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Christopher Dallas Resume
- 1. CHRISTOPHER W. DALLAS (302) 378-1172 // 321 Clayton Manor Drive, Middletown, DE 19709 // Christopher.w.dallas@jpmorgan.com SUMMARY Senior manager with 25+ years of client onboarding, client service, audit, and project management experience in private banking. Strong track record of building high performing teams across multiple functions, implementing new technology tools and operating models, and maintaining a strong control environment. Proven leader with demonstrated ability to collaborate effectively across functions, geographies, and organizational levels to facilitate change management and meet aggressive deadlines. KNOWLEDGE/SKILLS/LICENSES • FINRA Series 7, 63, 24 Licensed • KYC Regulations • Workflow Technology Implementation • Managing Client Experience • Account Opening • People Management (180+) • Risk/Control/Compliance • Conversational Spanish and French • Project Management • Product Knowledge: Brokerage, Deposit, Trust, Investment Management, Custody, Advisory, Fiduciary • Document Management • Client Service EXPERIENCE J.P. MORGAN CHASE BANK, N.A. – NEWARK, DE November 2005 - Present Executive Director, Senior Client Onboarding Manager, Asset Management, Private Bank Manage a group of 180 market aligned Private Banking Client Onboarding Officers and Managers responsible for the account opening and KYC processes across entity and product types supporting the Northeast, Southeast, and EMEA/ASIA regions. Also managed support functions including Maintenance, IRA Product Support, and Project Management. Key Accomplishments • Managed the national account opening function from 2005 to 2015. • Built out the Client Onboarding function to absorb KYC functions from the Front Office and integrated the account opening and KYC functions into the new Client Onboarding Group • Created regional hubs to support the newly combined functions and migrated the management of the account opening teams to the new Regional Hub managers. • Implemented new account opening workflow tools across the US platform including vendor selection, proof of concept, business requirements, release management, and ongoing prioritization of build work. • Orchestrated the migration of the NY hub from Midtown to Brooklyn • Implemented changes relating to many regulatory projects including Basel III, KYC, Cross Border, Dodd Frank, EMIR, Volker Super 23A, FINRA 2111, etc. Christopher W. Dallas 1 of 2
- 2. J.P. MORGAN (SUISSE) S.A. – GENEVA, SWITZERLAND September 2000 - November 2005 Vice President, Client Service and Client Onboarding Manager, Asset Management, Private Bank Managed the client service and account opening functions for the Geneva office supporting clients from EMEA, Latin America, and the Middle East. In addition, managed the account opening function in London for several years supporting clients booked in JPMIB. Key Accomplishments • Managed the merger of the two groups when Chase and JPM merged in 2001. Participated in the selection of technology, people, processes, etc. Also responsible for testing key components of the systems migration. • Implemented an imaging solution in Geneva to replace the paper based archival solution. • Implemented improvements in the manual statement delivery process by installing hardware to facilitated statement production and fulfillment. • Participated in the Y2K readiness effort across systems used by client service and account opening J.P. MORGAN CHASE BANK, N.A. – NEWARK, DE September 1998 – September 2000 Vice President, Regional Client Service Manager, Asset Management, Private Bank Managed a group of approximately 50 licensed client service professionals supporting various Private Bank markets in the Midwest, Southeast, LATAM, and EMEA regions. Client service functions included money movement, spot FX, draw downs on lines of credit, account and client maintenance, on-line set up, general inquiry, money market mutual fund purchases and sales, etc. Key Accomplishments • Managed the migration of the LATAM and EMEA client service function from New York to Delaware. • Participated in various re-engineering projects to streamline the highest volume workflows. Project related to system enhancements, operating model changes, and control improvements. J. P. MORGAN, S.A. – BUENOS AIRES, ARGENTINA September 1996 – September 1998 Associate, Internal Auditor, Corporate Audit Based in Buenos Aires, performed on-site internal audits of Emerging Markets trading processes in the Buenos Aires, Sao Paulo, Santiago and Mexico City offices. J.P. MORGAN CHASE BANK, N.A. – NEWARK, DE January 1991 - September 1996 Internal Auditor, Corporate Audit Performed on-site internal audits of JPM Trust Company entities in Los Angeles, Chicago, New York, Delaware, Palm Beach and Nassau. EDUCATION Miami University, Oxford, Ohio Bachelor of Science in Business Administration University of Delaware, Newark, DE Christopher W. Dallas 2 of 2
- 3. Masters of Science in Accounting Christopher W. Dallas 1 of 2