi ll??pp hh?? s?s? X.X. NN??pp hh?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt XI.XI. QuyQuy trtr¨¬¨¬nhnh xx¨¦¨¦tt duyduy??tt XII.XII. Ni¨ºmNi¨ºm yy??tt vv¨¤¨¤ giaogiao dd??chch sausau khikhi ??????cc chch??pp thuthu??nn
AprApr--1010 DienLCDienLC--SSCSSC 33 C?nC?n cc?? phph¨¢¨¢pp l?l? ?? LuLu??tt ChCh??ngng khokho¨¢¨¢nn ss?? 70/QH1170/QH11 ngng¨¤¨¤yy 29/6/2006;29/6/2006; hihi??uu ll??cc ngng¨¤¨¤yy 01/01/0701/01/07 ?? NghNgh?? ????nhnh 1414/2007//2007/N?N?--CPCP ngng¨¤¨¤yy 19/01/200719/01/2007 quyquy ????nhnh chichi titi??tt thithi hh¨¤¨¤nhnh mm??tt ss?? ?i?i??uu cc??aa LCK;LCK; cc¨®¨® hihi??uu ll??cc ngng¨¤¨¤yy 08/02/200708/02/2007 ?? QuyQuy??tt ????nhnh 1313/2007//2007/Q?Q?--BTCBTC ngng¨¤¨¤yy 13/3/2007 Ban13/3/2007 Ban hh¨¤¨¤nhnh mm??uu BB??nn cc¨¢¨¢oo bb??chch trongtrong HH?? s?s? ??ng??ng k?k? chch¨¤¨¤oo bb¨¢¨¢nn CKCK rara c?ngc?ng chch¨²¨²ngng vv¨¤¨¤ HH?? s?s? ?KNY?KNY CKCK tt??ii SS?? GDCK, TTGDCK;GDCK, TTGDCK; cc¨®¨® hihi??uu ll??cc ngng¨¤¨¤yy 12/8/200712/8/2007 ?? Th?ngTh?ng t?t? 38/2007/TT38/2007/TT--BTCBTC ngng¨¤¨¤yy 18/4/200718/4/2007 h?h???ngng dd??nn vv?? vivi??cc CBTTCBTT tr¨ºntr¨ºn TTCK;TTCK; hihi??uu ll??cc ngng¨¤¨¤yy 13/8/200713/8/2007 ?? QuyQuy??tt ????nhnh ss?? 168168//Q?Q?--SGDHCMSGDHCM ngng¨¤¨¤yy 7/12/20077/12/2007 cc??aa TT??ngng GiGi¨¢¨¢mm ????cc SGDCKSGDCK Tp.HCMTp.HCM banban hh¨¤¨¤nhnh QuyQuy chch?? ni¨ºmni¨ºm yy??tt chch??ngng khokho¨¢¨¢nn tt??ii SGDCKSGDCK TpTp HCM;HCM; hihi??uu ll??cc ngng¨¤¨¤yy 07/12/200707/12/2007 ?? QuyQuy??tt ????nhnh ss?? 420420 //Q?Q?--TTGDHNTTGDHN ngng¨¤¨¤yy 31/12/2007 ban31/12/2007 ban hh¨¤¨¤nhnh QuyQuy chch?? ni¨ºmni¨ºm yy??tt CKCK tt??ii TTGDCKHN;TTGDCKHN; hihi??uu ll??cc ngng¨¤¨¤yy 31/12/200731/12/2007 ?? Q?Q? 108/2008/108/2008/Q?Q?--BTC ngBTC ng¨¤¨¤y 20/11/2008 ban hy 20/11/2008 ban h¨¤¨¤nh Quy chnh Quy ch?? tt?? chch??c vc v¨¤¨¤ ququ??n l? giao dn l? giao d??ch CK Cty ?ch CK Cty ???i chi ch¨²¨²ng ch?a ni¨ºm yng ch?a ni¨ºm y??t tt t??i HNX; hii HNX; hi??u lu l??cc 18/12/200818/12/2008 ?? Th?ng t? sTh?ng t? s?? 128/2009/TT128/2009/TT--BTC ngBTC ng¨¤¨¤y 23/6/2009 sy 23/6/2009 s??a ?a ???i, bi, b?? sung Quy chsung Quy ch?? TT?? chch??c vc v¨¤¨¤ QuQu??n l? giao dn l? giao d??ch CK Cty ?ch CK Cty ???i chi ch¨²¨²ng ch?a ni¨ºm yng ch?a ni¨ºm y??t tt t??i HNXi HNX ban hban h¨¤¨¤nh knh k¨¨¨¨m theo Q? sm theo Q? s?? 108108/2008//2008/Q?Q?--BTC; hiBTC; hi??u lu l??c ngc ng¨¤¨¤y 2y 23/6/20093/6/2009 ?? Q? sQ? s?? 159159//Q?Q?--TTGDHN ngTTGDHN ng¨¤¨¤y 27/4/2009 ban hy 27/4/2009 ban h¨¤¨¤nh Quy chnh Quy ch?? ququ??n l? thn l? th?? tr?tr???ng ??ng k? giao dng ??ng k? giao d??ch tch t??i HNXi HNX ?? CC¨¢¨¢cc v?nv?n bb??nn phph¨¢¨¢pp lulu??tt cc¨®¨® li¨ºnli¨ºn quanquan;; v?nv?n bb??nn bb?? sung,sung, ss??aa ????ii
AprApr--1010 DienLCDienLC--SSCSSC 44 NghiNghi??pp vv?? kinhkinh doanhdoanh CKCK 144/2003/144/2003/N?N?--CPCP 14/2007/14/2007/N?N?--CPCP M?iM?i gigi??ii chch??ngng khokho¨¢¨¢nn 33 2525 TT?? doanhdoanh chch??ngng khokho¨¢¨¢nn 1212 100100 QuQu??nn l?l? danhdanh mm??cc ????uu t?t? CKCK 33 BB??oo l?nhl?nh phph¨¢¨¢tt hh¨¤¨¤nhnh CKCK 2222 165165 T?T? vv??nn tt¨¤¨¤ii chch¨ª¨ªnhnh vv¨¤¨¤ ????uu t?t? CKCK 33 1010 L?uL?u k?k? TT??ngng vv??nn phph¨¢¨¢pp ????nhnh ((TT?? VN?VN?)) 4343 300300
AprApr--1010 DienLCDienLC--SSCSSC 55 LoLo??ii chch??ngng khokho¨¢¨¢nn ni¨ºmni¨ºm yy??tt HOSEHOSE ?? CC?? phiphi??uu ?? TrTr¨¢¨¢ii phiphi??uu CtyCty ?? CCQCCQ ????uu t?t? ?? KhKh¨¢¨¢cc HNXHNX 1.1. ThTh?? tr?tr???ngng ni¨ºmni¨ºm yy??tt ?? CC?? phiphi??uu ?? TrTr¨¢¨¢ii phiphi??uu CtyCty ?? KhKh¨¢¨¢cc 2.2. ThTh?? tr?tr???ngng UpCoMUpCoM 3.3. TrTr¨¢¨¢ii phiphi??uu ChCh¨ª¨ªnhnh phph?? ?? KBNNKBNN phph¨¢¨¢tt hh¨¤¨¤nhnh ?? VDBVDB phph¨¢¨¢tt hh¨¤¨¤nhnh
AprApr--1010 DienLCDienLC--SSCSSC 66 ?i?i??uu kiki??nn ni¨ºmni¨ºm yy??tt cc?? phiphi??uu HOSEHOSE ?? Cty cCty c?? phph??n cn c¨®¨® V?L ?? gV?L ?? g¨®¨®p tp t??i thi th??i ?ii ?i??mm ?KNY?KNY >= 80 t>= 80 t?? VN? tVN? t¨ª¨ªnh theo ginh theo gi¨¢¨¢ trtr?? ghighi tr¨ºn str¨ºn s?? kk?? toto¨¢¨¢n (+/n (+/-- 30%)30%);; ?? HoHo??t ?t ???ng KD 2ng KD 2 n?m lin?m li??n tr?n tr???c n?mc n?m ?KNY ph?KNY ph??i ci c¨®¨® l?i vl?i v¨¤¨¤ kh?ng ckh?ng c¨®¨® ll?? lulu?? kk?? tt¨ª¨ªnh ?nh ???n n?m ?KNYn n?m ?KNY;; ?? Kh?ng cKh?ng c¨®¨® cc¨¢¨¢c khoc kho??n nn n?? ququ¨¢¨¢ hh??n ch?an ch?a ??????c dc d?? ph¨°ng theo q?ph¨°ng theo q???nh cnh c??a pha ph¨¢¨¢pp lulu??t; c?ng khai mt; c?ng khai m??i khoi kho??n nn n?? ????i vi v??i Ctyi Cty cc??a tha th¨¤¨¤nh vi¨ºn H?QTnh vi¨ºn H?QT, B, BKS,KS, G?G?/T/TG?G?,, TG?TG?/PT/PTG?G?, KTT, c, KTT, c?? ??ng l??ng l??n vn v¨¤¨¤ nhnh??ngng ng?ng???i ci c¨®¨® li¨ºn quan;li¨ºn quan; ?? >= 20% c>= 20% c?? phiphi??u cu c¨®¨® quyquy??n bin bi??u quyu quy??tt cc??a Cty doa Cty do ¨ª¨ªt nht nh??t 100 ct 100 c?? ??ng n??ng n??m gim gi??;; ?? CC?? ??ng l??ng l¨¤¨¤ thth¨¤¨¤nh vi¨ºn H?QTnh vi¨ºn H?QT, B, BKS,KS, G?G?/T/TG?G?, T, TG?G?/PT/PTG? vG? v¨¤¨¤ KTT cKTT c??a Ctya Cty phph??i cam ki cam k??t nt n??m gim gi?? 100% s100% s?? CP doCP do mm¨¬¨¬nh snh s?? hh??u trong thu trong th??i gian 6 thi gian 6 th¨¢¨¢ng kng k?? tt?? ngng¨¤¨¤y ni¨ºm yy ni¨ºm y??t vt v¨¤¨¤ 50% s50% s?? cc?? phiphi??uu nn¨¤¨¤y trong thy trong th??i gian 6 thi gian 6 th¨¢¨¢ng ting ti??p theo,p theo, kh?ng tkh?ng t¨ª¨ªnh snh s?? CP sCP s?? hh??u Nhu Nh¨¤¨¤ n?n???c doc do cc¨¢¨¢c cc c¨¢¨¢ nh?n tr¨ºn ?nh?n tr¨ºn ???i dii di??n nn n??m gim gi??;; ?? CC¨®¨® hh?? s? ?KNY CP hs? ?KNY CP h??p lp l??.. HNXHNX ?? Cty cCty c?? phph??n cn c¨®¨® V?L ?? gV?L ?? g¨®¨®p tp t??i thi th??ii ?i?i??m ?KNYm ?KNY >= 10 t>= 10 t?? VN? tVN? t¨ª¨ªnh theonh theo gigi¨¢¨¢ trtr?? ghi tr¨ºn sghi tr¨ºn s?? kk?? toto¨¢¨¢n;n; ?? HoHo??t ?t ???ng KD cng KD c??a n?m lia n?m li??n tr?n tr???cc n?m ?KNY phn?m ?KNY ph??i ci c¨®¨® l?i, kh?ng cl?i, kh?ng c¨®¨® cc¨¢¨¢c khoc kho??n nn n?? phph??i tri tr?? ququ¨¢¨¢ hh??n tr¨ºnn tr¨ºn mm??t n?m vt n?m v¨¤¨¤ hoho¨¤¨¤n thn th¨¤¨¤nh cnh c¨¢¨¢c nghc ngh??aa vv?? tt¨¤¨¤i chi ch¨ª¨ªnh vnh v??i Nhi Nh¨¤¨¤ n?n???c;c; ?? CC?? phiphi??u cu c¨®¨® quyquy??n bin bi??u quyu quy??t ct c??aa Cty doCty do ¨ª¨ªt nht nh??t 100 ct 100 c?? ??ng n??ng n??mm gigi??;; ?? CC?? ??ng l??ng l¨¤¨¤ thth¨¤¨¤nh vi¨ºn H?QTnh vi¨ºn H?QT,, BKS,BKS, G?G?/T/TG?G?, T, TG?G?/PT/PTG? vG? v¨¤¨¤ KTTKTT cc??a Cty pha Cty ph??i cam ki cam k??t nt n??m gim gi?? 100% s100% s?? CP do mCP do m¨¬¨¬nh snh s?? hh??u trongu trong thth??i gian 6 thi gian 6 th¨¢¨¢ng kng k?? tt?? ngng¨¤¨¤y ni¨ºmy ni¨ºm yy??t vt v¨¤¨¤ 50% s50% s?? CP nCP n¨¤¨¤y trong thy trong th??ii gian 6 thgian 6 th¨¢¨¢ng ting ti??p theo, kh?ng tp theo, kh?ng t¨ª¨ªnhnh ss?? CP sCP s?? hh??u Nhu Nh¨¤¨¤ n?n???c do cc do c¨¢¨¢c cc c¨¢¨¢ nh?n tr¨ºn ?nh?n tr¨ºn ???i dii di??n nn n??m gim gi??;; ?? CC¨®¨® hh?? s? ?KNY cs? ?KNY c?? phiphi??u hu h??p lp l??
AprApr--1010 DienLCDienLC--SSCSSC 77 ?i?i??uu kiki??nn ni¨ºmni¨ºm yy??tt trtr¨¢¨¢ii phiphi??uu HOSEHOSE ?? LL¨¤¨¤ CtyCty cc?? phph??nn,, CtyCty TNHH,TNHH, DNNNDNNN cc¨®¨® V?LV?L ???? gg¨®¨®pp tt??ii thth??ii ?i?i??mm ?KNY?KNY >= 80>= 80 tt?? VN?VN? tt¨ª¨ªnhnh theotheo gigi¨¢¨¢ trtr?? ghighi tr¨ºntr¨ºn ss?? kk?? toto¨¢¨¢nn;; ?? HoHo??tt ????ngng KDKD cc??aa 22 n?mn?m lili??nn tr?tr???cc n?mn?m ?KNY?KNY phph??ii cc¨®¨® l?il?i,, kh?ngkh?ng cc¨®¨® cc¨¢¨¢cc khokho??nn nn?? phph??ii trtr?? ququ¨¢¨¢ hh??nn tr¨ºntr¨ºn 11 n?mn?m vv¨¤¨¤ hoho¨¤¨¤nn thth¨¤¨¤nhnh cc¨¢¨¢cc nghngh??aa vv?? tt¨¤¨¤ii chch¨ª¨ªnhnh vv??ii NhNh¨¤¨¤ n?n???cc;; ?? CC¨®¨® ¨ª¨ªtt nhnh??tt 100100 ng?ng???ii ss?? hh??uu TPTP cc¨´¨´ngng mm??tt ????tt phph¨¢¨¢tt hh¨¤¨¤nhnh;; ?? CC¨®¨® hh?? s?s? ?KNY TP?KNY TP hh??pp ll??.. HNXHNX ?? LL¨¤¨¤ Cty cCty c?? phph??n, Ctyn, Cty TNHH, DNNN cTNHH, DNNN c¨®¨® V?LV?L ?? g?? g¨®¨®p tp t??i thi th??i ?ii ?i??mm ?KNY?KNY >= 10 t>= 10 t?? VN?VN? tt¨ª¨ªnh theo ginh theo gi¨¢¨¢ trtr?? ghi tr¨ºnghi tr¨ºn ss?? kk?? toto¨¢¨¢n;n; ?? CC¨¢¨¢c trc tr¨¢¨¢i phii phi??u cu c??a ma m??tt ????t pht ph¨¢¨¢t ht h¨¤¨¤nh cnh c¨®¨® cc¨´¨´ngng ngng¨¤¨¤y ?y ?¨¢¨¢o ho h??n;n; ?? CC¨®¨® hh?? s? ?KNY TPs? ?KNY TP hh??p lp l??
AprApr--1010 DienLCDienLC--SSCSSC 88 ?i?i??uu kiki??nn ni¨ºmni¨ºm yy??tt CCQCCQ ????ii chch¨²¨²ngng ?? LL¨¤¨¤ ququ?? ??¨®¨®ngng cc¨®¨® tt??ngng gigi¨¢¨¢ trtr?? CCQ (CCQ (theotheo mm??nhnh gigi¨¢¨¢)) phph¨¢¨¢tt hh¨¤¨¤nhnh >= 50>= 50 tt?? VN?VN? tt¨ª¨ªnhnh theotheo gigi¨¢¨¢ trtr?? ghighi tr¨ºntr¨ºn ss?? kk?? toto¨¢¨¢nn;; ?? SS¨¢¨¢ngng ll??pp vi¨ºnvi¨ºn vv¨¤¨¤ thth¨¤¨¤nhnh vi¨ºnvi¨ºn BanBan ????ii didi??nn ququ?? ????uu t?t? chch??ngng khokho¨¢¨¢nn phph??ii camcam kk??tt nn??mm gigi?? 100%100% ss?? CCQ doCCQ do mm¨¬¨¬nhnh ss?? hh??uu trongtrong thth??ii giangian 66 thth¨¢¨¢ngng kk?? tt?? ngng¨¤¨¤yy ni¨ºmni¨ºm yy??tt vv¨¤¨¤ 50%50% ss?? CCQCCQ nn¨¤¨¤yy trongtrong thth??ii giangian 66 thth¨¢¨¢ngng titi??pp theotheo;; ?? >= 100>= 100 ng?ng???ii ss?? hh??uu CCQCCQ cc??aa ququ?? ????ii chch¨²¨²ngng;; ?? HH?? s?s? ?KNY CCQ?KNY CCQ ????ii chch¨²¨²ngng hh??pp ll??..
