Personal Information
Organization / Workplace
London United Kingdom
Industry
Finance / Banking / Insurance
Website
About
We are a specialist financial services regulatory consultancy, founded in 1999, with offices in London, Singapore and Manchester.
Contact Details
Tags
fca
financial conduct authority
fca regulation
aifmd
compliance
crowdfunding
regulation
regulatory compliance
nmpi
fsa
regulatory consultants
eis
compliance consultants
mifid ii
bovill
financial crime
financial services regulation
ucis
aif
social media regulation
eisa
crowdfunding regulation
non-mainstream pooled investment
aml
anti-money laundering
alternative investment fund manager
esma
enterprise investment scheme
cca
consumer credit
fca authorisation
doddfrank
eu directives
client money
mifid
cass
attestation
appropriateness
dear ceo
early stage investing
direct offer financial promotions
non-ucis
compliance monitoring
3 lines of defence
pottage
fca enforcement
regulati
compliance consulting
finrep
crd iv
captial requirements directive
eba
corep
crd 4
basel iii
kpmg
ifpru
bipru
cordium
kinetic
xbrl
tcc
aisummit
alternative investment
ciu
financial services marketing
direct offer financial promotions.
money laundering
conduct risk
tcf
fca objectives
treating customers fairly
banking
rdr
invesment
peer-to-peer lending
p2p
crowdfunder
approved persons
finance
smf
senior managers regime; senior persons regime
significant influence function.
sif
fianancial promotions
#ad
twitter
fund management
authorisation
spiers
syria
ukraine
russia
sanctions
boycott
markets in financial instruments
directive
broking
inducements
trading
dealing commission
best execution
custodian
financial crisis
suitability
financial services authority
wealth management
cmar
emir
european commission
dodd frank
uk financial conduct authority
ucits
us investment managers
ccta
office of fair trading
sgh martineau
consumer credit regulation
consumer credit compliance
richard ellison
consumer credit trade association
greg stevens
oft
aifm
gabriel
annex iv reporting
xml
annex iv
independent financial adviser
financial advice
online investing
regulatory consulting
weath management
investment advice
pensions
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