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LOCKE CAREERS INC.
More than 20 years of financial sector relationships
The commitment and flexibility of a boutique
Locke Careers Inc.
205 E. 42nd Street, 20th Floor
NewYork, NewYork 10017
212.430.2025 | support@lockecareers.com
www.lockecareers.com
About
LockeCareers
An executive search boutique,
invested in its clients,
committed to excellence,
transparency, and relationships
About
LockeCareers
Ourgoalistoprovideourclientswithtop
talentwhowillnotjustaddimmediatevalue
butwillcontributetothelong-termsuccessof
thefirm.Inordertoachievethis,LockeCareers
thoroughlyscreensourcandidatesusinga
performance-basedhiringmodel.Bylookingat
acandidatesprevioustrackrecordand
discussinghis/herpersonalgoals,wecan
determineiftheplacementwillbebeneficialfor
boththecandidateandclient.Wecanimprove
ourclientsROIbyidentifyingthecandidates
whowillnotbeagoodlong-termfitforthe
company.Thisultimatelysavesvaluabletime
aswellasthefinancialcostsassociatedwith
replacingunder-performingemployees.
-SeanLocke,President
Sean Locke, President, offers
more than 15 years of financial
sector search expertise
5 search professionals, 30
years of search experience
Deep investment in our
clients success
Respect for unique needs and
internal processes
Industry-beating retention
rates
Flexible arrangements,
including flat fees
Disciplined search process
Continuity and growth via
close relationships
Sean Locke
About
LockeCareers
Employee
retention
rates
Locke Careers
2015 6 mo. retention  89.1%*
2015 12 mo. retention  86.9%
2016 6 mo. retention  94.7%
2016 12 mo. retention  93.9%
2015 12 mo. industry avg. 
81.4%**
Cost savings via better retention
* Our retention data covers all permanent placements, regardless of search or fee structure
** Industry data is from the Compdata Surveys &Consulting 2015 Banking and Finance report
John Carter, Sean Locke 
Front office
Tom Hudson 
Quantitative analytics and risk management
Brendan Reynolds 
Finance, audit, tax, and compliance
Alyssa Orlansky 
Human resources and executive support
About
LockeCareers
Key
practice
areas
Front office
recruitment
Front office placements include:
M&A advisory
Corporate finance
Research
Quantitative analytics
Portfolio management
Trading
Institutional sales
Marketing and investor relations
CIO / executive placements
Front office
recruitment
15+ years of capital markets experience
Directs search process execution, firm-wide
Team lead on M&A, equity, debt,
restructuring, institutional research, sales,
and trading mandates
Long-term relationships with business heads
and executives from both global and
boutique organizations in banking, asset
management, and alternative investing
212.430.2025 (w) | slocke@lockecareers.com
Sean Locke
President
Front office
recruitment
TMT equities Portfolio Manager, AIA Group;
Morgan Stanley M&A analyst,TMT group
Alternative investments specialist; team lead
for hedge fund, private equity, activist, as
well as many long-only searches; core
member of capital markets search practice
Passionate about growth through human
capital investment
212.430.2029 (w) | john@lockecareers.com
Bloomberg IB: jcarter154@bloomberg.net
JohnCarter
ExecutiveSearchConsultant
Front office
recruitment
Quantitative analytics specialist; core
member of capital markets search practice
Team lead on quantitative investment,
research, strategy, and trading hires
More than 30 placements in 2 years of work
Passionate about the financial sectors
moving parts from a talent perspective;
matching top-talent and opportunity
212.430.2026 (w) | tom@lockecareers.comTom Hudson
ExecutiveSearchConsultant
Our
service
arrangements
As a boutique, we offer flexible
arrangements to fit your needs
Our
service
arrangements
Retained searches
Contingency searches
Hybrid exclusive or mutually
committed searches
Flat fee structures
As a part of our relationship, our clients also enjoy frequent informal consultations including salary and market data
provisions, recruitment process coaching, and expert introductions. More intensive research, mapping, onsite
recruitment, and specialty search arrangements can be tailored to fit your needs.
Our
search
process
Understand your organization, key
leaders, and selling points
Develop a person specification
Research & identify top targets
Screen & filter
Present top candidates
Interview, review, & select
Offer & close
LOCKE CAREERS INC.
More than 20 years of financial sector relationships
The commitment and flexibility of a boutique
General inquiries
Sean Locke | President
212.430.2025 | slocke@lockecareers.com
www.lockecareers.com
Front office
John Carter
212.430.2029 | john@lockecareers.com
Quantitative analytics and
risk management
Tom Hudson
212.430.2026 | tom@lockecareers.com
Audit, finance, and
compliance
Brendan Reynolds
212.430.2028 | brendan@lockecareers.com
Human resources and
executive support
Alyssa Orlansky
212.430.2027 | alyssa@lockecareers.com

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