AprApr--1010 DienLCDienLC--SSCSSC 99 HH?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt cc?? phiphi??uu a)a) GiGi??yy ?KNY?KNY cc?? phiphi??uu ((mm??uu cc??aa SGDCKSGDCK)) b)b) Q?Q? cc??aa ?H?C??H?C? th?ngth?ng quaqua vivi??cc ni¨ºmni¨ºm yy??tt c)c) SS?? theotheo d?id?i cc?? ??ng??ng ((ll??pp trongtrong v¨°ngv¨°ng 11 thth¨¢¨¢ngng tr?tr???cc thth??ii ?i?i??mm nn??pp hh?? s?s?)) d)d) BB??nn cc¨¢¨¢oo bb??chch theotheo mm??uu quyquy ????nhnh tt??ii Q?Q? ss?? 1313/2007//2007/Q?Q?-- BTCBTC ngng¨¤¨¤yy 13/03/2007,13/03/2007, cc¨®¨® ????yy ???? cc¨¢¨¢cc nn??ii dungdung vv¨¤¨¤ ??????cc trtr¨¬¨¬nhnh bb¨¤¨¤yy r?r? rr¨¤¨¤ngng,, mm??chch ll??cc;; cc¨®¨® ????yy ???? cc¨¢¨¢cc tt¨¤¨¤ii lili??uu chch??ngng minhminh,, gigi??ii trtr¨¬¨¬nhnh cc??nn thithi??tt..?? P11P11--13, 1413, 14 e)e) CamCam kk??tt cc??aa thth¨¤¨¤nhnh vi¨ºnvi¨ºn H?QTH?QT, B, BKS,KS, G?G?/T/TG?G?, P, PG?G?/PT/PTG?G? vv¨¤¨¤ KK?? toto¨¢¨¢nn tr?tr???ngng nn??mm gigi?? 100%100% ss?? cc?? phiphi??uu ss?? hh??uu trongtrong 66 thth¨¢¨¢ngng kk?? tt?? ngng¨¤¨¤yy ni¨ºmni¨ºm yy??tt vv¨¤¨¤ 50%50% ss?? cc?? phiphi??uu nn¨¤¨¤yy trongtrong 66 thth¨¢¨¢ngng titi??pp theotheo ((mm??uu cc??aa SGDCK)SGDCK) f)f) CamCam kk??tt nn??mm gigi?? cc??aa cc?? ??ng??ng ss¨¢¨¢ngng ll??pp theotheo quyquy ????nhnh cc??aa ?i?i??uu ll?? CtyCty ((mm??uu cc??aa SGDCK)SGDCK) g)g) DanhDanh ss¨¢¨¢chch nhnh??ngng ng?ng???ii cc¨®¨® li¨ºnli¨ºn quanquan ((mm??uu cc??aa SGDCK)SGDCK) h)h) CamCam kk??tt kh?ngkh?ng chuychuy??nn nh?nh???ngng cc??aa cc?? ??ng??ng nn??ii bb??,, cc?? ??ng??ng ll??nn trongtrong thth??ii giangian SGDCKSGDCK xemxem xx¨¦¨¦tt ni¨ºmni¨ºm yy??tt ((mm??uu cc??aa SGDCK)SGDCK)
AprApr--1010 DienLCDienLC--SSCSSC 1010 HH?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt cc?? phiphi??uu ((titi??pp)) i)i) GiGi??yy phph¨¦¨¦pp kinhkinh doanhdoanh chuy¨ºnchuy¨ºn ngng¨¤¨¤nhnh ((nn??uu cc¨®¨®)) j)j) GiGi??yy ??yy quyquy??nn CBTTCBTT cc??aa TT?? chch??cc ?KNY?KNY ((mm??uu cc??aa SGDCK)SGDCK) k)k) QuyQuy trtr¨¬¨¬nhnh CBTTCBTT nn??ii bb?? ((mm??uu cc??aa SGDCK)SGDCK) l)l) TT??ngng hh??pp ququ¨¢¨¢ trtr¨¬¨¬nhnh t?ngt?ng vv??nn cc??aa TT?? chch??cc ?KNY?KNY tt¨ª¨ªnhnh ????nn thth??ii ?i?i??mm nn??pp hh?? s?s? ?KNY?KNY ((mm??uu cc??aa SGDCK)SGDCK) m)m) TT??ngng hh??pp ququ¨¢¨¢ trtr¨¬¨¬nhnh muamua ll??ii CPCP ll¨¤¨¤mm CPCP ququ??// bb¨¢¨¢nn ll??ii cc?? phiphi??uu ququ?? cc??aa TT?? chch??cc ?KNY?KNY tt¨ª¨ªnhnh ????nn thth??ii ?i?i??mm nn??pp hh?? s?s? ?KNY?KNY ((mm??uu cc??aa SGDCK)SGDCK) n)n) HH??pp ????ngng t?t? vv??nn ni¨ºmni¨ºm yy??tt ((nn??uu cc¨®¨®)) o)o) GiGi??yy chch??ngng nhnh??nn cc??aa VSDVSD vv?? vivi??cc cc?? phiphi??uu cc??aa tt?? chch??cc ??¨®¨® ???? ??ng??ng k?k? l?ul?u k?k? tt??pp trungtrung ((cc¨®¨® thth?? bb?? sungsung sausau khikhi ??????cc chch??pp thuthu??nn NYNY vv?? nguy¨ºnnguy¨ºn tt??cc)) p)p) BB??nn CamCam kk??tt ni¨ºmni¨ºm yy??tt ((mm??uu cc??aa SGDCK)SGDCK)
AprApr--1010 DienLCDienLC--SSCSSC 1111 BB??nn cc¨¢¨¢oo bb??chch ?? CC¨®¨® ????yy ???? chch?? k?k? cc??aa ChCh?? tt??chch H?QTH?QT,, G?G?/T/TG?G?,, Tr?Tr???ngng BanBan KiKi??mm soso¨¢¨¢tt vv¨¤¨¤ KTTKTT ((GiGi¨¢¨¢mm ????cc tt¨¤¨¤ii chch¨ª¨ªnhnh)) cc??aa TT?? chch??cc ?KNY?KNY vv¨¤¨¤ ng?ng???ii ????ii didi??nn theotheo phph¨¢¨¢pp lulu??tt cc??aa tt?? chch??cc t?t? vv??nn.. NN??uu k?k? thaythay phph??ii cc¨®¨® gigi??yy ??yy quyquy??nn hh??pp ll??;; ?? Tr?Tr???ngng hh??pp ?H?C??H?C? cc??aa TT?? chch??cc ?KNY?KNY ???? th?ngth?ng quaqua NghNgh?? quyquy??tt vv?? phph¨¢¨¢tt hh¨¤¨¤nhnh th¨ºmth¨ºm CPCP ???? huyhuy ????ngng vv??nn// ???? trtr?? cc?? tt??cc// th?th???ngng CP;CP; phph¨¢¨¢tt hh¨¤¨¤nhnh TPTP vv¨¤¨¤// hoho??cc TPTP chuychuy??nn ????ii thth¨¬¨¬ phph??ii bb?? sungsung th¨ºmth¨ºm th?ngth?ng tintin vv¨¤¨¤oo ?i?i??mm 1616 MM??cc IVIV MM??uu BB??nn cc¨¢¨¢oo bb??chch ni¨ºmni¨ºm yy??tt..
AprApr--1010 DienLCDienLC--SSCSSC 1212 BB??nn cc¨¢¨¢oo bb??chch ((TiTi??pp)) NN??ii dungdung chch¨ª¨ªnhnh:: I.I. CC¨¢¨¢cc nh?nnh?n tt?? rr??ii roro ??nhnh h?h???ngng ????nn gigi¨¢¨¢ cc?? chch??ngng khokho¨¢¨¢nn ni¨ºmni¨ºm yy??tt II.II. NhNh??ngng ng?ng???ii chch??uu trtr¨¢¨¢chch nhinhi??mm chch¨ª¨ªnhnh ????ii vv??ii nn??ii dungdung BB??nn cc¨¢¨¢oo bb??chch III.III. CC¨¢¨¢cc khkh¨¢¨¢ii nini??mm IV.IV. TT¨¬¨¬nhnh hh¨¬¨¬nhnh vv¨¤¨¤ ????cc ?i?i??mm cc??aa TCNYTCNY V.V. ChCh??ngng khokho¨¢¨¢nn ni¨ºmni¨ºm yy??tt VI.VI. CC¨¢¨¢cc ????ii tt¨¢¨¢cc li¨ºnli¨ºn quanquan tt??ii vivi??cc ni¨ºmni¨ºm yy??tt VII.VII. PhPh?? ll??cc
AprApr--1010 DienLCDienLC--SSCSSC 1313 BB??nn cc¨¢¨¢oo bb??chch ((TiTi??pp)) VII.VII. PHPH?? LL??CC 1.1. PhPh?? ll??cc I:I: BB??nn saosao hh??pp ll?? GiGi??yy chch??ngng nhnh??nn ?KKD?KKD 2.2. PhPh?? ll??cc II:II: ?i?i??uu ll?? CtyCty phph¨´¨´ hh??pp vv??ii ?i?i??uu ll?? mm??uu CtyCty ni¨ºmni¨ºm yy??tt 3.3. PhPh?? ll??cc III:III: Bi¨ºnBi¨ºn bb??nn xx¨¢¨¢cc ????nhnh gigi¨¢¨¢ trtr?? tt¨¤¨¤ii ss??nn ((nn??uu cc¨®¨®)) 4.4. PhPh?? ll??cc IV:IV: BB??nn ????nhnh gigi¨¢¨¢ trangtrang thithi??tt bb??,, nhnh¨¤¨¤ x?x???ngng,...,... ((nn??uu cc¨®¨®)) 5.5. PhPh?? ll??cc V:V: GiGi??ii thithi??uu nhnh??ngng v?nv?n bb??nn phph¨¢¨¢pp lulu??tt li¨ºnli¨ºn quanquan ????nn TCNYTCNY 6.6. PhPh?? ll??cc VI:VI: BB¨¢¨¢oo cc¨¢¨¢oo kiki??mm toto¨¢¨¢nn ((nguy¨ºnnguy¨ºn v?nv?n bb¨¢¨¢oo cc¨¢¨¢oo kiki??mm toto¨¢¨¢nn)) 7.7. PhPh?? ll??cc VII:VII: CC¨¢¨¢cc BCTCBCTC 8.8. PhPh?? ll??cc VIII:VIII: BB¨¢¨¢oo cc¨¢¨¢oo vv?? nhnh??ngng tranhtranh chch??pp phph¨¢¨¢pp lulu??tt 9.9. CC¨¢¨¢cc phph?? ll??cc khkh¨¢¨¢cc ((nn??uu cc¨®¨®))
AprApr--1010 DienLCDienLC--SSCSSC 1414 BB¨¢¨¢oo cc¨¢¨¢oo tt¨¤¨¤ii chch¨ª¨ªnhnh ?? Tu?nTu?n thth?? chch?? ???? kk?? toto¨¢¨¢nn hihi??nn hh¨¤¨¤nhnh cc??aa NhNh¨¤¨¤ n?n???cc;; ?? BCTCBCTC baobao gg??mm BB??ngng C?KTC?KT,, BB¨¢¨¢oo cc¨¢¨¢oo kk??tt ququ?? hoho??tt ????ngng SXKD,SXKD, BB¨¢¨¢oo cc¨¢¨¢oo LCTTLCTT vv¨¤¨¤ ThuyThuy??tt minhminh BCTC.BCTC. Tr?Tr???ngng hh??pp TT?? chch??cc ?KNY?KNY ll¨¤¨¤ CtyCty MM?? thth¨¬¨¬ TT?? chch??cc ?KNY?KNY phph??ii nn??pp BCTCBCTC HH??pp nhnh??tt kk¨¨¨¨mm theotheo BCTCBCTC cc??aa CtyCty MM??;; ?? BCTCBCTC n?mn?m vv¨¤¨¤ BCTCBCTC n?mn?m hh??pp nhnh??tt trongtrong tr?tr???ngng hh??pp TT?? chch??cc ?KNY?KNY ll¨¤¨¤ CtyCty MM?? phph??ii ??????cc kiki??mm toto¨¢¨¢nn bb??ii tt?? chch??cc kiki??mm toto¨¢¨¢nn ????cc ll??pp ??????cc UBCKNNUBCKNN chch??pp thuthu??nn. ?. ? kiki??nn kiki??mm toto¨¢¨¢nn ????ii vv??ii BCTCBCTC phph??ii thth?? hihi??nn chch??pp nhnh??nn toto¨¤¨¤nn bb??.. Tr?Tr???ngng hh??pp ?? kiki??nn kiki??mm toto¨¢¨¢nn ll¨¤¨¤ chch??pp nhnh??nn cc¨®¨® ngongo??ii trtr?? thth¨¬¨¬ khokho??nn ngongo??ii trtr?? phph??ii ll¨¤¨¤ kh?ngkh?ng trtr??ngng yy??uu vv¨¤¨¤ phph??ii cc¨®¨® tt¨¤¨¤ii lili??uu gigi??ii thth¨ª¨ªchch hh??pp l?l? vv?? c?c? ss?? chocho vivi??cc ngongo??ii trtr?? ??¨®¨®;; ?? Tr?Tr???ngng hh??pp hh?? s?s? nn??pp tr?tr???cc ngng¨¤¨¤yy 1/31/3 hh¨¤¨¤ngng n?mn?m, BCTC, BCTC n?mn?m cc??aa n?mn?m tr?tr???cc ??¨®¨® trongtrong hh?? s?s? banban ????uu cc¨®¨® thth?? ch?ach?a cc¨®¨® kiki??mm toto¨¢¨¢nn,, nh?ngnh?ng phph??ii cc¨®¨® BCTCBCTC ??????cc kiki??mm toto¨¢¨¢nn cc??aa 22 n?mn?m tr?tr???cc lili??nn kk??;; ?? NN??uu ngng¨¤¨¤yy kk??tt thth¨²¨²cc kk?? kk?? toto¨¢¨¢nn cc??aa BCTCBCTC gg??nn nhnh??tt cc¨¢¨¢chch thth??ii ?i?i??mm gg??ii hh?? s?s? ?KNY?KNY hh??pp ll?? chocho SGDCKSGDCK ququ¨¢¨¢ 9090 ngng¨¤¨¤yy,, TT?? chch??cc ?KNY?KNY phph??ii ll??pp BCTCBCTC bb?? sungsung ????nn thth¨¢¨¢ngng hoho??cc qu?qu? gg??nn nhnh??tt;; ?? KhiKhi cc¨®¨® bibi??nn ????ngng bb??tt th?th???ngng sausau thth??ii ?i?i??mm kk??tt thth¨²¨²cc ni¨ºnni¨ºn ???? cc??aa BCTCBCTC gg??nn nhnh??tt,, TT?? chch??cc ?KNY?KNY cc??nn ll??pp BCTCBCTC bb?? sungsung ????nn thth¨¢¨¢ngng hoho??cc qu?qu? gg??nn nhnh??tt;; ?? TT?? chch??cc ?KNY?KNY thth??cc hihi??nn phph¨¢¨¢tt hh¨¤¨¤nhnh th¨ºmth¨ºm ???? t?ngt?ng vv??nn sausau thth??ii ?i?i??mm kk??tt thth¨²¨²cc ni¨ºnni¨ºn ???? cc??aa BCTCBCTC kiki??mm toto¨¢¨¢nn gg??nn nhnh??tt,, TT?? chch??cc ?KNY?KNY phph??ii thth??cc hihi??nn kiki??mm toto¨¢¨¢nn vv??nn chocho phph??nn phph¨¢¨¢tt hh¨¤¨¤nhnh th¨ºmth¨ºm ??¨®¨®;; ?? BCTCBCTC nn??uu ll¨¤¨¤ bb??nn saosao,, thth¨¬¨¬ phph??ii cc¨®¨® chch??ngng thth??cc cc??aa c?c? quanquan c?ngc?ng chch??ngng hoho??cc cc??aa tt?? chch??cc kiki??mm toto¨¢¨¢nn (BCTC(BCTC ???? ??????cc kiki??mm toto¨¢¨¢nn)) hoho??cc cc??aa TT?? chch??cc ?KNY?KNY (BCTC(BCTC ch?ach?a ??????cc kiki??mm toto¨¢¨¢nn););
AprApr--1010 DienLCDienLC--SSCSSC 1515 HH?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt trtr¨¢¨¢ii phiphi??uu a)a) GiGi??yy ?KNY?KNY trtr¨¢¨¢ii phiphi??uu ((mm??uu cc??aa SGDCKSGDCK);); b)b) Q?Q? th?ngth?ng quaqua vivi??cc ni¨ºmni¨ºm yy??tt trtr¨¢¨¢ii phiphi??uu cc??aa H?QTH?QT hoho??cc trtr¨¢¨¢ii phiphi??uu chuychuy??nn ????ii cc??aa ?H?C??H?C? ((CtyCty cc?? phph??nn),), ni¨ºmni¨ºm yy??tt TPTP cc??aa H?TVH?TV ((CtyCty TNHHTNHH tt?? 22 thth¨¤¨¤nhnh vi¨ºnvi¨ºn trtr?? l¨ºnl¨ºn)) hoho??cc ChCh?? ss?? hh??uu CtyCty ((CtyCty TNHH 1TNHH 1 thth¨¤¨¤nhnh vi¨ºnvi¨ºn)) hoho??cc cc??aa cc??pp cc¨®¨® thth??mm quyquy??nn (DNNN);(DNNN); c)c) SS?? ??ng??ng k?k? chch?? ss?? hh??uu TPTP cc??aa TT?? chch??cc ?KNY?KNY;; d)d) BB??nn cc¨¢¨¢oo bb??chch theotheo mm??uu quyquy ????nhnh tt??ii Q?Q? ss?? 1313/2007//2007/Q?Q?--BTCBTC ngng¨¤¨¤yy 13/03/2007,13/03/2007, cc¨®¨® ????yy ???? cc¨¢¨¢cc nn??ii dungdung vv¨¤¨¤ ??????cc trtr¨¬¨¬nhnh bb¨¤¨¤yy r?r? rr¨¤¨¤ngng,, mm??chch ll??cc;; cc¨®¨® cc¨¢¨¢cc tt¨¤¨¤ii lili??uu chch??ngng minhminh,, gigi??ii trtr¨¬¨¬nhnh cc??nn thithi??tt;; e)e) CamCam kk??tt thth??cc hihi??nn nghngh??aa vv?? cc??aa TT?? chch??cc ?KNY?KNY ????ii vv??ii ng?ng???ii ????uu t?t?,, baobao gg??mm cc¨¢¨¢cc ?i?i??uu kiki??nn thanhthanh toto¨¢¨¢nn,, tt?? ll?? nn?? tr¨ºntr¨ºn vv??nn chch?? ss?? hh??uu,, ?i?i??uu kiki??nn chuychuy??nn ????ii ((tr?tr???ngng hh??pp ni¨ºmni¨ºm yy??tt TPTP chuychuy??nn ????ii)) vv¨¤¨¤ cc¨¢¨¢cc ?i?i??uu kiki??nn khkh¨¢¨¢cc;; f)f) CamCam kk??tt bb??oo l?nhl?nh thanhthanh toto¨¢¨¢nn hoho??cc Bi¨ºnBi¨ºn bb??nn xx¨¢¨¢cc ????nhnh gigi¨¢¨¢ trtr?? tt¨¤¨¤ii ss??nn bb??oo ????mm,, kk¨¨¨¨mm tt¨¤¨¤ii lili??uu hh??pp ll?? chch??ngng minhminh quyquy??nn ss?? hh??uu hh??pp phph¨¢¨¢pp vv¨¤¨¤ hh??pp ????ngng bb??oo hihi??mm ((nn??uu cc¨®¨®)) ????ii vv??ii cc¨¢¨¢cc tt¨¤¨¤ii ss??nn ??¨®¨® trongtrong tr?tr???ngng hh??pp ni¨ºmni¨ºm yy??tt TPTP cc¨®¨® bb??oo ????mm.. TT¨¤¨¤ii ss??nn dd¨´¨´ngng ???? bb??oo ????mm phph??ii ??????cc ??ng??ng k?k? vv??ii c?c? quanquan cc¨®¨® thth??mm quyquy??nn;;
AprApr--1010 DienLCDienLC--SSCSSC 1616 HH?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt trtr¨¢¨¢ii phiphi??uu ((titi??pp)) g)g) HH??pp ????ngng gigi??aa TCPHTCPH vv¨¤¨¤ ????ii didi??nn ng?ng???ii ss?? hh??uu trtr¨¢¨¢ii phiphi??uu;; h)h) GiGi??yy chch??ngng nhnh??nn cc??aa VSDVSD vv?? vivi??cc trtr¨¢¨¢ii phiphi??uu cc??aa tt?? chch??cc ??¨®¨® ???? ??ng??ng k?k? l?ul?u k?k?,, tt??pp trungtrung.. i)i) BB??nn saosao hh??pp ll?? GiGi??yy phph¨¦¨¦pp kinhkinh doanhdoanh chuy¨ºnchuy¨ºn ngng¨¤¨¤nhnh ((nn??uu cc¨®¨®);); j)j) GiGi??yy uu?? quyquy??nn CBTT;CBTT; k)k) QuyQuy trtr¨¬¨¬nhnh nn??ii bb?? vv?? CBTTCBTT cc??aa TT?? chch??cc ?KNY?KNY;; l)l) BB??nn CamCam kk??tt ni¨ºmni¨ºm yy??tt ((mm??uu cc??aa SGDCK).SGDCK).
