�ݺ�ߣ

Charlotte, North Carolina Area United States

Compliance Manager | Data Controls, QA, Testing & Analysis | Regulatory Controls & Infrastructure | Information Security

A recognized leader with 20+ years of financial, Governance Risk and Compliance (“GRC”) experience with success in a myriad of projects across enterprises in solving emerging GRC problems. Leading strategic initiatives to efficiently mitigate Market and Regulatory risks in Securities Operations by several million dollars. Proven track record of taking “as-is” operational capabilities and designing, and transforming into “to-be” operations strategy. • Played an integral role in building Risk Programs to support Data Governance Framework, Controls Testing and QA, Information Security, Analytics, and various regulatory compliance components including but not limited to: training, collatera...