AprApr--1010 DienLCDienLC--SSCSSC 1717 HH?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt CCQCCQ ????ii chch¨²¨²ngng a)a) GiGi??yy ?KNY CCQ?KNY CCQ ????ii chch¨²¨²ngng ((mm??uu cc??aa SGDCKSGDCK)) b)b) Q?Q? cc??aa ????ii hh??ii ng?ng???ii ????uu t?t? vv?? vivi??cc ni¨ºmni¨ºm yy??tt CCQCCQ ????ii chch¨²¨²ngng;; c)c) SS?? ??ng??ng k?k? nhnh¨¤¨¤ ????uu t?t? nn??mm gigi?? CCQCCQ ????ii chch¨²¨²ngng;; d)d) ?i?i??uu ll?? ququ?? ????ii chch¨²¨²ngng ???? ??????cc ????ii hh??ii ng?ng???ii ????uu t?t? th?ngth?ng qua;qua; e)e) hh??pp ????ngng gigi¨¢¨¢mm ss¨¢¨¢tt ???? ??????cc ????ii hh??ii ng?ng???ii ????uu t?t? th?ngth?ng qua;qua; f)f) BB??nn cc¨¢¨¢oo bb??chch ll??pp theotheo mm??uu quyquy ????nhnh tt??ii Q?Q? ss?? 1313/2007//2007/Q?Q?--BTCBTC ngng¨¤¨¤yy 13/03/200713/03/2007 cc??aa BB?? TT¨¤¨¤ii chch¨ª¨ªnhnh;; g)g) DanhDanh ss¨¢¨¢chch vv¨¤¨¤ l?l? ll??chch tt¨®¨®mm tt??tt cc??aa thth¨¤¨¤nhnh vi¨ºnvi¨ºn BanBan ????ii didi??nn ququ??;; h)h) CamCam kk??tt cc??aa cc¨¢¨¢cc thth¨¤¨¤nhnh vi¨ºnvi¨ºn ????cc ll??pp trongtrong BanBan ????ii didi??nn ququ?? vv?? ss?? ????cc ll??pp cc??aa mm¨¬¨¬nhnh ????ii vv??ii CtyCty ququ??nn l?l? ququ?? vv¨¤¨¤ ng?nng?n hh¨¤¨¤ngng gigi¨¢¨¢mm ss¨¢¨¢tt;; i)i) CamCam kk??tt cc??aa ss¨¢¨¢ngng ll??pp vi¨ºnvi¨ºn,, thth¨¤¨¤nhnh vi¨ºnvi¨ºn BanBan ????ii didi??nn ququ?? ????uu t?t? chch??ngng khokho¨¢¨¢nn vv?? vivi??cc nn??mm gigi?? 100%100% ss?? CCQ doCCQ do mm¨¬¨¬nhnh ss?? hh??uu trongtrong thth??ii giangian 66 thth¨¢¨¢ngng kk?? tt?? ngng¨¤¨¤yy ni¨ºmni¨ºm yy??tt vv¨¤¨¤ 50%50% ss?? CCQCCQ nn¨¤¨¤yy trongtrong thth??ii giangian 66 thth¨¢¨¢ngng titi??pp theo;jtheo;j.. BB¨¢¨¢oo cc¨¢¨¢oo kk??tt ququ?? ????uu t?t? cc??aa ququ?? tt¨ª¨ªnhnh ????nn thth??ii ?i?i??mm ?KNY?KNY cc¨®¨® xx¨¢¨¢cc nhnh??nn cc??aa ng?nng?n hh¨¤¨¤ngng gigi¨¢¨¢mm ss¨¢¨¢tt;; j)j) GiGi??yy chch??ngng nhnh??nn cc??aa TrungTrung t?mt?m L?uL?u k?k? chch??ngng khokho¨¢¨¢nn vv?? vivi??cc CCQCCQ cc??aa ququ?? ????uu t?t? chch??ngng khokho¨¢¨¢nn ???? ??ng??ng k?k? l?ul?u k?k? tt??pp trungtrung;; k)k) V?nV?n bb??nn cc??aa CtyCty ququ??nn l?l? ququ?? chch?? ????nhnh ng?ng???ii ?i?i??uu hh¨¤¨¤nhnh vv¨¤¨¤ thth??cc hihi??nn CBTTCBTT li¨ºnli¨ºn quanquan ????nn ququ?? ????uu t?t? ?KNY?KNY;; l)l) BB??nn CamCam kk??tt ni¨ºmni¨ºm yy??tt ((mm??uu cc??aa SGDCK).SGDCK).
AprApr--1010 DienLCDienLC--SSCSSC 1818 ThTh?? tt??cc ni¨ºmni¨ºm yy??tt mm??tt ss?? tr?tr???ngng hh??pp khkh¨¢¨¢cc ?? TT?? chch??cc ???? ni¨ºmni¨ºm yy??tt CPCP,, ?KNY TP?KNY TP ?? TT?? chch??cc ???? ni¨ºmni¨ºm yy??tt TPTP,, ?KNY TP?KNY TP mm??ii ?? TT?? chch??cc ???? ni¨ºmni¨ºm yy??tt TPTP,, ?KNY CP?KNY CP ?? DoanhDoanh nghinghi??pp kk??tt hh??pp vivi??cc chuychuy??nn ????ii sangsang hh¨¬¨¬nhnh thth??cc CtyCty cc?? phph??nn ????ii chch¨²¨²ngng vv??ii ?KNY?KNY tr¨ºntr¨ºn SGDCK,SGDCK, hh?? s?s? ?KNY CP?KNY CP ??????cc nn??pp ????ngng thth??ii vv??ii ququ¨¢¨¢ trtr¨¬¨¬nhnh chch¨¤¨¤oo bb¨¢¨¢nn CPCP rara c?ngc?ng chch¨²¨²ngng ?? CtyCty cc¨®¨® vv??nn n?n???cc ngongo¨¤¨¤ii chuychuy??nn ????ii ?? ?KNY?KNY bb?? sungsung
AprApr--1010 DienLCDienLC--SSCSSC 1919 NghNgh??aa vv?? cc??aa TCNYTCNY 1.1. DuyDuy trtr¨¬¨¬ cc¨¢¨¢cc ti¨ºuti¨ºu chuchu??nn ni¨ºmni¨ºm yy??tt theotheo quyquy ????nhnh tt??ii ?i?i??uu 88 NghNgh?? ????nhnh ss?? 1414/2007//2007/N?N?--CPCP ngng¨¤¨¤yy 19/01/2007.19/01/2007. 2.2. BanBan hh¨¤¨¤nhnh ?i?i??uu ll?? CtyCty theotheo ??¨²¨²ngng ?i?i??uu ll?? mm??uu ¨¢¨¢pp dd??ngng chocho cc¨¢¨¢cc CtyCty ni¨ºmni¨ºm yy??tt tr¨ºntr¨ºn SGDCK/TTGDCK banSGDCK/TTGDCK ban hh¨¤¨¤nhnh tt??ii QuyQuy??tt ????nhnh ss?? 1515/2007//2007/Q?Q?--BTCBTC ngng¨¤¨¤yy 19/3/2007.19/3/2007. 3.3. Tu?nTu?n thth?? cc¨¢¨¢cc quyquy ????nhnh vv?? ququ??nn trtr?? CtyCty tt??ii QuyQuy chch?? ququ??nn trtr?? CtyCty ¨¢¨¢pp dd??ngng chocho cc¨¢¨¢cc CtyCty ni¨ºmni¨ºm yy??tt tr¨ºntr¨ºn SGDCK/TTGDCKSGDCK/TTGDCK banban hh¨¤¨¤nhnh tt??ii Q?Q? 12/2007/12/2007/Q?Q?--BTCBTC ngng¨¤¨¤yy 13/3/2007;13/3/2007; cc¨¢¨¢cc quyquy chch?? cc??aa SGDCKSGDCK vv¨¤¨¤ cc¨¢¨¢cc q?q???nhnh hihi??nn hh¨¤¨¤nhnh vv?? CK&TTCKCK&TTCK trongtrong susu??tt thth??ii giangian CKCK ni¨ºmni¨ºm yy??tt tr¨ºntr¨ºn SGDCK.SGDCK. 4.4. ThTh??cc hihi??nn cc¨¢¨¢cc nghngh??aa vv?? CBTTCBTT theotheo quyquy ????nhnh tt??ii Th?ngTh?ng t?t? ss?? 38/2007/TT38/2007/TT--BTCBTC ngng¨¤¨¤yy 18/04/200718/04/2007 vv?? h?h???ngng dd??nn CBTTCBTT vv¨¤¨¤ QuyQuy chch?? vv?? CBTTCBTT cc??aa SGDCK.SGDCK. 5.5. ??¨®¨®ngng phph¨ª¨ª ni¨ºmni¨ºm yy??tt theotheo quyquy ????nhnh ?? P20P20
AprApr--1010 DienLCDienLC--SSCSSC 2020 PhPh¨ª¨ª ququ??n l? ni¨ºm yn l? ni¨ºm y??t ht h¨¤¨¤ng n?mng n?m ?? Ni¨ºm yNi¨ºm y??t < 10 tt < 10 t?? VN?VN?: 5 tri: 5 tri??u VN?u VN? ?? Ni¨ºm yNi¨ºm y??t tt t?? >=10 t>=10 t?? VN? ?VN? ???n < 50 tn < 50 t?? VN?VN?:: 10 tri10 tri??u VN?u VN? ?? Ni¨ºm yNi¨ºm y??t >= 50 tt >= 50 t?? VN? ?VN? ???n < 100 tn < 100 t?? VN?VN?:: 15 tri15 tri??u VN?u VN? ?? Ni¨ºm yNi¨ºm y??t >= 100 tt >= 100 t?? VN?VN?: 20 tri: 20 tri??u VN?u VN?
AprApr--1010 DienLCDienLC--SSCSSC 2121 HH??yy bb?? ni¨ºmni¨ºm yy??tt bb??tt bubu??cc ?? TCNYTCNY kh?ngkh?ng c¨°nc¨°n ??¨¢¨¢pp ??ngng ??????cc cc¨¢¨¢cc ?i?i??uu kiki??nn ni¨ºmni¨ºm yy??tt trongtrong thth??ii hh??nn 0101 n?mn?m,, baobao gg??mm:: ¨C¨C VV ???? gg¨®¨®pp cc??aa tt?? chch??cc cc¨®¨® cc?? phiphi??uu,, trtr¨¢¨¢ii phiphi??uu ni¨ºmni¨ºm yy??tt gigi??mm xuxu??ngng d?d???ii 8080 tt?? VNVN??;; ¨C¨C Kh?ngKh?ng cc¨®¨® ???? 100100 cc?? ??ng??ng nn??mm gigi?? tt??ii thithi??uu 20%20% cc?? phiphi??uu cc¨®¨® quyquy??nn bibi??uu quyquy??tt hoho??cc kh?ngkh?ng cc¨®¨® ???? 100100 ng?ng???ii ss?? hh??uu trtr¨¢¨¢ii phiphi??uu cc??aa cc¨´¨´ngng mm??tt ????tt phph¨¢¨¢tt hh¨¤¨¤nhnh trongtrong 1212 thth¨¢¨¢ngng li¨ºnli¨ºn tt??cc;; ¨C¨C TT¨¤¨¤ii ss??nn r¨°ngr¨°ng cc??aa ququ?? ????uu t?t? gigi??mm xuxu??ngng d?d???ii 5050 tt?? VN?VN? trongtrong 1212 thth¨¢¨¢ngng li¨ºnli¨ºn tt??cc;; ¨C¨C VV??nn ?i?i??uu ll?? ???? gg¨®¨®pp cc??aa CtyCty ????uu t?t? chch??ngng khokho¨¢¨¢nn gigi??mm xuxu??ngng d?d???ii 5050 tt?? VN?VN?;; ¨C¨C SS?? ng?ng???ii nn??mm gigi?? cc?? phiphi??uu cc??aa CtyCty ????uu t?t? chch??ngng khokho¨¢¨¢nn hoho??cc CCQCCQ cc??aa ququ?? ????uu t?t? gigi??mm xuxu??ngng d?d???ii 100100 ng?ng???ii trongtrong 1212 thth¨¢¨¢ngng li¨ºnli¨ºn tt??cc.. ?? TCNYTCNY ngng??ngng hoho??cc bb?? ngng??ngng cc¨¢¨¢cc hoho??tt ????ngng SXKDSXKD chch¨ª¨ªnhnh tt?? 0101 n?mn?m trtr?? l¨ºnl¨ºn;; ?? TCNYTCNY bb?? thuthu hh??ii GiGi??yy ChCh??ngng nhnh??nn ?KKD?KKD hoho??cc gigi??yy phph¨¦¨¦pp hoho??tt ????ngng trongtrong ll??nhnh vv??cc chuy¨ºnchuy¨ºn ngng¨¤¨¤nhnh;; ?? CC?? phiphi??uu kh?ngkh?ng cc¨®¨® giaogiao dd??chch tt??ii SGDCKSGDCK trongtrong v¨°ngv¨°ng 1212 thth¨¢¨¢ngng;; ?? TCNYTCNY cc?? phiphi??uu,, trtr¨¢¨¢ii phiphi??uu cc¨®¨® kk??tt ququ?? hoho??tt ????ngng SXKDSXKD bb?? ll?? trongtrong 0303 n?mn?m li¨ºnli¨ºn tt??cc vv¨¤¨¤ tt??ngng ss?? ll?? ll??yy kk?? v?v???tt ququ¨¢¨¢ vv??nn chch?? ss?? hh??uu trongtrong BCTCBCTC tt??ii thth??ii ?i?i??mm gg??nn nhnh??tt;; ?? TCNYTCNY chch??mm dd??tt ss?? tt??nn tt??ii dodo ss¨¢¨¢pp nhnh??pp,, hh??pp nhnh??tt,, chiachia,, gigi??ii thth?? hoho??cc phph¨¢¨¢ ss??nn;; ququ?? ????uu t?t? chch??mm dd??tt thth??ii hh??nn hoho??tt ????ngng;; ?? TrTr¨¢¨¢ii phiphi??uu ????nn thth??ii giangian ??¨¢¨¢oo hh??nn hoho??cc trtr¨¢¨¢ii phiphi??uu ??????cc TCPHTCPH muamua ll??ii toto¨¤¨¤nn bb?? tr?tr???cc khikhi ??¨¢¨¢oo hh??nn;; ?? TT?? chch??cc kiki??mm toto¨¢¨¢nn cc¨®¨® ?? kiki??nn kh?ngkh?ng chch??pp nhnh??nn hoho??cc tt?? chch??ii chocho ?? kiki??nn ????ii vv??ii BCTCBCTC n?mn?m gg??nn nhnh??tt cc??aa TCNY;TCNY; ?? TCNYTCNY kh?ngkh?ng titi??nn hh¨¤¨¤nhnh cc¨¢¨¢cc thth?? tt??cc ni¨ºmni¨ºm yy??tt tt??ii SGDCKSGDCK trongtrong thth??ii hh??nn tt??ii ?a?a ll¨¤¨¤ 9090 ngng¨¤¨¤yy kk?? tt?? ngng¨¤¨¤yy ??????cc chch??pp thuthu??nn ?KNY?KNY;; ?? TrongTrong cc¨¢¨¢cc tr?tr???ngng hh??pp mm¨¤¨¤ SGDCKSGDCK xx¨¦¨¦tt thth??yy cc??nn thithi??tt nhnh??mm bb??oo vv?? quyquy??nn ll??ii cc??aa ng?ng???ii ????uu t?t? vv¨¤¨¤ sausau khikhi ??????cc ss?? chch??pp thuthu??nn cc??aa UBCKNN.UBCKNN.
AprApr--1010 DienLCDienLC--SSCSSC 2222 ??ng??ng k?k? giaogiao dd??chch UpCoMUpCoM ?i?i??uu kiki??nn ?? LL¨¤¨¤ CKCK cc??a Cty ?a Cty ???ii chch¨²¨²ng theo quy ?ng theo quy ???nhnh tt??i ?ii ?i??u 25 Luu 25 Lu??t Ct CKK ch?a ni¨ºm ych?a ni¨ºm y??t hot ho??cc ?? b?? b?? huhu?? ni¨ºm yni¨ºm y??t tt t??ii SGDCKSGDCK ?? LL¨¤¨¤ CKCK ?? ???? ????c ??ngc ??ng k? l?u k? tk? l?u k? t??ii VSDVSD ?? ??????c 1 thc 1 th¨¤¨¤nh vi¨ºnnh vi¨ºn cam kcam k??t ht h?? trtr?? HH?? s?s? ?? GiGi??y ?y ??? nghngh?? ??ng k???ng k? giao dgiao d??chch CKCK ?? hh??p ?p ???ng cam kng cam k??t ht h?? trtr?? theo mtheo m??uu do HNXdo HNX quy ?quy ???nh, trnh, tr?? tr?tr???ngng hh??p thp th¨¤¨¤nh vi¨ºn lnh vi¨ºn l¨¤¨¤m thm th?? tt??c ??ng k? giao dc ??ng k? giao d??chch chocho CKCK cc??a cha ch¨ª¨ªnh Ctynh Cty mm¨¬¨¬nhnh ?? BB??n CBTTn CBTT ?? P23P23 ?? GiGi??y chy ch??ng nhng nh??n ??ngn ??ng k? l?u k? chk? l?u k? ch??ng khong kho¨¢¨¢nn dodo VSDVSD cc??pp
AprApr--1010 DienLCDienLC--SSCSSC 2323 NN??I DUNG BI DUNG B??N C?NG BN C?NG B?? TH?NG TINTH?NG TIN I.I. CC¨¢¨¢cc nh?nnh?n tt?? rr??ii roro ??nhnh h?h???ngng ????nn gigi¨¢¨¢ cc?? chch??ngng khokho¨¢¨¢nn ??ng??ng k?k? giaogiao dd??chch II.II. NhNh??ngng ng?ng???ii chch??uu trtr¨¢¨¢chch nhinhi??mm chch¨ª¨ªnhnh ????ii vv??ii nn??ii dungdung BB??nn CBTTCBTT III.III. CC¨¢¨¢cc khkh¨¢¨¢ii nini??mTmT¨¬¨¬nhnh hh¨¬¨¬nhnh vv¨¤¨¤ ????cc ?i?i??mm cc??aa tt?? chch??cc ??ng??ng k?k? giaogiao dd??chch IV.IV. ChCh??ngng khokho¨¢¨¢nn ??ng??ng k?k? giaogiao dd??chch V.V. CC¨¢¨¢cc ????ii tt¨¢¨¢cc li¨ºnli¨ºn quanquan tt??ii vivi??cc ??ng??ng k?k? giaogiao dd??chch VI.VI. PhPh?? ll??cc ??P24P24
AprApr--1010 DienLCDienLC--SSCSSC 2424 VII. PHVII. PH?? LL??CC 1.1. PhPh?? ll??cc I:I: BB??nn saosao hh??pp ll?? GiGi??yy chch??ngng nhnh??nn ?KKD?KKD.. 2.2. PhPh?? ll??cc II:II: ?i?i??uu ll?? CtyCty.. 3.3. PhPh?? ll??cc III:III: Bi¨ºnBi¨ºn bb??nn xx¨¢¨¢cc ????nhnh gigi¨¢¨¢ trtr?? tt¨¤¨¤ii ss??nn ((nn??uu cc¨®¨®).). 4.4. PhPh?? ll??cc IV:IV: BB??nn ????nhnh gigi¨¢¨¢ trangtrang thithi??tt bb??,, nhnh¨¤¨¤ x?x???ngng,...,... ((nn??uu cc¨®¨®).). 5.5. PhPh?? ll??cc V:V: GiGi??ii thithi??uu nhnh??ngng v?nv?n bb??nn phph¨¢¨¢pp lulu??tt li¨ºnli¨ºn quanquan ????nn tt?? chch??cc ??ng??ng k?k? giaogiao dd??chch.. 6.6. PhPh?? ll??cc VI:VI: CC¨¢¨¢cc BCTC.BCTC. 7.7. PhPh?? ll??cc VII:VII: BB¨¢¨¢oo cc¨¢¨¢oo vv?? nhnh??ngng tranhtranh chch??pp phph¨¢¨¢pp lulu??tt ((nn??uu cc¨®¨®).). 8.8. CC¨¢¨¢cc phph?? ll??cc khkh¨¢¨¢cc ((nn??uu cc¨®¨®).).
AprApr--1010 DienLCDienLC--SSCSSC 2525 LL??pp hh?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt ?? KhKh??oo ss¨¢¨¢tt,, thuthu thth??pp th?ngth?ng tin,tin, ss?? lili??uu,, tt¨¬¨¬nhnh hh¨¬¨¬nhnh ?? ??¨¢¨¢nhnh gigi¨¢¨¢,, ph?nph?n tt¨ª¨ªchch ?? LL??pp thth??ii giangian bibi??uu vv¨¤¨¤ danhdanh mm??cc c?ngc?ng vivi??cc ?? K?K? hh??pp ????ngng t?t? vv??nn ?? ChCh?? ????nhnh nhnh¨®¨®m/nm/ng?g???ii thth??cc hihi??nn ?? Ph?nPh?n c?ngc?ng nhinhi??mm vv?? ?? CC¨¢¨¢cc cucu??cc hh??pp vv??ii TT?? chch??cc ?KNY?KNY ?? SoSo??nn thth??oo hh?? s?s?,, tt¨¤¨¤ii lili??uu,, mm??uu ??n??n,, L?L? ll??chch,, BB??nn cc¨¢¨¢oo bb??chch,, v?nv?n bb??nn gigi??ii trtr¨¬¨¬nhnh,,¡­¡­ ?? CC¨¢¨¢cc vv??nn ???? li¨ºnli¨ºn quanquan ?? P26P26
AprApr--1010 DienLCDienLC--SSCSSC 2626 LL??pp hh?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt ((TiTi??pp)) ?? RR¨¤¨¤ soso¨¢¨¢tt ?i?i??uu kiki??nn ni¨ºmni¨ºm yy??tt:: VV??nn ?i?i??uu ll?? thth??cc gg¨®¨®pp, BCTC,, BCTC, KiKi??mm toto¨¢¨¢nn,, ?i?i??uu ll??,, MM??nhnh gigi¨¢¨¢,, C?C? cc??uu cc?? ??ng??ng,, HoHo¨¤¨¤nn chch??nhnh ss?? cc?? ??ng??ng ((????yy ???? th?ngth?ng tin)tin) ?? T?T? vv??nn xx¨¢¨¢cc ????nhnh gigi¨¢¨¢ ni¨ºmni¨ºm yy??tt dd?? kiki??nn
AprApr--1010 DienLCDienLC--SSCSSC 2727 ChuChu??nn bb?? tr?tr???cc khikhi ll??pp hh?? s?s? ?? TT?? chch??cc ?H?C??H?C?// xinxin ?? kiki??nn cc?? ??ng??ng ?? SoSo??nn thth??oo cc¨¢¨¢cc tt¨¤¨¤ii lili??uu phph¨¢¨¢pp l?l? ?? GiGi??ii thithi??uu tt?? chch??cc kiki??mm toto¨¢¨¢nn,, t?t? vv??nn phph¨¢¨¢pp l?l?,, c?ngc?ng tyty inin ??nn.. ?? TT?? chch??cc,, c?c? cc??uu ll??ii doanhdoanh nghinghi??pp
AprApr--1010 DienLCDienLC--SSCSSC 2828 NN??pp hh?? s?s? ??ng??ng k?k? Ni¨ºmNi¨ºm yy??t/UpCoMt/UpCoM ?? CC¨¢¨¢chch thth??cc ¨C¨C GG??i Hi H?? s? trs? tr??c tic ti??p tp t??i tri tr?? ss?? HOSE/ HNXHOSE/ HNX ¨C¨C HoHo??c theo ??c theo ????ng b?u ?ing b?u ?i??nn ¨C¨C ??yy quyquy??nn nn??pp hh?? s?s? ?? SS?? l?l???ngng ¨C¨C Ni¨ºmNi¨ºm yy??tt:: ?? HOSE: 02HOSE: 02 bb?? gg??mm 11 chch¨ª¨ªnhnh, 1, 1 sao+dsao+d??lili??uu ?i?i??nn tt?? ?? HNX: 03HNX: 03 bb?? gg??mm 11 chch¨ª¨ªnhnh, 2, 2 sao+dsao+d?? lili??uu ?i?i??nn tt?? ¨C¨C ?KGD?KGD UpCoMUpCoM: 01: 01 bb?? ?? ThTh??ii hh??nn gigi??ii quyquy??tt ¨C¨C Ni¨ºmNi¨ºm yy??tt: 30: 30 ngng¨¤¨¤yy ¨C¨C UpCoMUpCoM: 5: 5 ngng¨¤¨¤yy
AprApr--1010 DienLCDienLC--SSCSSC 2929 QuyQuy trtr¨¬¨¬nhnh xx¨¦¨¦tt duyduy??tt hh?? s?s? ni¨ºmni¨ºm yy??tt ?? TiTi??pp nhnh??nn hh?? s?s? ¨C¨C KiKi??mm tratra s?s? bb?? tt¨ª¨ªnhnh ????yy ???? vv¨¤¨¤ hh??pp ll?? cc??aa bb?? hh?? s?s? ¨C¨C PhiPhi??uu nhnh??nn hh?? s?s? chocho TT?? chch??cc ?KNY?KNY ¨C¨C CBTTCBTT vv?? vivi??cc nhnh??nn hh?? s?s? ni¨ºmni¨ºm yy??tt ?? Y¨ºuY¨ºu cc??uu bb?? sung,sung, ss??aa ????ii hh?? s?s? ((nn??uu cc??nn)) ?? ThTh??mm ????nhnh hh?? s?s?,, ll??pp bb¨¢¨¢oo cc¨¢¨¢oo tt??ngng hh??pp ?? HH??ii ????ngng xx¨¦¨¦tt duyduy??tt ?? ChCh??pp thuthu??nn nguy¨ºnnguy¨ºn tt??cc// tt?? chch??ii ?? HoHo¨¤¨¤nn chch??nhnh hh?? s?s?// bb??nn cc¨¢¨¢oo bb??chch ?? P30P30 ?? Q?Q? chch??pp thuthu??nn vv¨¤¨¤ CBTTCBTT ?? ThTh?? tt??cc ni¨ºmni¨ºm yy??tt vv¨¤¨¤ giaogiao dd??chch tt??ii SGDCKSGDCK
AprApr--1010 DienLCDienLC--SSCSSC 3030 THTH?? TT??C NI?M YC NI?M Y??T VT V?? GIAO DGIAO D??CHCH TR?N SGDCK SAU KHI ??TR?N SGDCK SAU KHI ????C CHC CH??P THUP THU??NN ?? SauSau khikhi ??????cc chch??pp thuthu??nn ?KNY?KNY vv?? mm??tt nguy¨ºnnguy¨ºn tt??cc,, TT?? chch??cc ?KNY?KNY phph??ii titi??nn hh¨¤¨¤nhnh thth?? tt??cc ??ng??ng k?k? chch??ngng khokho¨¢¨¢nn vv??ii VSDVSD vv¨¤¨¤ bb?? sungsung hoho¨¤¨¤nn tt??tt hh?? s?s? ?KNY?KNY.. ?? TrongTrong v¨°ngv¨°ng 9090 ngng¨¤¨¤yy sausau khikhi nhnh??nn Q?Q? chch??pp thuthu??nn ?KNY?KNY cc??aa SGDCK,SGDCK, TCNYTCNY cc¨®¨® trtr¨¢¨¢chch nhinhi??mm hoho¨¤¨¤nn tt??tt cc¨¢¨¢cc c?ngc?ng vivi??cc vv¨¤¨¤ thth?? tt??cc sausau:: ¨C¨C CBTTCBTT vv?? vivi??cc ni¨ºmni¨ºm yy??tt tr¨ºntr¨ºn 0303 kk?? li¨ºnli¨ºn titi??pp cc??aa mm??tt tt?? bb¨¢¨¢oo trungtrung ??ng??ng hoho??cc mm??tt tt?? bb¨¢¨¢oo ????aa ph??ngph??ng n?in?i TT?? chch??cc ?KNY?KNY cc¨®¨® trtr?? ss?? chch¨ª¨ªnhnh hoho??cc tt?? BB??nn tin TTCKtin TTCK cc??aa SGDCKSGDCK trongtrong 0505 ngng¨¤¨¤yy ll¨¤¨¤mm vivi??cc kk?? tt?? ngng¨¤¨¤yy ??????cc cc??pp Q?Q? chch??pp thuthu??nn ?KNY?KNY;; nn??ii dungdung chch¨ª¨ªnhnh baobao gg??mm:: ?? Th?ngTh?ng tintin vv?? GiGi??yy phph¨¦¨¦pp ni¨ºmni¨ºm yy??tt do SGDCKdo SGDCK cc??pp;; ?? ????aa ?i?i??mm cungcung cc??pp BB??nn cc¨¢¨¢oo bb??chch;; ?? NgNg¨¤¨¤yy giaogiao dd??chch dd?? kiki??nn;; ?? MM??tt ss?? th?ngth?ng tintin khkh¨¢¨¢cc vv?? ngng¨¤¨¤yy chch??tt ss?? cc?? ??ng??ng¡­¡­ ¨C¨C NN??pp phph¨ª¨ª ququ??nn l?l? ni¨ºmni¨ºm yy??tt chocho SGDSGD trongtrong 0505 ngng¨¤¨¤yy ll¨¤¨¤mm vivi??cc kk?? tt?? ngng¨¤¨¤yy ??????cc cc??pp Q?Q? chch??pp thuthu??nn ?KNY?KNY.. ?? PP ¨C¨C Th?ngTh?ng bb¨¢¨¢oo vv¨¤¨¤ h?h???ngng dd??nn cc?? ??ng??ng// trtr¨¢¨¢ii chch??// nhnh¨¤¨¤ ????uu t?t? l?ul?u k?k? CKCK ¨C¨C ??ng??ng k?k? ngng¨¤¨¤yy giaogiao dd??chch ????uu ti¨ºnti¨ºn ?? LL?? traotrao Q?Q? ?? KhaiKhai tr??ngtr??ng giaogiao dd??chch
AprApr--1010 DienLCDienLC--SSCSSC 3131 ??ng??ng k?k? chch??ngng khokho¨¢¨¢nn QuQu??nn l?l? chch??ngng khokho¨¢¨¢nn ???? ??ng??ng k?k? tt??ii VSD:VSD: ?? SauSau khikhi CKCK ??????cc chch??pp thuthu??nn ??ng??ng k?k? tt??ii VSDVSD vivi??cc chuychuy??nn quyquy??nn ss?? hh??uu ????ii vv??ii cc¨¢¨¢cc lolo??ii CKCK ???? ??ng??ng k?k? tt??ii VSDVSD ??????cc thth??cc hihi??nn qua VSD.qua VSD. ?? VSDVSD chch??uu trtr¨¢¨¢chch nhinhi??mm ququ??nn l?l? th?ngth?ng tin CKtin CK ??ng??ng k?k? tt??ii VSDVSD thaythay mm??tt TCPHTCPH tr¨ºntr¨ºn c?c? ss?? ??yy quyquy??nn cc??aa TCPHTCPH ?? TCPHTCPH ss?? ??????cc VSDVSD cungcung cc??pp cc¨¢¨¢cc dd??chch vv?? thth??cc hihi??nn quyquy??nn nh?nh? trtr?? cc?? tt??cc bb??ngng titi??nn,, trtr?? cc?? tt??cc bb??ngng cc?? phiphi??uu,, thth??cc hihi??nn quyquy??nn bb?? phiphi??uu,, quyquy??nn muamua¡­¡­
AprApr--1010 DienLCDienLC--SSCSSC 3232 ??ng??ng k?k? chch??ngng khokho¨¢¨¢nn ((TiTi??pp)) L?uL?u ?? ????ii vv??ii TCPHTCPH sausau khikhi ???? ??ng??ng k?k? chch??ngng khokho¨¢¨¢nn tt??ii VSDVSD ?? Th?ngTh?ng bb¨¢¨¢oo chocho cc¨¢¨¢cc cc?? ??ng??ng khuykhuy??nn cc¨¢¨¢oo phph??ii thth??cc hihi??nn muamua bb¨¢¨¢nn chuychuy??nn nh?nh???ngng quaqua tt¨¤¨¤ii khokho??nn tt??ii cc¨¢¨¢cc TVLKTVLK vv¨¤¨¤ TCPHTCPH kh?ngkh?ng xx¨¢¨¢cc nhnh??nn chuychuy??nn nh?nh???ngng muamua bb¨¢¨¢nn b¨ºnb¨ºn ngongo¨¤¨¤ii thth?? tr?tr???ngng sausau khikhi CKCK ???? ??ng??ng k?k? tt??ii VSDVSD ?? RR¨¤¨¤ soso¨¢¨¢tt ll??ii danhdanh ss¨¢¨¢chch ng?ng???ii ss?? hh??uu ???? ?i?i??uu chch??nhnh th?ngth?ng tintin saisai ss¨®¨®tt ((nn??uu cc¨®¨®)) vv?? ss?? l?l???ngng CKCK ss?? hh??uu cc??aa ng?ng???ii ????uu t?t? ????ii vv??ii cc¨¢¨¢cc giaogiao dd??chch chuychuy??nn nh?nh???ngng CKCK ???? ??????cc TCPHTCPH xx¨¢¨¢cc nhnh??nn chuychuy??nn quyquy??nn ss?? hh??uu tr?tr???cc thth??ii ?i?i??mm chch??tt danhdanh ss¨¢¨¢chch ???? ??ng??ng k?k? CKCK tt??ii VSD.VSD. SauSau 3030 ngng¨¤¨¤yy kk?? tt?? ngng¨¤¨¤yy cc??pp GiGi??yy chch??ngng nhnh??nn ?KCK?KCK, VSD, VSD cc¨®¨® quyquy??nn tt?? chch??ii ?i?i??uu chch??nhnh thth??cc hihi??nn chuychuy??nn quyquy??nn ss?? hh??uu.. ?? PhPh??ii hh??pp vv??ii TVLK, VSDTVLK, VSD ?i?i??uu chch??nhnh ll??ii nhnh??ngng saisai ss¨®¨®tt ????ii vv??ii th?ngth?ng tintin ??ng??ng k?k? banban ????uu cc??aa cc?? ??ng??ng khikhi ll¨¤¨¤mm thth?? tt??cc l?ul?u k?k? ?? PhPh??ii hh??pp VSDVSD ququ??nn l?l? th?ngth?ng tintin cc?? phph??nn hh??nn chch?? chuychuy??nn nh?nh???ngng.. ?? CungCung cc??pp th?ngth?ng tintin thaythay ????ii hh?? s?s? ??ng??ng k?k? l?ul?u k?k? nh?nh? thaythay ????ii t¨ºnt¨ºn CtyCty,, thaythay ????ii ?i?i??uu ll??¡­¡­ ?? Th?ngTh?ng bb¨¢¨¢oo th?ngth?ng tintin li¨ºnli¨ºn quanquan ????nn thth??cc hihi??nn quyquy??nn chocho VSDVSD ????yy ????,, chch¨ª¨ªnhnh xx¨¢¨¢cc,, kk??pp thth??ii..

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Tuvan niemyet

  • 1. AprApr--1010 DienLCDienLC--SSCSSC 11 T?T? vv??nn Ni¨ºmNi¨ºm yy??tt// ??ng??ng k?k? GiaoGiao dd??chch ChCh??ngng khokho¨¢¨¢nn ??Y BAN CHY BAN CH??NG KHONG KHO??N NHN NH?? N?N???CC
  • 2. AprApr--1010 DienLCDienLC--SSCSSC 22 NN??ii dungdung I.I. C?nC?n cc?? phph¨¢¨¢pp l?l? II.II. LoLo??ii CKCK ni¨ºmni¨ºm yy??tt III.III. ?i?i??uu kiki??nn ??ng??ng k?k? ni¨ºmni¨ºm yy??tt CKCK IV.IV. HH?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt CKCK V.V. NghNgh??aa vv?? cc??aa tt?? chch??cc ni¨ºmni¨ºm yy??tt VI.VI. HH??yy bb?? ni¨ºmni¨ºm yy??tt bb??tt bubu??cc VII.VII. ??ng??ng k?k? giaogiao dd??chch UpCoMUpCoM VIII.VIII. LL??pp hh?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt IX.IX. ChuChu??nn bb?? tr?tr???cc khikhi ll??pp hh?? s?s? X.X. NN??pp hh?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt XI.XI. QuyQuy trtr¨¬¨¬nhnh xx¨¦¨¦tt duyduy??tt XII.XII. Ni¨ºmNi¨ºm yy??tt vv¨¤¨¤ giaogiao dd??chch sausau khikhi ??????cc chch??pp thuthu??nn
  • 3. AprApr--1010 DienLCDienLC--SSCSSC 33 C?nC?n cc?? phph¨¢¨¢pp l?l? ?? LuLu??tt ChCh??ngng khokho¨¢¨¢nn ss?? 70/QH1170/QH11 ngng¨¤¨¤yy 29/6/2006;29/6/2006; hihi??uu ll??cc ngng¨¤¨¤yy 01/01/0701/01/07 ?? NghNgh?? ????nhnh 1414/2007//2007/N?N?--CPCP ngng¨¤¨¤yy 19/01/200719/01/2007 quyquy ????nhnh chichi titi??tt thithi hh¨¤¨¤nhnh mm??tt ss?? ?i?i??uu cc??aa LCK;LCK; cc¨®¨® hihi??uu ll??cc ngng¨¤¨¤yy 08/02/200708/02/2007 ?? QuyQuy??tt ????nhnh 1313/2007//2007/Q?Q?--BTCBTC ngng¨¤¨¤yy 13/3/2007 Ban13/3/2007 Ban hh¨¤¨¤nhnh mm??uu BB??nn cc¨¢¨¢oo bb??chch trongtrong HH?? s?s? ??ng??ng k?k? chch¨¤¨¤oo bb¨¢¨¢nn CKCK rara c?ngc?ng chch¨²¨²ngng vv¨¤¨¤ HH?? s?s? ?KNY?KNY CKCK tt??ii SS?? GDCK, TTGDCK;GDCK, TTGDCK; cc¨®¨® hihi??uu ll??cc ngng¨¤¨¤yy 12/8/200712/8/2007 ?? Th?ngTh?ng t?t? 38/2007/TT38/2007/TT--BTCBTC ngng¨¤¨¤yy 18/4/200718/4/2007 h?h???ngng dd??nn vv?? vivi??cc CBTTCBTT tr¨ºntr¨ºn TTCK;TTCK; hihi??uu ll??cc ngng¨¤¨¤yy 13/8/200713/8/2007 ?? QuyQuy??tt ????nhnh ss?? 168168//Q?Q?--SGDHCMSGDHCM ngng¨¤¨¤yy 7/12/20077/12/2007 cc??aa TT??ngng GiGi¨¢¨¢mm ????cc SGDCKSGDCK Tp.HCMTp.HCM banban hh¨¤¨¤nhnh QuyQuy chch?? ni¨ºmni¨ºm yy??tt chch??ngng khokho¨¢¨¢nn tt??ii SGDCKSGDCK TpTp HCM;HCM; hihi??uu ll??cc ngng¨¤¨¤yy 07/12/200707/12/2007 ?? QuyQuy??tt ????nhnh ss?? 420420 //Q?Q?--TTGDHNTTGDHN ngng¨¤¨¤yy 31/12/2007 ban31/12/2007 ban hh¨¤¨¤nhnh QuyQuy chch?? ni¨ºmni¨ºm yy??tt CKCK tt??ii TTGDCKHN;TTGDCKHN; hihi??uu ll??cc ngng¨¤¨¤yy 31/12/200731/12/2007 ?? Q?Q? 108/2008/108/2008/Q?Q?--BTC ngBTC ng¨¤¨¤y 20/11/2008 ban hy 20/11/2008 ban h¨¤¨¤nh Quy chnh Quy ch?? tt?? chch??c vc v¨¤¨¤ ququ??n l? giao dn l? giao d??ch CK Cty ?ch CK Cty ???i chi ch¨²¨²ng ch?a ni¨ºm yng ch?a ni¨ºm y??t tt t??i HNX; hii HNX; hi??u lu l??cc 18/12/200818/12/2008 ?? Th?ng t? sTh?ng t? s?? 128/2009/TT128/2009/TT--BTC ngBTC ng¨¤¨¤y 23/6/2009 sy 23/6/2009 s??a ?a ???i, bi, b?? sung Quy chsung Quy ch?? TT?? chch??c vc v¨¤¨¤ QuQu??n l? giao dn l? giao d??ch CK Cty ?ch CK Cty ???i chi ch¨²¨²ng ch?a ni¨ºm yng ch?a ni¨ºm y??t tt t??i HNXi HNX ban hban h¨¤¨¤nh knh k¨¨¨¨m theo Q? sm theo Q? s?? 108108/2008//2008/Q?Q?--BTC; hiBTC; hi??u lu l??c ngc ng¨¤¨¤y 2y 23/6/20093/6/2009 ?? Q? sQ? s?? 159159//Q?Q?--TTGDHN ngTTGDHN ng¨¤¨¤y 27/4/2009 ban hy 27/4/2009 ban h¨¤¨¤nh Quy chnh Quy ch?? ququ??n l? thn l? th?? tr?tr???ng ??ng k? giao dng ??ng k? giao d??ch tch t??i HNXi HNX ?? CC¨¢¨¢cc v?nv?n bb??nn phph¨¢¨¢pp lulu??tt cc¨®¨® li¨ºnli¨ºn quanquan;; v?nv?n bb??nn bb?? sung,sung, ss??aa ????ii
  • 4. AprApr--1010 DienLCDienLC--SSCSSC 44 NghiNghi??pp vv?? kinhkinh doanhdoanh CKCK 144/2003/144/2003/N?N?--CPCP 14/2007/14/2007/N?N?--CPCP M?iM?i gigi??ii chch??ngng khokho¨¢¨¢nn 33 2525 TT?? doanhdoanh chch??ngng khokho¨¢¨¢nn 1212 100100 QuQu??nn l?l? danhdanh mm??cc ????uu t?t? CKCK 33 BB??oo l?nhl?nh phph¨¢¨¢tt hh¨¤¨¤nhnh CKCK 2222 165165 T?T? vv??nn tt¨¤¨¤ii chch¨ª¨ªnhnh vv¨¤¨¤ ????uu t?t? CKCK 33 1010 L?uL?u k?k? TT??ngng vv??nn phph¨¢¨¢pp ????nhnh ((TT?? VN?VN?)) 4343 300300
  • 5. AprApr--1010 DienLCDienLC--SSCSSC 55 LoLo??ii chch??ngng khokho¨¢¨¢nn ni¨ºmni¨ºm yy??tt HOSEHOSE ?? CC?? phiphi??uu ?? TrTr¨¢¨¢ii phiphi??uu CtyCty ?? CCQCCQ ????uu t?t? ?? KhKh¨¢¨¢cc HNXHNX 1.1. ThTh?? tr?tr???ngng ni¨ºmni¨ºm yy??tt ?? CC?? phiphi??uu ?? TrTr¨¢¨¢ii phiphi??uu CtyCty ?? KhKh¨¢¨¢cc 2.2. ThTh?? tr?tr???ngng UpCoMUpCoM 3.3. TrTr¨¢¨¢ii phiphi??uu ChCh¨ª¨ªnhnh phph?? ?? KBNNKBNN phph¨¢¨¢tt hh¨¤¨¤nhnh ?? VDBVDB phph¨¢¨¢tt hh¨¤¨¤nhnh
  • 6. AprApr--1010 DienLCDienLC--SSCSSC 66 ?i?i??uu kiki??nn ni¨ºmni¨ºm yy??tt cc?? phiphi??uu HOSEHOSE ?? Cty cCty c?? phph??n cn c¨®¨® V?L ?? gV?L ?? g¨®¨®p tp t??i thi th??i ?ii ?i??mm ?KNY?KNY >= 80 t>= 80 t?? VN? tVN? t¨ª¨ªnh theo ginh theo gi¨¢¨¢ trtr?? ghighi tr¨ºn str¨ºn s?? kk?? toto¨¢¨¢n (+/n (+/-- 30%)30%);; ?? HoHo??t ?t ???ng KD 2ng KD 2 n?m lin?m li??n tr?n tr???c n?mc n?m ?KNY ph?KNY ph??i ci c¨®¨® l?i vl?i v¨¤¨¤ kh?ng ckh?ng c¨®¨® ll?? lulu?? kk?? tt¨ª¨ªnh ?nh ???n n?m ?KNYn n?m ?KNY;; ?? Kh?ng cKh?ng c¨®¨® cc¨¢¨¢c khoc kho??n nn n?? ququ¨¢¨¢ hh??n ch?an ch?a ??????c dc d?? ph¨°ng theo q?ph¨°ng theo q???nh cnh c??a pha ph¨¢¨¢pp lulu??t; c?ng khai mt; c?ng khai m??i khoi kho??n nn n?? ????i vi v??i Ctyi Cty cc??a tha th¨¤¨¤nh vi¨ºn H?QTnh vi¨ºn H?QT, B, BKS,KS, G?G?/T/TG?G?,, TG?TG?/PT/PTG?G?, KTT, c, KTT, c?? ??ng l??ng l??n vn v¨¤¨¤ nhnh??ngng ng?ng???i ci c¨®¨® li¨ºn quan;li¨ºn quan; ?? >= 20% c>= 20% c?? phiphi??u cu c¨®¨® quyquy??n bin bi??u quyu quy??tt cc??a Cty doa Cty do ¨ª¨ªt nht nh??t 100 ct 100 c?? ??ng n??ng n??m gim gi??;; ?? CC?? ??ng l??ng l¨¤¨¤ thth¨¤¨¤nh vi¨ºn H?QTnh vi¨ºn H?QT, B, BKS,KS, G?G?/T/TG?G?, T, TG?G?/PT/PTG? vG? v¨¤¨¤ KTT cKTT c??a Ctya Cty phph??i cam ki cam k??t nt n??m gim gi?? 100% s100% s?? CP doCP do mm¨¬¨¬nh snh s?? hh??u trong thu trong th??i gian 6 thi gian 6 th¨¢¨¢ng kng k?? tt?? ngng¨¤¨¤y ni¨ºm yy ni¨ºm y??t vt v¨¤¨¤ 50% s50% s?? cc?? phiphi??uu nn¨¤¨¤y trong thy trong th??i gian 6 thi gian 6 th¨¢¨¢ng ting ti??p theo,p theo, kh?ng tkh?ng t¨ª¨ªnh snh s?? CP sCP s?? hh??u Nhu Nh¨¤¨¤ n?n???c doc do cc¨¢¨¢c cc c¨¢¨¢ nh?n tr¨ºn ?nh?n tr¨ºn ???i dii di??n nn n??m gim gi??;; ?? CC¨®¨® hh?? s? ?KNY CP hs? ?KNY CP h??p lp l??.. HNXHNX ?? Cty cCty c?? phph??n cn c¨®¨® V?L ?? gV?L ?? g¨®¨®p tp t??i thi th??ii ?i?i??m ?KNYm ?KNY >= 10 t>= 10 t?? VN? tVN? t¨ª¨ªnh theonh theo gigi¨¢¨¢ trtr?? ghi tr¨ºn sghi tr¨ºn s?? kk?? toto¨¢¨¢n;n; ?? HoHo??t ?t ???ng KD cng KD c??a n?m lia n?m li??n tr?n tr???cc n?m ?KNY phn?m ?KNY ph??i ci c¨®¨® l?i, kh?ng cl?i, kh?ng c¨®¨® cc¨¢¨¢c khoc kho??n nn n?? phph??i tri tr?? ququ¨¢¨¢ hh??n tr¨ºnn tr¨ºn mm??t n?m vt n?m v¨¤¨¤ hoho¨¤¨¤n thn th¨¤¨¤nh cnh c¨¢¨¢c nghc ngh??aa vv?? tt¨¤¨¤i chi ch¨ª¨ªnh vnh v??i Nhi Nh¨¤¨¤ n?n???c;c; ?? CC?? phiphi??u cu c¨®¨® quyquy??n bin bi??u quyu quy??t ct c??aa Cty doCty do ¨ª¨ªt nht nh??t 100 ct 100 c?? ??ng n??ng n??mm gigi??;; ?? CC?? ??ng l??ng l¨¤¨¤ thth¨¤¨¤nh vi¨ºn H?QTnh vi¨ºn H?QT,, BKS,BKS, G?G?/T/TG?G?, T, TG?G?/PT/PTG? vG? v¨¤¨¤ KTTKTT cc??a Cty pha Cty ph??i cam ki cam k??t nt n??m gim gi?? 100% s100% s?? CP do mCP do m¨¬¨¬nh snh s?? hh??u trongu trong thth??i gian 6 thi gian 6 th¨¢¨¢ng kng k?? tt?? ngng¨¤¨¤y ni¨ºmy ni¨ºm yy??t vt v¨¤¨¤ 50% s50% s?? CP nCP n¨¤¨¤y trong thy trong th??ii gian 6 thgian 6 th¨¢¨¢ng ting ti??p theo, kh?ng tp theo, kh?ng t¨ª¨ªnhnh ss?? CP sCP s?? hh??u Nhu Nh¨¤¨¤ n?n???c do cc do c¨¢¨¢c cc c¨¢¨¢ nh?n tr¨ºn ?nh?n tr¨ºn ???i dii di??n nn n??m gim gi??;; ?? CC¨®¨® hh?? s? ?KNY cs? ?KNY c?? phiphi??u hu h??p lp l??
  • 7. AprApr--1010 DienLCDienLC--SSCSSC 77 ?i?i??uu kiki??nn ni¨ºmni¨ºm yy??tt trtr¨¢¨¢ii phiphi??uu HOSEHOSE ?? LL¨¤¨¤ CtyCty cc?? phph??nn,, CtyCty TNHH,TNHH, DNNNDNNN cc¨®¨® V?LV?L ???? gg¨®¨®pp tt??ii thth??ii ?i?i??mm ?KNY?KNY >= 80>= 80 tt?? VN?VN? tt¨ª¨ªnhnh theotheo gigi¨¢¨¢ trtr?? ghighi tr¨ºntr¨ºn ss?? kk?? toto¨¢¨¢nn;; ?? HoHo??tt ????ngng KDKD cc??aa 22 n?mn?m lili??nn tr?tr???cc n?mn?m ?KNY?KNY phph??ii cc¨®¨® l?il?i,, kh?ngkh?ng cc¨®¨® cc¨¢¨¢cc khokho??nn nn?? phph??ii trtr?? ququ¨¢¨¢ hh??nn tr¨ºntr¨ºn 11 n?mn?m vv¨¤¨¤ hoho¨¤¨¤nn thth¨¤¨¤nhnh cc¨¢¨¢cc nghngh??aa vv?? tt¨¤¨¤ii chch¨ª¨ªnhnh vv??ii NhNh¨¤¨¤ n?n???cc;; ?? CC¨®¨® ¨ª¨ªtt nhnh??tt 100100 ng?ng???ii ss?? hh??uu TPTP cc¨´¨´ngng mm??tt ????tt phph¨¢¨¢tt hh¨¤¨¤nhnh;; ?? CC¨®¨® hh?? s?s? ?KNY TP?KNY TP hh??pp ll??.. HNXHNX ?? LL¨¤¨¤ Cty cCty c?? phph??n, Ctyn, Cty TNHH, DNNN cTNHH, DNNN c¨®¨® V?LV?L ?? g?? g¨®¨®p tp t??i thi th??i ?ii ?i??mm ?KNY?KNY >= 10 t>= 10 t?? VN?VN? tt¨ª¨ªnh theo ginh theo gi¨¢¨¢ trtr?? ghi tr¨ºnghi tr¨ºn ss?? kk?? toto¨¢¨¢n;n; ?? CC¨¢¨¢c trc tr¨¢¨¢i phii phi??u cu c??a ma m??tt ????t pht ph¨¢¨¢t ht h¨¤¨¤nh cnh c¨®¨® cc¨´¨´ngng ngng¨¤¨¤y ?y ?¨¢¨¢o ho h??n;n; ?? CC¨®¨® hh?? s? ?KNY TPs? ?KNY TP hh??p lp l??
  • 8. AprApr--1010 DienLCDienLC--SSCSSC 88 ?i?i??uu kiki??nn ni¨ºmni¨ºm yy??tt CCQCCQ ????ii chch¨²¨²ngng ?? LL¨¤¨¤ ququ?? ??¨®¨®ngng cc¨®¨® tt??ngng gigi¨¢¨¢ trtr?? CCQ (CCQ (theotheo mm??nhnh gigi¨¢¨¢)) phph¨¢¨¢tt hh¨¤¨¤nhnh >= 50>= 50 tt?? VN?VN? tt¨ª¨ªnhnh theotheo gigi¨¢¨¢ trtr?? ghighi tr¨ºntr¨ºn ss?? kk?? toto¨¢¨¢nn;; ?? SS¨¢¨¢ngng ll??pp vi¨ºnvi¨ºn vv¨¤¨¤ thth¨¤¨¤nhnh vi¨ºnvi¨ºn BanBan ????ii didi??nn ququ?? ????uu t?t? chch??ngng khokho¨¢¨¢nn phph??ii camcam kk??tt nn??mm gigi?? 100%100% ss?? CCQ doCCQ do mm¨¬¨¬nhnh ss?? hh??uu trongtrong thth??ii giangian 66 thth¨¢¨¢ngng kk?? tt?? ngng¨¤¨¤yy ni¨ºmni¨ºm yy??tt vv¨¤¨¤ 50%50% ss?? CCQCCQ nn¨¤¨¤yy trongtrong thth??ii giangian 66 thth¨¢¨¢ngng titi??pp theotheo;; ?? >= 100>= 100 ng?ng???ii ss?? hh??uu CCQCCQ cc??aa ququ?? ????ii chch¨²¨²ngng;; ?? HH?? s?s? ?KNY CCQ?KNY CCQ ????ii chch¨²¨²ngng hh??pp ll??..
  • 9. AprApr--1010 DienLCDienLC--SSCSSC 99 HH?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt cc?? phiphi??uu a)a) GiGi??yy ?KNY?KNY cc?? phiphi??uu ((mm??uu cc??aa SGDCKSGDCK)) b)b) Q?Q? cc??aa ?H?C??H?C? th?ngth?ng quaqua vivi??cc ni¨ºmni¨ºm yy??tt c)c) SS?? theotheo d?id?i cc?? ??ng??ng ((ll??pp trongtrong v¨°ngv¨°ng 11 thth¨¢¨¢ngng tr?tr???cc thth??ii ?i?i??mm nn??pp hh?? s?s?)) d)d) BB??nn cc¨¢¨¢oo bb??chch theotheo mm??uu quyquy ????nhnh tt??ii Q?Q? ss?? 1313/2007//2007/Q?Q?-- BTCBTC ngng¨¤¨¤yy 13/03/2007,13/03/2007, cc¨®¨® ????yy ???? cc¨¢¨¢cc nn??ii dungdung vv¨¤¨¤ ??????cc trtr¨¬¨¬nhnh bb¨¤¨¤yy r?r? rr¨¤¨¤ngng,, mm??chch ll??cc;; cc¨®¨® ????yy ???? cc¨¢¨¢cc tt¨¤¨¤ii lili??uu chch??ngng minhminh,, gigi??ii trtr¨¬¨¬nhnh cc??nn thithi??tt..?? P11P11--13, 1413, 14 e)e) CamCam kk??tt cc??aa thth¨¤¨¤nhnh vi¨ºnvi¨ºn H?QTH?QT, B, BKS,KS, G?G?/T/TG?G?, P, PG?G?/PT/PTG?G? vv¨¤¨¤ KK?? toto¨¢¨¢nn tr?tr???ngng nn??mm gigi?? 100%100% ss?? cc?? phiphi??uu ss?? hh??uu trongtrong 66 thth¨¢¨¢ngng kk?? tt?? ngng¨¤¨¤yy ni¨ºmni¨ºm yy??tt vv¨¤¨¤ 50%50% ss?? cc?? phiphi??uu nn¨¤¨¤yy trongtrong 66 thth¨¢¨¢ngng titi??pp theotheo ((mm??uu cc??aa SGDCK)SGDCK) f)f) CamCam kk??tt nn??mm gigi?? cc??aa cc?? ??ng??ng ss¨¢¨¢ngng ll??pp theotheo quyquy ????nhnh cc??aa ?i?i??uu ll?? CtyCty ((mm??uu cc??aa SGDCK)SGDCK) g)g) DanhDanh ss¨¢¨¢chch nhnh??ngng ng?ng???ii cc¨®¨® li¨ºnli¨ºn quanquan ((mm??uu cc??aa SGDCK)SGDCK) h)h) CamCam kk??tt kh?ngkh?ng chuychuy??nn nh?nh???ngng cc??aa cc?? ??ng??ng nn??ii bb??,, cc?? ??ng??ng ll??nn trongtrong thth??ii giangian SGDCKSGDCK xemxem xx¨¦¨¦tt ni¨ºmni¨ºm yy??tt ((mm??uu cc??aa SGDCK)SGDCK)
  • 10. AprApr--1010 DienLCDienLC--SSCSSC 1010 HH?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt cc?? phiphi??uu ((titi??pp)) i)i) GiGi??yy phph¨¦¨¦pp kinhkinh doanhdoanh chuy¨ºnchuy¨ºn ngng¨¤¨¤nhnh ((nn??uu cc¨®¨®)) j)j) GiGi??yy ??yy quyquy??nn CBTTCBTT cc??aa TT?? chch??cc ?KNY?KNY ((mm??uu cc??aa SGDCK)SGDCK) k)k) QuyQuy trtr¨¬¨¬nhnh CBTTCBTT nn??ii bb?? ((mm??uu cc??aa SGDCK)SGDCK) l)l) TT??ngng hh??pp ququ¨¢¨¢ trtr¨¬¨¬nhnh t?ngt?ng vv??nn cc??aa TT?? chch??cc ?KNY?KNY tt¨ª¨ªnhnh ????nn thth??ii ?i?i??mm nn??pp hh?? s?s? ?KNY?KNY ((mm??uu cc??aa SGDCK)SGDCK) m)m) TT??ngng hh??pp ququ¨¢¨¢ trtr¨¬¨¬nhnh muamua ll??ii CPCP ll¨¤¨¤mm CPCP ququ??// bb¨¢¨¢nn ll??ii cc?? phiphi??uu ququ?? cc??aa TT?? chch??cc ?KNY?KNY tt¨ª¨ªnhnh ????nn thth??ii ?i?i??mm nn??pp hh?? s?s? ?KNY?KNY ((mm??uu cc??aa SGDCK)SGDCK) n)n) HH??pp ????ngng t?t? vv??nn ni¨ºmni¨ºm yy??tt ((nn??uu cc¨®¨®)) o)o) GiGi??yy chch??ngng nhnh??nn cc??aa VSDVSD vv?? vivi??cc cc?? phiphi??uu cc??aa tt?? chch??cc ??¨®¨® ???? ??ng??ng k?k? l?ul?u k?k? tt??pp trungtrung ((cc¨®¨® thth?? bb?? sungsung sausau khikhi ??????cc chch??pp thuthu??nn NYNY vv?? nguy¨ºnnguy¨ºn tt??cc)) p)p) BB??nn CamCam kk??tt ni¨ºmni¨ºm yy??tt ((mm??uu cc??aa SGDCK)SGDCK)
  • 11. AprApr--1010 DienLCDienLC--SSCSSC 1111 BB??nn cc¨¢¨¢oo bb??chch ?? CC¨®¨® ????yy ???? chch?? k?k? cc??aa ChCh?? tt??chch H?QTH?QT,, G?G?/T/TG?G?,, Tr?Tr???ngng BanBan KiKi??mm soso¨¢¨¢tt vv¨¤¨¤ KTTKTT ((GiGi¨¢¨¢mm ????cc tt¨¤¨¤ii chch¨ª¨ªnhnh)) cc??aa TT?? chch??cc ?KNY?KNY vv¨¤¨¤ ng?ng???ii ????ii didi??nn theotheo phph¨¢¨¢pp lulu??tt cc??aa tt?? chch??cc t?t? vv??nn.. NN??uu k?k? thaythay phph??ii cc¨®¨® gigi??yy ??yy quyquy??nn hh??pp ll??;; ?? Tr?Tr???ngng hh??pp ?H?C??H?C? cc??aa TT?? chch??cc ?KNY?KNY ???? th?ngth?ng quaqua NghNgh?? quyquy??tt vv?? phph¨¢¨¢tt hh¨¤¨¤nhnh th¨ºmth¨ºm CPCP ???? huyhuy ????ngng vv??nn// ???? trtr?? cc?? tt??cc// th?th???ngng CP;CP; phph¨¢¨¢tt hh¨¤¨¤nhnh TPTP vv¨¤¨¤// hoho??cc TPTP chuychuy??nn ????ii thth¨¬¨¬ phph??ii bb?? sungsung th¨ºmth¨ºm th?ngth?ng tintin vv¨¤¨¤oo ?i?i??mm 1616 MM??cc IVIV MM??uu BB??nn cc¨¢¨¢oo bb??chch ni¨ºmni¨ºm yy??tt..
  • 12. AprApr--1010 DienLCDienLC--SSCSSC 1212 BB??nn cc¨¢¨¢oo bb??chch ((TiTi??pp)) NN??ii dungdung chch¨ª¨ªnhnh:: I.I. CC¨¢¨¢cc nh?nnh?n tt?? rr??ii roro ??nhnh h?h???ngng ????nn gigi¨¢¨¢ cc?? chch??ngng khokho¨¢¨¢nn ni¨ºmni¨ºm yy??tt II.II. NhNh??ngng ng?ng???ii chch??uu trtr¨¢¨¢chch nhinhi??mm chch¨ª¨ªnhnh ????ii vv??ii nn??ii dungdung BB??nn cc¨¢¨¢oo bb??chch III.III. CC¨¢¨¢cc khkh¨¢¨¢ii nini??mm IV.IV. TT¨¬¨¬nhnh hh¨¬¨¬nhnh vv¨¤¨¤ ????cc ?i?i??mm cc??aa TCNYTCNY V.V. ChCh??ngng khokho¨¢¨¢nn ni¨ºmni¨ºm yy??tt VI.VI. CC¨¢¨¢cc ????ii tt¨¢¨¢cc li¨ºnli¨ºn quanquan tt??ii vivi??cc ni¨ºmni¨ºm yy??tt VII.VII. PhPh?? ll??cc
  • 13. AprApr--1010 DienLCDienLC--SSCSSC 1313 BB??nn cc¨¢¨¢oo bb??chch ((TiTi??pp)) VII.VII. PHPH?? LL??CC 1.1. PhPh?? ll??cc I:I: BB??nn saosao hh??pp ll?? GiGi??yy chch??ngng nhnh??nn ?KKD?KKD 2.2. PhPh?? ll??cc II:II: ?i?i??uu ll?? CtyCty phph¨´¨´ hh??pp vv??ii ?i?i??uu ll?? mm??uu CtyCty ni¨ºmni¨ºm yy??tt 3.3. PhPh?? ll??cc III:III: Bi¨ºnBi¨ºn bb??nn xx¨¢¨¢cc ????nhnh gigi¨¢¨¢ trtr?? tt¨¤¨¤ii ss??nn ((nn??uu cc¨®¨®)) 4.4. PhPh?? ll??cc IV:IV: BB??nn ????nhnh gigi¨¢¨¢ trangtrang thithi??tt bb??,, nhnh¨¤¨¤ x?x???ngng,...,... ((nn??uu cc¨®¨®)) 5.5. PhPh?? ll??cc V:V: GiGi??ii thithi??uu nhnh??ngng v?nv?n bb??nn phph¨¢¨¢pp lulu??tt li¨ºnli¨ºn quanquan ????nn TCNYTCNY 6.6. PhPh?? ll??cc VI:VI: BB¨¢¨¢oo cc¨¢¨¢oo kiki??mm toto¨¢¨¢nn ((nguy¨ºnnguy¨ºn v?nv?n bb¨¢¨¢oo cc¨¢¨¢oo kiki??mm toto¨¢¨¢nn)) 7.7. PhPh?? ll??cc VII:VII: CC¨¢¨¢cc BCTCBCTC 8.8. PhPh?? ll??cc VIII:VIII: BB¨¢¨¢oo cc¨¢¨¢oo vv?? nhnh??ngng tranhtranh chch??pp phph¨¢¨¢pp lulu??tt 9.9. CC¨¢¨¢cc phph?? ll??cc khkh¨¢¨¢cc ((nn??uu cc¨®¨®))
  • 14. AprApr--1010 DienLCDienLC--SSCSSC 1414 BB¨¢¨¢oo cc¨¢¨¢oo tt¨¤¨¤ii chch¨ª¨ªnhnh ?? Tu?nTu?n thth?? chch?? ???? kk?? toto¨¢¨¢nn hihi??nn hh¨¤¨¤nhnh cc??aa NhNh¨¤¨¤ n?n???cc;; ?? BCTCBCTC baobao gg??mm BB??ngng C?KTC?KT,, BB¨¢¨¢oo cc¨¢¨¢oo kk??tt ququ?? hoho??tt ????ngng SXKD,SXKD, BB¨¢¨¢oo cc¨¢¨¢oo LCTTLCTT vv¨¤¨¤ ThuyThuy??tt minhminh BCTC.BCTC. Tr?Tr???ngng hh??pp TT?? chch??cc ?KNY?KNY ll¨¤¨¤ CtyCty MM?? thth¨¬¨¬ TT?? chch??cc ?KNY?KNY phph??ii nn??pp BCTCBCTC HH??pp nhnh??tt kk¨¨¨¨mm theotheo BCTCBCTC cc??aa CtyCty MM??;; ?? BCTCBCTC n?mn?m vv¨¤¨¤ BCTCBCTC n?mn?m hh??pp nhnh??tt trongtrong tr?tr???ngng hh??pp TT?? chch??cc ?KNY?KNY ll¨¤¨¤ CtyCty MM?? phph??ii ??????cc kiki??mm toto¨¢¨¢nn bb??ii tt?? chch??cc kiki??mm toto¨¢¨¢nn ????cc ll??pp ??????cc UBCKNNUBCKNN chch??pp thuthu??nn. ?. ? kiki??nn kiki??mm toto¨¢¨¢nn ????ii vv??ii BCTCBCTC phph??ii thth?? hihi??nn chch??pp nhnh??nn toto¨¤¨¤nn bb??.. Tr?Tr???ngng hh??pp ?? kiki??nn kiki??mm toto¨¢¨¢nn ll¨¤¨¤ chch??pp nhnh??nn cc¨®¨® ngongo??ii trtr?? thth¨¬¨¬ khokho??nn ngongo??ii trtr?? phph??ii ll¨¤¨¤ kh?ngkh?ng trtr??ngng yy??uu vv¨¤¨¤ phph??ii cc¨®¨® tt¨¤¨¤ii lili??uu gigi??ii thth¨ª¨ªchch hh??pp l?l? vv?? c?c? ss?? chocho vivi??cc ngongo??ii trtr?? ??¨®¨®;; ?? Tr?Tr???ngng hh??pp hh?? s?s? nn??pp tr?tr???cc ngng¨¤¨¤yy 1/31/3 hh¨¤¨¤ngng n?mn?m, BCTC, BCTC n?mn?m cc??aa n?mn?m tr?tr???cc ??¨®¨® trongtrong hh?? s?s? banban ????uu cc¨®¨® thth?? ch?ach?a cc¨®¨® kiki??mm toto¨¢¨¢nn,, nh?ngnh?ng phph??ii cc¨®¨® BCTCBCTC ??????cc kiki??mm toto¨¢¨¢nn cc??aa 22 n?mn?m tr?tr???cc lili??nn kk??;; ?? NN??uu ngng¨¤¨¤yy kk??tt thth¨²¨²cc kk?? kk?? toto¨¢¨¢nn cc??aa BCTCBCTC gg??nn nhnh??tt cc¨¢¨¢chch thth??ii ?i?i??mm gg??ii hh?? s?s? ?KNY?KNY hh??pp ll?? chocho SGDCKSGDCK ququ¨¢¨¢ 9090 ngng¨¤¨¤yy,, TT?? chch??cc ?KNY?KNY phph??ii ll??pp BCTCBCTC bb?? sungsung ????nn thth¨¢¨¢ngng hoho??cc qu?qu? gg??nn nhnh??tt;; ?? KhiKhi cc¨®¨® bibi??nn ????ngng bb??tt th?th???ngng sausau thth??ii ?i?i??mm kk??tt thth¨²¨²cc ni¨ºnni¨ºn ???? cc??aa BCTCBCTC gg??nn nhnh??tt,, TT?? chch??cc ?KNY?KNY cc??nn ll??pp BCTCBCTC bb?? sungsung ????nn thth¨¢¨¢ngng hoho??cc qu?qu? gg??nn nhnh??tt;; ?? TT?? chch??cc ?KNY?KNY thth??cc hihi??nn phph¨¢¨¢tt hh¨¤¨¤nhnh th¨ºmth¨ºm ???? t?ngt?ng vv??nn sausau thth??ii ?i?i??mm kk??tt thth¨²¨²cc ni¨ºnni¨ºn ???? cc??aa BCTCBCTC kiki??mm toto¨¢¨¢nn gg??nn nhnh??tt,, TT?? chch??cc ?KNY?KNY phph??ii thth??cc hihi??nn kiki??mm toto¨¢¨¢nn vv??nn chocho phph??nn phph¨¢¨¢tt hh¨¤¨¤nhnh th¨ºmth¨ºm ??¨®¨®;; ?? BCTCBCTC nn??uu ll¨¤¨¤ bb??nn saosao,, thth¨¬¨¬ phph??ii cc¨®¨® chch??ngng thth??cc cc??aa c?c? quanquan c?ngc?ng chch??ngng hoho??cc cc??aa tt?? chch??cc kiki??mm toto¨¢¨¢nn (BCTC(BCTC ???? ??????cc kiki??mm toto¨¢¨¢nn)) hoho??cc cc??aa TT?? chch??cc ?KNY?KNY (BCTC(BCTC ch?ach?a ??????cc kiki??mm toto¨¢¨¢nn););
  • 15. AprApr--1010 DienLCDienLC--SSCSSC 1515 HH?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt trtr¨¢¨¢ii phiphi??uu a)a) GiGi??yy ?KNY?KNY trtr¨¢¨¢ii phiphi??uu ((mm??uu cc??aa SGDCKSGDCK);); b)b) Q?Q? th?ngth?ng quaqua vivi??cc ni¨ºmni¨ºm yy??tt trtr¨¢¨¢ii phiphi??uu cc??aa H?QTH?QT hoho??cc trtr¨¢¨¢ii phiphi??uu chuychuy??nn ????ii cc??aa ?H?C??H?C? ((CtyCty cc?? phph??nn),), ni¨ºmni¨ºm yy??tt TPTP cc??aa H?TVH?TV ((CtyCty TNHHTNHH tt?? 22 thth¨¤¨¤nhnh vi¨ºnvi¨ºn trtr?? l¨ºnl¨ºn)) hoho??cc ChCh?? ss?? hh??uu CtyCty ((CtyCty TNHH 1TNHH 1 thth¨¤¨¤nhnh vi¨ºnvi¨ºn)) hoho??cc cc??aa cc??pp cc¨®¨® thth??mm quyquy??nn (DNNN);(DNNN); c)c) SS?? ??ng??ng k?k? chch?? ss?? hh??uu TPTP cc??aa TT?? chch??cc ?KNY?KNY;; d)d) BB??nn cc¨¢¨¢oo bb??chch theotheo mm??uu quyquy ????nhnh tt??ii Q?Q? ss?? 1313/2007//2007/Q?Q?--BTCBTC ngng¨¤¨¤yy 13/03/2007,13/03/2007, cc¨®¨® ????yy ???? cc¨¢¨¢cc nn??ii dungdung vv¨¤¨¤ ??????cc trtr¨¬¨¬nhnh bb¨¤¨¤yy r?r? rr¨¤¨¤ngng,, mm??chch ll??cc;; cc¨®¨® cc¨¢¨¢cc tt¨¤¨¤ii lili??uu chch??ngng minhminh,, gigi??ii trtr¨¬¨¬nhnh cc??nn thithi??tt;; e)e) CamCam kk??tt thth??cc hihi??nn nghngh??aa vv?? cc??aa TT?? chch??cc ?KNY?KNY ????ii vv??ii ng?ng???ii ????uu t?t?,, baobao gg??mm cc¨¢¨¢cc ?i?i??uu kiki??nn thanhthanh toto¨¢¨¢nn,, tt?? ll?? nn?? tr¨ºntr¨ºn vv??nn chch?? ss?? hh??uu,, ?i?i??uu kiki??nn chuychuy??nn ????ii ((tr?tr???ngng hh??pp ni¨ºmni¨ºm yy??tt TPTP chuychuy??nn ????ii)) vv¨¤¨¤ cc¨¢¨¢cc ?i?i??uu kiki??nn khkh¨¢¨¢cc;; f)f) CamCam kk??tt bb??oo l?nhl?nh thanhthanh toto¨¢¨¢nn hoho??cc Bi¨ºnBi¨ºn bb??nn xx¨¢¨¢cc ????nhnh gigi¨¢¨¢ trtr?? tt¨¤¨¤ii ss??nn bb??oo ????mm,, kk¨¨¨¨mm tt¨¤¨¤ii lili??uu hh??pp ll?? chch??ngng minhminh quyquy??nn ss?? hh??uu hh??pp phph¨¢¨¢pp vv¨¤¨¤ hh??pp ????ngng bb??oo hihi??mm ((nn??uu cc¨®¨®)) ????ii vv??ii cc¨¢¨¢cc tt¨¤¨¤ii ss??nn ??¨®¨® trongtrong tr?tr???ngng hh??pp ni¨ºmni¨ºm yy??tt TPTP cc¨®¨® bb??oo ????mm.. TT¨¤¨¤ii ss??nn dd¨´¨´ngng ???? bb??oo ????mm phph??ii ??????cc ??ng??ng k?k? vv??ii c?c? quanquan cc¨®¨® thth??mm quyquy??nn;;
  • 16. AprApr--1010 DienLCDienLC--SSCSSC 1616 HH?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt trtr¨¢¨¢ii phiphi??uu ((titi??pp)) g)g) HH??pp ????ngng gigi??aa TCPHTCPH vv¨¤¨¤ ????ii didi??nn ng?ng???ii ss?? hh??uu trtr¨¢¨¢ii phiphi??uu;; h)h) GiGi??yy chch??ngng nhnh??nn cc??aa VSDVSD vv?? vivi??cc trtr¨¢¨¢ii phiphi??uu cc??aa tt?? chch??cc ??¨®¨® ???? ??ng??ng k?k? l?ul?u k?k?,, tt??pp trungtrung.. i)i) BB??nn saosao hh??pp ll?? GiGi??yy phph¨¦¨¦pp kinhkinh doanhdoanh chuy¨ºnchuy¨ºn ngng¨¤¨¤nhnh ((nn??uu cc¨®¨®);); j)j) GiGi??yy uu?? quyquy??nn CBTT;CBTT; k)k) QuyQuy trtr¨¬¨¬nhnh nn??ii bb?? vv?? CBTTCBTT cc??aa TT?? chch??cc ?KNY?KNY;; l)l) BB??nn CamCam kk??tt ni¨ºmni¨ºm yy??tt ((mm??uu cc??aa SGDCK).SGDCK).
  • 17. AprApr--1010 DienLCDienLC--SSCSSC 1717 HH?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt CCQCCQ ????ii chch¨²¨²ngng a)a) GiGi??yy ?KNY CCQ?KNY CCQ ????ii chch¨²¨²ngng ((mm??uu cc??aa SGDCKSGDCK)) b)b) Q?Q? cc??aa ????ii hh??ii ng?ng???ii ????uu t?t? vv?? vivi??cc ni¨ºmni¨ºm yy??tt CCQCCQ ????ii chch¨²¨²ngng;; c)c) SS?? ??ng??ng k?k? nhnh¨¤¨¤ ????uu t?t? nn??mm gigi?? CCQCCQ ????ii chch¨²¨²ngng;; d)d) ?i?i??uu ll?? ququ?? ????ii chch¨²¨²ngng ???? ??????cc ????ii hh??ii ng?ng???ii ????uu t?t? th?ngth?ng qua;qua; e)e) hh??pp ????ngng gigi¨¢¨¢mm ss¨¢¨¢tt ???? ??????cc ????ii hh??ii ng?ng???ii ????uu t?t? th?ngth?ng qua;qua; f)f) BB??nn cc¨¢¨¢oo bb??chch ll??pp theotheo mm??uu quyquy ????nhnh tt??ii Q?Q? ss?? 1313/2007//2007/Q?Q?--BTCBTC ngng¨¤¨¤yy 13/03/200713/03/2007 cc??aa BB?? TT¨¤¨¤ii chch¨ª¨ªnhnh;; g)g) DanhDanh ss¨¢¨¢chch vv¨¤¨¤ l?l? ll??chch tt¨®¨®mm tt??tt cc??aa thth¨¤¨¤nhnh vi¨ºnvi¨ºn BanBan ????ii didi??nn ququ??;; h)h) CamCam kk??tt cc??aa cc¨¢¨¢cc thth¨¤¨¤nhnh vi¨ºnvi¨ºn ????cc ll??pp trongtrong BanBan ????ii didi??nn ququ?? vv?? ss?? ????cc ll??pp cc??aa mm¨¬¨¬nhnh ????ii vv??ii CtyCty ququ??nn l?l? ququ?? vv¨¤¨¤ ng?nng?n hh¨¤¨¤ngng gigi¨¢¨¢mm ss¨¢¨¢tt;; i)i) CamCam kk??tt cc??aa ss¨¢¨¢ngng ll??pp vi¨ºnvi¨ºn,, thth¨¤¨¤nhnh vi¨ºnvi¨ºn BanBan ????ii didi??nn ququ?? ????uu t?t? chch??ngng khokho¨¢¨¢nn vv?? vivi??cc nn??mm gigi?? 100%100% ss?? CCQ doCCQ do mm¨¬¨¬nhnh ss?? hh??uu trongtrong thth??ii giangian 66 thth¨¢¨¢ngng kk?? tt?? ngng¨¤¨¤yy ni¨ºmni¨ºm yy??tt vv¨¤¨¤ 50%50% ss?? CCQCCQ nn¨¤¨¤yy trongtrong thth??ii giangian 66 thth¨¢¨¢ngng titi??pp theo;jtheo;j.. BB¨¢¨¢oo cc¨¢¨¢oo kk??tt ququ?? ????uu t?t? cc??aa ququ?? tt¨ª¨ªnhnh ????nn thth??ii ?i?i??mm ?KNY?KNY cc¨®¨® xx¨¢¨¢cc nhnh??nn cc??aa ng?nng?n hh¨¤¨¤ngng gigi¨¢¨¢mm ss¨¢¨¢tt;; j)j) GiGi??yy chch??ngng nhnh??nn cc??aa TrungTrung t?mt?m L?uL?u k?k? chch??ngng khokho¨¢¨¢nn vv?? vivi??cc CCQCCQ cc??aa ququ?? ????uu t?t? chch??ngng khokho¨¢¨¢nn ???? ??ng??ng k?k? l?ul?u k?k? tt??pp trungtrung;; k)k) V?nV?n bb??nn cc??aa CtyCty ququ??nn l?l? ququ?? chch?? ????nhnh ng?ng???ii ?i?i??uu hh¨¤¨¤nhnh vv¨¤¨¤ thth??cc hihi??nn CBTTCBTT li¨ºnli¨ºn quanquan ????nn ququ?? ????uu t?t? ?KNY?KNY;; l)l) BB??nn CamCam kk??tt ni¨ºmni¨ºm yy??tt ((mm??uu cc??aa SGDCK).SGDCK).
  • 18. AprApr--1010 DienLCDienLC--SSCSSC 1818 ThTh?? tt??cc ni¨ºmni¨ºm yy??tt mm??tt ss?? tr?tr???ngng hh??pp khkh¨¢¨¢cc ?? TT?? chch??cc ???? ni¨ºmni¨ºm yy??tt CPCP,, ?KNY TP?KNY TP ?? TT?? chch??cc ???? ni¨ºmni¨ºm yy??tt TPTP,, ?KNY TP?KNY TP mm??ii ?? TT?? chch??cc ???? ni¨ºmni¨ºm yy??tt TPTP,, ?KNY CP?KNY CP ?? DoanhDoanh nghinghi??pp kk??tt hh??pp vivi??cc chuychuy??nn ????ii sangsang hh¨¬¨¬nhnh thth??cc CtyCty cc?? phph??nn ????ii chch¨²¨²ngng vv??ii ?KNY?KNY tr¨ºntr¨ºn SGDCK,SGDCK, hh?? s?s? ?KNY CP?KNY CP ??????cc nn??pp ????ngng thth??ii vv??ii ququ¨¢¨¢ trtr¨¬¨¬nhnh chch¨¤¨¤oo bb¨¢¨¢nn CPCP rara c?ngc?ng chch¨²¨²ngng ?? CtyCty cc¨®¨® vv??nn n?n???cc ngongo¨¤¨¤ii chuychuy??nn ????ii ?? ?KNY?KNY bb?? sungsung
  • 19. AprApr--1010 DienLCDienLC--SSCSSC 1919 NghNgh??aa vv?? cc??aa TCNYTCNY 1.1. DuyDuy trtr¨¬¨¬ cc¨¢¨¢cc ti¨ºuti¨ºu chuchu??nn ni¨ºmni¨ºm yy??tt theotheo quyquy ????nhnh tt??ii ?i?i??uu 88 NghNgh?? ????nhnh ss?? 1414/2007//2007/N?N?--CPCP ngng¨¤¨¤yy 19/01/2007.19/01/2007. 2.2. BanBan hh¨¤¨¤nhnh ?i?i??uu ll?? CtyCty theotheo ??¨²¨²ngng ?i?i??uu ll?? mm??uu ¨¢¨¢pp dd??ngng chocho cc¨¢¨¢cc CtyCty ni¨ºmni¨ºm yy??tt tr¨ºntr¨ºn SGDCK/TTGDCK banSGDCK/TTGDCK ban hh¨¤¨¤nhnh tt??ii QuyQuy??tt ????nhnh ss?? 1515/2007//2007/Q?Q?--BTCBTC ngng¨¤¨¤yy 19/3/2007.19/3/2007. 3.3. Tu?nTu?n thth?? cc¨¢¨¢cc quyquy ????nhnh vv?? ququ??nn trtr?? CtyCty tt??ii QuyQuy chch?? ququ??nn trtr?? CtyCty ¨¢¨¢pp dd??ngng chocho cc¨¢¨¢cc CtyCty ni¨ºmni¨ºm yy??tt tr¨ºntr¨ºn SGDCK/TTGDCKSGDCK/TTGDCK banban hh¨¤¨¤nhnh tt??ii Q?Q? 12/2007/12/2007/Q?Q?--BTCBTC ngng¨¤¨¤yy 13/3/2007;13/3/2007; cc¨¢¨¢cc quyquy chch?? cc??aa SGDCKSGDCK vv¨¤¨¤ cc¨¢¨¢cc q?q???nhnh hihi??nn hh¨¤¨¤nhnh vv?? CK&TTCKCK&TTCK trongtrong susu??tt thth??ii giangian CKCK ni¨ºmni¨ºm yy??tt tr¨ºntr¨ºn SGDCK.SGDCK. 4.4. ThTh??cc hihi??nn cc¨¢¨¢cc nghngh??aa vv?? CBTTCBTT theotheo quyquy ????nhnh tt??ii Th?ngTh?ng t?t? ss?? 38/2007/TT38/2007/TT--BTCBTC ngng¨¤¨¤yy 18/04/200718/04/2007 vv?? h?h???ngng dd??nn CBTTCBTT vv¨¤¨¤ QuyQuy chch?? vv?? CBTTCBTT cc??aa SGDCK.SGDCK. 5.5. ??¨®¨®ngng phph¨ª¨ª ni¨ºmni¨ºm yy??tt theotheo quyquy ????nhnh ?? P20P20
  • 20. AprApr--1010 DienLCDienLC--SSCSSC 2020 PhPh¨ª¨ª ququ??n l? ni¨ºm yn l? ni¨ºm y??t ht h¨¤¨¤ng n?mng n?m ?? Ni¨ºm yNi¨ºm y??t < 10 tt < 10 t?? VN?VN?: 5 tri: 5 tri??u VN?u VN? ?? Ni¨ºm yNi¨ºm y??t tt t?? >=10 t>=10 t?? VN? ?VN? ???n < 50 tn < 50 t?? VN?VN?:: 10 tri10 tri??u VN?u VN? ?? Ni¨ºm yNi¨ºm y??t >= 50 tt >= 50 t?? VN? ?VN? ???n < 100 tn < 100 t?? VN?VN?:: 15 tri15 tri??u VN?u VN? ?? Ni¨ºm yNi¨ºm y??t >= 100 tt >= 100 t?? VN?VN?: 20 tri: 20 tri??u VN?u VN?
  • 21. AprApr--1010 DienLCDienLC--SSCSSC 2121 HH??yy bb?? ni¨ºmni¨ºm yy??tt bb??tt bubu??cc ?? TCNYTCNY kh?ngkh?ng c¨°nc¨°n ??¨¢¨¢pp ??ngng ??????cc cc¨¢¨¢cc ?i?i??uu kiki??nn ni¨ºmni¨ºm yy??tt trongtrong thth??ii hh??nn 0101 n?mn?m,, baobao gg??mm:: ¨C¨C VV ???? gg¨®¨®pp cc??aa tt?? chch??cc cc¨®¨® cc?? phiphi??uu,, trtr¨¢¨¢ii phiphi??uu ni¨ºmni¨ºm yy??tt gigi??mm xuxu??ngng d?d???ii 8080 tt?? VNVN??;; ¨C¨C Kh?ngKh?ng cc¨®¨® ???? 100100 cc?? ??ng??ng nn??mm gigi?? tt??ii thithi??uu 20%20% cc?? phiphi??uu cc¨®¨® quyquy??nn bibi??uu quyquy??tt hoho??cc kh?ngkh?ng cc¨®¨® ???? 100100 ng?ng???ii ss?? hh??uu trtr¨¢¨¢ii phiphi??uu cc??aa cc¨´¨´ngng mm??tt ????tt phph¨¢¨¢tt hh¨¤¨¤nhnh trongtrong 1212 thth¨¢¨¢ngng li¨ºnli¨ºn tt??cc;; ¨C¨C TT¨¤¨¤ii ss??nn r¨°ngr¨°ng cc??aa ququ?? ????uu t?t? gigi??mm xuxu??ngng d?d???ii 5050 tt?? VN?VN? trongtrong 1212 thth¨¢¨¢ngng li¨ºnli¨ºn tt??cc;; ¨C¨C VV??nn ?i?i??uu ll?? ???? gg¨®¨®pp cc??aa CtyCty ????uu t?t? chch??ngng khokho¨¢¨¢nn gigi??mm xuxu??ngng d?d???ii 5050 tt?? VN?VN?;; ¨C¨C SS?? ng?ng???ii nn??mm gigi?? cc?? phiphi??uu cc??aa CtyCty ????uu t?t? chch??ngng khokho¨¢¨¢nn hoho??cc CCQCCQ cc??aa ququ?? ????uu t?t? gigi??mm xuxu??ngng d?d???ii 100100 ng?ng???ii trongtrong 1212 thth¨¢¨¢ngng li¨ºnli¨ºn tt??cc.. ?? TCNYTCNY ngng??ngng hoho??cc bb?? ngng??ngng cc¨¢¨¢cc hoho??tt ????ngng SXKDSXKD chch¨ª¨ªnhnh tt?? 0101 n?mn?m trtr?? l¨ºnl¨ºn;; ?? TCNYTCNY bb?? thuthu hh??ii GiGi??yy ChCh??ngng nhnh??nn ?KKD?KKD hoho??cc gigi??yy phph¨¦¨¦pp hoho??tt ????ngng trongtrong ll??nhnh vv??cc chuy¨ºnchuy¨ºn ngng¨¤¨¤nhnh;; ?? CC?? phiphi??uu kh?ngkh?ng cc¨®¨® giaogiao dd??chch tt??ii SGDCKSGDCK trongtrong v¨°ngv¨°ng 1212 thth¨¢¨¢ngng;; ?? TCNYTCNY cc?? phiphi??uu,, trtr¨¢¨¢ii phiphi??uu cc¨®¨® kk??tt ququ?? hoho??tt ????ngng SXKDSXKD bb?? ll?? trongtrong 0303 n?mn?m li¨ºnli¨ºn tt??cc vv¨¤¨¤ tt??ngng ss?? ll?? ll??yy kk?? v?v???tt ququ¨¢¨¢ vv??nn chch?? ss?? hh??uu trongtrong BCTCBCTC tt??ii thth??ii ?i?i??mm gg??nn nhnh??tt;; ?? TCNYTCNY chch??mm dd??tt ss?? tt??nn tt??ii dodo ss¨¢¨¢pp nhnh??pp,, hh??pp nhnh??tt,, chiachia,, gigi??ii thth?? hoho??cc phph¨¢¨¢ ss??nn;; ququ?? ????uu t?t? chch??mm dd??tt thth??ii hh??nn hoho??tt ????ngng;; ?? TrTr¨¢¨¢ii phiphi??uu ????nn thth??ii giangian ??¨¢¨¢oo hh??nn hoho??cc trtr¨¢¨¢ii phiphi??uu ??????cc TCPHTCPH muamua ll??ii toto¨¤¨¤nn bb?? tr?tr???cc khikhi ??¨¢¨¢oo hh??nn;; ?? TT?? chch??cc kiki??mm toto¨¢¨¢nn cc¨®¨® ?? kiki??nn kh?ngkh?ng chch??pp nhnh??nn hoho??cc tt?? chch??ii chocho ?? kiki??nn ????ii vv??ii BCTCBCTC n?mn?m gg??nn nhnh??tt cc??aa TCNY;TCNY; ?? TCNYTCNY kh?ngkh?ng titi??nn hh¨¤¨¤nhnh cc¨¢¨¢cc thth?? tt??cc ni¨ºmni¨ºm yy??tt tt??ii SGDCKSGDCK trongtrong thth??ii hh??nn tt??ii ?a?a ll¨¤¨¤ 9090 ngng¨¤¨¤yy kk?? tt?? ngng¨¤¨¤yy ??????cc chch??pp thuthu??nn ?KNY?KNY;; ?? TrongTrong cc¨¢¨¢cc tr?tr???ngng hh??pp mm¨¤¨¤ SGDCKSGDCK xx¨¦¨¦tt thth??yy cc??nn thithi??tt nhnh??mm bb??oo vv?? quyquy??nn ll??ii cc??aa ng?ng???ii ????uu t?t? vv¨¤¨¤ sausau khikhi ??????cc ss?? chch??pp thuthu??nn cc??aa UBCKNN.UBCKNN.
  • 22. AprApr--1010 DienLCDienLC--SSCSSC 2222 ??ng??ng k?k? giaogiao dd??chch UpCoMUpCoM ?i?i??uu kiki??nn ?? LL¨¤¨¤ CKCK cc??a Cty ?a Cty ???ii chch¨²¨²ng theo quy ?ng theo quy ???nhnh tt??i ?ii ?i??u 25 Luu 25 Lu??t Ct CKK ch?a ni¨ºm ych?a ni¨ºm y??t hot ho??cc ?? b?? b?? huhu?? ni¨ºm yni¨ºm y??t tt t??ii SGDCKSGDCK ?? LL¨¤¨¤ CKCK ?? ???? ????c ??ngc ??ng k? l?u k? tk? l?u k? t??ii VSDVSD ?? ??????c 1 thc 1 th¨¤¨¤nh vi¨ºnnh vi¨ºn cam kcam k??t ht h?? trtr?? HH?? s?s? ?? GiGi??y ?y ??? nghngh?? ??ng k???ng k? giao dgiao d??chch CKCK ?? hh??p ?p ???ng cam kng cam k??t ht h?? trtr?? theo mtheo m??uu do HNXdo HNX quy ?quy ???nh, trnh, tr?? tr?tr???ngng hh??p thp th¨¤¨¤nh vi¨ºn lnh vi¨ºn l¨¤¨¤m thm th?? tt??c ??ng k? giao dc ??ng k? giao d??chch chocho CKCK cc??a cha ch¨ª¨ªnh Ctynh Cty mm¨¬¨¬nhnh ?? BB??n CBTTn CBTT ?? P23P23 ?? GiGi??y chy ch??ng nhng nh??n ??ngn ??ng k? l?u k? chk? l?u k? ch??ng khong kho¨¢¨¢nn dodo VSDVSD cc??pp
  • 23. AprApr--1010 DienLCDienLC--SSCSSC 2323 NN??I DUNG BI DUNG B??N C?NG BN C?NG B?? TH?NG TINTH?NG TIN I.I. CC¨¢¨¢cc nh?nnh?n tt?? rr??ii roro ??nhnh h?h???ngng ????nn gigi¨¢¨¢ cc?? chch??ngng khokho¨¢¨¢nn ??ng??ng k?k? giaogiao dd??chch II.II. NhNh??ngng ng?ng???ii chch??uu trtr¨¢¨¢chch nhinhi??mm chch¨ª¨ªnhnh ????ii vv??ii nn??ii dungdung BB??nn CBTTCBTT III.III. CC¨¢¨¢cc khkh¨¢¨¢ii nini??mTmT¨¬¨¬nhnh hh¨¬¨¬nhnh vv¨¤¨¤ ????cc ?i?i??mm cc??aa tt?? chch??cc ??ng??ng k?k? giaogiao dd??chch IV.IV. ChCh??ngng khokho¨¢¨¢nn ??ng??ng k?k? giaogiao dd??chch V.V. CC¨¢¨¢cc ????ii tt¨¢¨¢cc li¨ºnli¨ºn quanquan tt??ii vivi??cc ??ng??ng k?k? giaogiao dd??chch VI.VI. PhPh?? ll??cc ??P24P24
  • 24. AprApr--1010 DienLCDienLC--SSCSSC 2424 VII. PHVII. PH?? LL??CC 1.1. PhPh?? ll??cc I:I: BB??nn saosao hh??pp ll?? GiGi??yy chch??ngng nhnh??nn ?KKD?KKD.. 2.2. PhPh?? ll??cc II:II: ?i?i??uu ll?? CtyCty.. 3.3. PhPh?? ll??cc III:III: Bi¨ºnBi¨ºn bb??nn xx¨¢¨¢cc ????nhnh gigi¨¢¨¢ trtr?? tt¨¤¨¤ii ss??nn ((nn??uu cc¨®¨®).). 4.4. PhPh?? ll??cc IV:IV: BB??nn ????nhnh gigi¨¢¨¢ trangtrang thithi??tt bb??,, nhnh¨¤¨¤ x?x???ngng,...,... ((nn??uu cc¨®¨®).). 5.5. PhPh?? ll??cc V:V: GiGi??ii thithi??uu nhnh??ngng v?nv?n bb??nn phph¨¢¨¢pp lulu??tt li¨ºnli¨ºn quanquan ????nn tt?? chch??cc ??ng??ng k?k? giaogiao dd??chch.. 6.6. PhPh?? ll??cc VI:VI: CC¨¢¨¢cc BCTC.BCTC. 7.7. PhPh?? ll??cc VII:VII: BB¨¢¨¢oo cc¨¢¨¢oo vv?? nhnh??ngng tranhtranh chch??pp phph¨¢¨¢pp lulu??tt ((nn??uu cc¨®¨®).). 8.8. CC¨¢¨¢cc phph?? ll??cc khkh¨¢¨¢cc ((nn??uu cc¨®¨®).).
  • 25. AprApr--1010 DienLCDienLC--SSCSSC 2525 LL??pp hh?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt ?? KhKh??oo ss¨¢¨¢tt,, thuthu thth??pp th?ngth?ng tin,tin, ss?? lili??uu,, tt¨¬¨¬nhnh hh¨¬¨¬nhnh ?? ??¨¢¨¢nhnh gigi¨¢¨¢,, ph?nph?n tt¨ª¨ªchch ?? LL??pp thth??ii giangian bibi??uu vv¨¤¨¤ danhdanh mm??cc c?ngc?ng vivi??cc ?? K?K? hh??pp ????ngng t?t? vv??nn ?? ChCh?? ????nhnh nhnh¨®¨®m/nm/ng?g???ii thth??cc hihi??nn ?? Ph?nPh?n c?ngc?ng nhinhi??mm vv?? ?? CC¨¢¨¢cc cucu??cc hh??pp vv??ii TT?? chch??cc ?KNY?KNY ?? SoSo??nn thth??oo hh?? s?s?,, tt¨¤¨¤ii lili??uu,, mm??uu ??n??n,, L?L? ll??chch,, BB??nn cc¨¢¨¢oo bb??chch,, v?nv?n bb??nn gigi??ii trtr¨¬¨¬nhnh,,¡­¡­ ?? CC¨¢¨¢cc vv??nn ???? li¨ºnli¨ºn quanquan ?? P26P26
  • 26. AprApr--1010 DienLCDienLC--SSCSSC 2626 LL??pp hh?? s?s? ??ng??ng k?k? ni¨ºmni¨ºm yy??tt ((TiTi??pp)) ?? RR¨¤¨¤ soso¨¢¨¢tt ?i?i??uu kiki??nn ni¨ºmni¨ºm yy??tt:: VV??nn ?i?i??uu ll?? thth??cc gg¨®¨®pp, BCTC,, BCTC, KiKi??mm toto¨¢¨¢nn,, ?i?i??uu ll??,, MM??nhnh gigi¨¢¨¢,, C?C? cc??uu cc?? ??ng??ng,, HoHo¨¤¨¤nn chch??nhnh ss?? cc?? ??ng??ng ((????yy ???? th?ngth?ng tin)tin) ?? T?T? vv??nn xx¨¢¨¢cc ????nhnh gigi¨¢¨¢ ni¨ºmni¨ºm yy??tt dd?? kiki??nn
  • 27. AprApr--1010 DienLCDienLC--SSCSSC 2727 ChuChu??nn bb?? tr?tr???cc khikhi ll??pp hh?? s?s? ?? TT?? chch??cc ?H?C??H?C?// xinxin ?? kiki??nn cc?? ??ng??ng ?? SoSo??nn thth??oo cc¨¢¨¢cc tt¨¤¨¤ii lili??uu phph¨¢¨¢pp l?l? ?? GiGi??ii thithi??uu tt?? chch??cc kiki??mm toto¨¢¨¢nn,, t?t? vv??nn phph¨¢¨¢pp l?l?,, c?ngc?ng tyty inin ??nn.. ?? TT?? chch??cc,, c?c? cc??uu ll??ii doanhdoanh nghinghi??pp
  • 28. AprApr--1010 DienLCDienLC--SSCSSC 2828 NN??pp hh?? s?s? ??ng??ng k?k? Ni¨ºmNi¨ºm yy??t/UpCoMt/UpCoM ?? CC¨¢¨¢chch thth??cc ¨C¨C GG??i Hi H?? s? trs? tr??c tic ti??p tp t??i tri tr?? ss?? HOSE/ HNXHOSE/ HNX ¨C¨C HoHo??c theo ??c theo ????ng b?u ?ing b?u ?i??nn ¨C¨C ??yy quyquy??nn nn??pp hh?? s?s? ?? SS?? l?l???ngng ¨C¨C Ni¨ºmNi¨ºm yy??tt:: ?? HOSE: 02HOSE: 02 bb?? gg??mm 11 chch¨ª¨ªnhnh, 1, 1 sao+dsao+d??lili??uu ?i?i??nn tt?? ?? HNX: 03HNX: 03 bb?? gg??mm 11 chch¨ª¨ªnhnh, 2, 2 sao+dsao+d?? lili??uu ?i?i??nn tt?? ¨C¨C ?KGD?KGD UpCoMUpCoM: 01: 01 bb?? ?? ThTh??ii hh??nn gigi??ii quyquy??tt ¨C¨C Ni¨ºmNi¨ºm yy??tt: 30: 30 ngng¨¤¨¤yy ¨C¨C UpCoMUpCoM: 5: 5 ngng¨¤¨¤yy
  • 29. AprApr--1010 DienLCDienLC--SSCSSC 2929 QuyQuy trtr¨¬¨¬nhnh xx¨¦¨¦tt duyduy??tt hh?? s?s? ni¨ºmni¨ºm yy??tt ?? TiTi??pp nhnh??nn hh?? s?s? ¨C¨C KiKi??mm tratra s?s? bb?? tt¨ª¨ªnhnh ????yy ???? vv¨¤¨¤ hh??pp ll?? cc??aa bb?? hh?? s?s? ¨C¨C PhiPhi??uu nhnh??nn hh?? s?s? chocho TT?? chch??cc ?KNY?KNY ¨C¨C CBTTCBTT vv?? vivi??cc nhnh??nn hh?? s?s? ni¨ºmni¨ºm yy??tt ?? Y¨ºuY¨ºu cc??uu bb?? sung,sung, ss??aa ????ii hh?? s?s? ((nn??uu cc??nn)) ?? ThTh??mm ????nhnh hh?? s?s?,, ll??pp bb¨¢¨¢oo cc¨¢¨¢oo tt??ngng hh??pp ?? HH??ii ????ngng xx¨¦¨¦tt duyduy??tt ?? ChCh??pp thuthu??nn nguy¨ºnnguy¨ºn tt??cc// tt?? chch??ii ?? HoHo¨¤¨¤nn chch??nhnh hh?? s?s?// bb??nn cc¨¢¨¢oo bb??chch ?? P30P30 ?? Q?Q? chch??pp thuthu??nn vv¨¤¨¤ CBTTCBTT ?? ThTh?? tt??cc ni¨ºmni¨ºm yy??tt vv¨¤¨¤ giaogiao dd??chch tt??ii SGDCKSGDCK
  • 30. AprApr--1010 DienLCDienLC--SSCSSC 3030 THTH?? TT??C NI?M YC NI?M Y??T VT V?? GIAO DGIAO D??CHCH TR?N SGDCK SAU KHI ??TR?N SGDCK SAU KHI ????C CHC CH??P THUP THU??NN ?? SauSau khikhi ??????cc chch??pp thuthu??nn ?KNY?KNY vv?? mm??tt nguy¨ºnnguy¨ºn tt??cc,, TT?? chch??cc ?KNY?KNY phph??ii titi??nn hh¨¤¨¤nhnh thth?? tt??cc ??ng??ng k?k? chch??ngng khokho¨¢¨¢nn vv??ii VSDVSD vv¨¤¨¤ bb?? sungsung hoho¨¤¨¤nn tt??tt hh?? s?s? ?KNY?KNY.. ?? TrongTrong v¨°ngv¨°ng 9090 ngng¨¤¨¤yy sausau khikhi nhnh??nn Q?Q? chch??pp thuthu??nn ?KNY?KNY cc??aa SGDCK,SGDCK, TCNYTCNY cc¨®¨® trtr¨¢¨¢chch nhinhi??mm hoho¨¤¨¤nn tt??tt cc¨¢¨¢cc c?ngc?ng vivi??cc vv¨¤¨¤ thth?? tt??cc sausau:: ¨C¨C CBTTCBTT vv?? vivi??cc ni¨ºmni¨ºm yy??tt tr¨ºntr¨ºn 0303 kk?? li¨ºnli¨ºn titi??pp cc??aa mm??tt tt?? bb¨¢¨¢oo trungtrung ??ng??ng hoho??cc mm??tt tt?? bb¨¢¨¢oo ????aa ph??ngph??ng n?in?i TT?? chch??cc ?KNY?KNY cc¨®¨® trtr?? ss?? chch¨ª¨ªnhnh hoho??cc tt?? BB??nn tin TTCKtin TTCK cc??aa SGDCKSGDCK trongtrong 0505 ngng¨¤¨¤yy ll¨¤¨¤mm vivi??cc kk?? tt?? ngng¨¤¨¤yy ??????cc cc??pp Q?Q? chch??pp thuthu??nn ?KNY?KNY;; nn??ii dungdung chch¨ª¨ªnhnh baobao gg??mm:: ?? Th?ngTh?ng tintin vv?? GiGi??yy phph¨¦¨¦pp ni¨ºmni¨ºm yy??tt do SGDCKdo SGDCK cc??pp;; ?? ????aa ?i?i??mm cungcung cc??pp BB??nn cc¨¢¨¢oo bb??chch;; ?? NgNg¨¤¨¤yy giaogiao dd??chch dd?? kiki??nn;; ?? MM??tt ss?? th?ngth?ng tintin khkh¨¢¨¢cc vv?? ngng¨¤¨¤yy chch??tt ss?? cc?? ??ng??ng¡­¡­ ¨C¨C NN??pp phph¨ª¨ª ququ??nn l?l? ni¨ºmni¨ºm yy??tt chocho SGDSGD trongtrong 0505 ngng¨¤¨¤yy ll¨¤¨¤mm vivi??cc kk?? tt?? ngng¨¤¨¤yy ??????cc cc??pp Q?Q? chch??pp thuthu??nn ?KNY?KNY.. ?? PP ¨C¨C Th?ngTh?ng bb¨¢¨¢oo vv¨¤¨¤ h?h???ngng dd??nn cc?? ??ng??ng// trtr¨¢¨¢ii chch??// nhnh¨¤¨¤ ????uu t?t? l?ul?u k?k? CKCK ¨C¨C ??ng??ng k?k? ngng¨¤¨¤yy giaogiao dd??chch ????uu ti¨ºnti¨ºn ?? LL?? traotrao Q?Q? ?? KhaiKhai tr??ngtr??ng giaogiao dd??chch
  • 31. AprApr--1010 DienLCDienLC--SSCSSC 3131 ??ng??ng k?k? chch??ngng khokho¨¢¨¢nn QuQu??nn l?l? chch??ngng khokho¨¢¨¢nn ???? ??ng??ng k?k? tt??ii VSD:VSD: ?? SauSau khikhi CKCK ??????cc chch??pp thuthu??nn ??ng??ng k?k? tt??ii VSDVSD vivi??cc chuychuy??nn quyquy??nn ss?? hh??uu ????ii vv??ii cc¨¢¨¢cc lolo??ii CKCK ???? ??ng??ng k?k? tt??ii VSDVSD ??????cc thth??cc hihi??nn qua VSD.qua VSD. ?? VSDVSD chch??uu trtr¨¢¨¢chch nhinhi??mm ququ??nn l?l? th?ngth?ng tin CKtin CK ??ng??ng k?k? tt??ii VSDVSD thaythay mm??tt TCPHTCPH tr¨ºntr¨ºn c?c? ss?? ??yy quyquy??nn cc??aa TCPHTCPH ?? TCPHTCPH ss?? ??????cc VSDVSD cungcung cc??pp cc¨¢¨¢cc dd??chch vv?? thth??cc hihi??nn quyquy??nn nh?nh? trtr?? cc?? tt??cc bb??ngng titi??nn,, trtr?? cc?? tt??cc bb??ngng cc?? phiphi??uu,, thth??cc hihi??nn quyquy??nn bb?? phiphi??uu,, quyquy??nn muamua¡­¡­
  • 32. AprApr--1010 DienLCDienLC--SSCSSC 3232 ??ng??ng k?k? chch??ngng khokho¨¢¨¢nn ((TiTi??pp)) L?uL?u ?? ????ii vv??ii TCPHTCPH sausau khikhi ???? ??ng??ng k?k? chch??ngng khokho¨¢¨¢nn tt??ii VSDVSD ?? Th?ngTh?ng bb¨¢¨¢oo chocho cc¨¢¨¢cc cc?? ??ng??ng khuykhuy??nn cc¨¢¨¢oo phph??ii thth??cc hihi??nn muamua bb¨¢¨¢nn chuychuy??nn nh?nh???ngng quaqua tt¨¤¨¤ii khokho??nn tt??ii cc¨¢¨¢cc TVLKTVLK vv¨¤¨¤ TCPHTCPH kh?ngkh?ng xx¨¢¨¢cc nhnh??nn chuychuy??nn nh?nh???ngng muamua bb¨¢¨¢nn b¨ºnb¨ºn ngongo¨¤¨¤ii thth?? tr?tr???ngng sausau khikhi CKCK ???? ??ng??ng k?k? tt??ii VSDVSD ?? RR¨¤¨¤ soso¨¢¨¢tt ll??ii danhdanh ss¨¢¨¢chch ng?ng???ii ss?? hh??uu ???? ?i?i??uu chch??nhnh th?ngth?ng tintin saisai ss¨®¨®tt ((nn??uu cc¨®¨®)) vv?? ss?? l?l???ngng CKCK ss?? hh??uu cc??aa ng?ng???ii ????uu t?t? ????ii vv??ii cc¨¢¨¢cc giaogiao dd??chch chuychuy??nn nh?nh???ngng CKCK ???? ??????cc TCPHTCPH xx¨¢¨¢cc nhnh??nn chuychuy??nn quyquy??nn ss?? hh??uu tr?tr???cc thth??ii ?i?i??mm chch??tt danhdanh ss¨¢¨¢chch ???? ??ng??ng k?k? CKCK tt??ii VSD.VSD. SauSau 3030 ngng¨¤¨¤yy kk?? tt?? ngng¨¤¨¤yy cc??pp GiGi??yy chch??ngng nhnh??nn ?KCK?KCK, VSD, VSD cc¨®¨® quyquy??nn tt?? chch??ii ?i?i??uu chch??nhnh thth??cc hihi??nn chuychuy??nn quyquy??nn ss?? hh??uu.. ?? PhPh??ii hh??pp vv??ii TVLK, VSDTVLK, VSD ?i?i??uu chch??nhnh ll??ii nhnh??ngng saisai ss¨®¨®tt ????ii vv??ii th?ngth?ng tintin ??ng??ng k?k? banban ????uu cc??aa cc?? ??ng??ng khikhi ll¨¤¨¤mm thth?? tt??cc l?ul?u k?k? ?? PhPh??ii hh??pp VSDVSD ququ??nn l?l? th?ngth?ng tintin cc?? phph??nn hh??nn chch?? chuychuy??nn nh?nh???ngng.. ?? CungCung cc??pp th?ngth?ng tintin thaythay ????ii hh?? s?s? ??ng??ng k?k? l?ul?u k?k? nh?nh? thaythay ????ii t¨ºnt¨ºn CtyCty,, thaythay ????ii ?i?i??uu ll??¡­¡­ ?? Th?ngTh?ng bb¨¢¨¢oo th?ngth?ng tintin li¨ºnli¨ºn quanquan ????nn thth??cc hihi??nn quyquy??nn chocho VSDVSD ????yy ????,, chch¨ª¨ªnhnh xx¨¢¨¢cc,, kk??pp thth??ii..